Large Language Models (LLMs) has made significant progress in a number of professional fields, including medicine, law, and finance. However, in traditional Chinese medicine (TCM), there are challenges such as the essential differences between theory and modern medicine, the lack of specialized corpus resources, and the fact that relying only on supervised fine-tuning may lead to overconfident predictions. To address these challenges, we propose a two-stage training approach that combines continuous pre-training and supervised fine-tuning. A notable contribution of our study is the processing of a 2GB corpus dedicated to TCM, constructing pre-training and instruction fine-tuning datasets for TCM, respectively. In addition, we have developed Qibo-Benchmark, a tool that evaluates the performance of LLM in the TCM on multiple dimensions, including subjective, objective, and three TCM NLP tasks. The medical LLM trained with our pipeline, named $\textbf{Qibo}$, exhibits significant performance boosts. Compared to the baselines, the average subjective win rate is 63%, the average objective accuracy improved by 23% to 58%, and the Rouge-L scores for the three TCM NLP tasks are 0.72, 0.61, and 0.55. Finally, we propose a pipline to apply Qibo to TCM consultation and demonstrate the model performance through the case study.

Offline reinforcement learning (RL) is a learning paradigm where an agent learns from a fixed dataset of experience. However, learning solely from a static dataset can limit the performance due to the lack of exploration. To overcome it, offline-to-online RL combines offline pre-training with online fine-tuning, which enables the agent to further refine its policy by interacting with the environment in real-time. Despite its benefits, existing offline-to-online RL methods suffer from performance degradation and slow improvement during the online phase. To tackle these challenges, we propose a novel framework called Ensemble-based Offline-to-Online (E2O) RL. By increasing the number of Q-networks, we seamlessly bridge offline pre-training and online fine-tuning without degrading performance. Moreover, to expedite online performance enhancement, we appropriately loosen the pessimism of Q-value estimation and incorporate ensemble-based exploration mechanisms into our framework. Experimental results demonstrate that E2O can substantially improve the training stability, learning efficiency, and final performance of existing offline RL methods during online fine-tuning on a range of locomotion and navigation tasks, significantly outperforming existing offline-to-online RL methods.

Deep Reinforcement Learning (Deep RL) and Evolutionary Algorithms (EA) are two major paradigms of policy optimization with distinct learning principles, i.e., gradient-based v.s. gradient-free. An appealing research direction is integrating Deep RL and EA to devise new methods by fusing their complementary advantages. However, existing works on combining Deep RL and EA have two common drawbacks: 1) the RL agent and EA agents learn their policies individually, neglecting efficient sharing of useful common knowledge; 2) parameter-level policy optimization guarantees no semantic level of behavior evolution for the EA side. In this paper, we propose Evolutionary Reinforcement Learning with Two-scale State Representation and Policy Representation (ERL-Re$^2$), a novel solution to the aforementioned two drawbacks. The key idea of ERL-Re$^2$ is two-scale representation: all EA and RL policies share the same nonlinear state representation while maintaining individual} linear policy representations. The state representation conveys expressive common features of the environment learned by all the agents collectively; the linear policy representation provides a favorable space for efficient policy optimization, where novel behavior-level crossover and mutation operations can be performed. Moreover, the linear policy representation allows convenient generalization of policy fitness with the help of the Policy-extended Value Function Approximator (PeVFA), further improving the sample efficiency of fitness estimation. The experiments on a range of continuous control tasks show that ERL-Re$^2$ consistently outperforms advanced baselines and achieves the State Of The Art (SOTA). Our code is available on https://github.com/yeshenpy/ERL-Re2.

Offline reinforcement learning (ORL) has gained attention as a means of training reinforcement learning models using pre-collected static data. To address the issue of limited data and improve downstream ORL performance, recent work has attempted to expand the dataset's coverage through data augmentation. However, most of these methods are tied to a specific policy (policy-dependent), where the generated data can only guarantee to support the current downstream ORL policy, limiting its usage scope on other downstream policies. Moreover, the quality of synthetic data is often not well-controlled, which limits the potential for further improving the downstream policy. To tackle these issues, we propose HIgh-quality POlicy-DEcoupled (HIPODE), a novel data augmentation method for ORL. On the one hand, HIPODE generates high-quality synthetic data by selecting states near the dataset distribution with potentially high value among candidate states using the negative sampling technique. On the other hand, HIPODE is policy-decoupled, thus can be used as a common plug-in method for any downstream ORL process. We conduct experiments on the widely studied TD3BC and CQL algorithms, and the results show that HIPODE outperforms the state-of-the-art policy-decoupled data augmentation method and most prevalent model-based ORL methods on D4RL benchmarks.

Value estimation is one key problem in Reinforcement Learning. Albeit many successes have been achieved by Deep Reinforcement Learning (DRL) in different fields, the underlying structure and learning dynamics of value function, especially with complex function approximation, are not fully understood. In this paper, we report that decreasing rank of $Q$-matrix widely exists during learning process across a series of continuous control tasks for different popular algorithms. We hypothesize that the low-rank phenomenon indicates the common learning dynamics of $Q$-matrix from stochastic high dimensional space to smooth low dimensional space. Moreover, we reveal a positive correlation between value matrix rank and value estimation uncertainty. Inspired by above evidence, we propose a novel Uncertainty-Aware Low-rank Q-matrix Estimation (UA-LQE) algorithm as a general framework to facilitate the learning of value function. Through quantifying the uncertainty of state-action value estimation, we selectively erase the entries of highly uncertain values in state-action value matrix and conduct low-rank matrix reconstruction for them to recover their values. Such a reconstruction exploits the underlying structure of value matrix to improve the value approximation, thus leading to a more efficient learning process of value function. In the experiments, we evaluate the efficacy of UA-LQE in several representative OpenAI MuJoCo continuous control tasks.

Deep Reinforcement Learning (DRL) and Deep Multi-agent Reinforcement Learning (MARL) have achieved significant success across a wide range of domains, such as game AI, autonomous vehicles, robotics and finance. However, DRL and deep MARL agents are widely known to be sample-inefficient and millions of interactions are usually needed even for relatively simple game settings, thus preventing the wide application in real-industry scenarios. One bottleneck challenge behind is the well-known exploration problem, i.e., how to efficiently explore the unknown environments and collect informative experiences that could benefit the policy learning most. In this paper, we conduct a comprehensive survey on existing exploration methods in DRL and deep MARL for the purpose of providing understandings and insights on the critical problems and solutions. We first identify several key challenges to achieve efficient exploration, which most of the exploration methods aim at addressing. Then we provide a systematic survey of existing approaches by classifying them into two major categories: uncertainty-oriented exploration and intrinsic motivation-oriented exploration. The essence of uncertainty-oriented exploration is to leverage the quantification of the epistemic and aleatoric uncertainty to derive efficient exploration. By contrast, intrinsic motivation-oriented exploration methods usually incorporate different reward agnostic information for intrinsic exploration guidance. Beyond the above two main branches, we also conclude other exploration methods which adopt sophisticated techniques but are difficult to be classified into the above two categories. In addition, we provide a comprehensive empirical comparison of exploration methods for DRL on a set of commonly used benchmarks. Finally, we summarize the open problems of exploration in DRL and deep MARL and point out a few future directions.

Discrete-continuous hybrid action space is a natural setting in many practical problems, such as robot control and game AI. However, most previous Reinforcement Learning (RL) works only demonstrate the success in controlling with either discrete or continuous action space, while seldom take into account the hybrid action space. One naive way to address hybrid action RL is to convert the hybrid action space into a unified homogeneous action space by discretization or continualization, so that conventional RL algorithms can be applied. However, this ignores the underlying structure of hybrid action space and also induces the scalability issue and additional approximation difficulties, thus leading to degenerated results. In this paper, we propose Hybrid Action Representation (HyAR) to learn a compact and decodable latent representation space for the original hybrid action space. HyAR constructs the latent space and embeds the dependence between discrete action and continuous parameter via an embedding table and conditional Variantional Auto-Encoder (VAE). To further improve the effectiveness, the action representation is trained to be semantically smooth through unsupervised environmental dynamics prediction. Finally, the agent then learns its policy with conventional DRL algorithms in the learned representation space and interacts with the environment by decoding the hybrid action embeddings to the original action space. We evaluate HyAR in a variety of environments with discrete-continuous action space. The results demonstrate the superiority of HyAR when compared with previous baselines, especially for high-dimensional action spaces.

The value function lies in the heart of Reinforcement Learning (RL), which defines the long-term evaluation of a policy in a given state. In this paper, we propose Policy-extended Value Function Approximator (PeVFA) which extends the conventional value to be not only a function of state but also an explicit policy representation. Such an extension enables PeVFA to preserve values of multiple policies in contrast to a conventional one with limited capacity for only one policy, inducing the new characteristic of \emph{value generalization among policies}. From both the theoretical and empirical lens, we study value generalization along the policy improvement path (called local generalization), from which we derive a new form of Generalized Policy Iteration with PeVFA to improve the conventional learning process. Besides, we propose a framework to learn the representation of an RL policy, studying several different approaches to learn an effective policy representation from policy network parameters and state-action pairs through contrastive learning and action prediction. In our experiments, Proximal Policy Optimization (PPO) with PeVFA significantly outperforms its vanilla counterpart in MuJoCo continuous control tasks, demonstrating the effectiveness of value generalization offered by PeVFA and policy representation learning.

With the increasing popularity of electric vehicles, distributed energy generation and storage facilities in smart grid systems, an efficient Demand-Side Management (DSM) is urgent for energy savings and peak loads reduction. Traditional DSM works focusing on optimizing the energy activities for a single household can not scale up to large-scale home energy management problems. Multi-agent Deep Reinforcement Learning (MA-DRL) shows a potential way to solve the problem of scalability, where modern homes interact together to reduce energy consumers consumption while striking a balance between energy cost and peak loads reduction. However, it is difficult to solve such an environment with the non-stationarity, and existing MA-DRL approaches cannot effectively give incentives for expected group behavior. In this paper, we propose a collective MA-DRL algorithm with continuous action space to provide fine-grained control on a large scale microgrid. To mitigate the non-stationarity of the microgrid environment, a novel predictive model is proposed to measure the collective market behavior. Besides, a collective behavior entropy is introduced to reduce the high peak loads incurred by the collective behaviors of all householders in the smart grid. Empirical results show that our approach significantly outperforms the state-of-the-art methods regarding power cost reduction and daily peak loads optimization.

Value functions are crucial for model-free Reinforcement Learning (RL) to obtain a policy implicitly or guide the policy updates. Value estimation heavily depends on the stochasticity of environmental dynamics and the quality of reward signals. In this paper, we propose a two-step understanding of value estimation from the perspective of future prediction, through decomposing the value function into a reward-independent future dynamics part and a policy-independent trajectory return part. We then derive a practical deep RL algorithm from the above decomposition, consisting of a convolutional trajectory representation model, a conditional variational dynamics model to predict the expected representation of future trajectory and a convex trajectory return model that maps a trajectory representation to its return. Our algorithm is evaluated in MuJoCo continuous control tasks and shows superior results under both common settings and delayed reward settings.