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Collaborating Authors

 Lum, Kristian


The Intersectionality Problem for Algorithmic Fairness

arXiv.org Artificial Intelligence

A yet unmet challenge in algorithmic fairness is the problem of intersectionality, that is, achieving fairness across the intersection of multiple groups -- and verifying that such fairness has been attained. Because intersectional groups tend to be small, verifying whether a model is fair raises statistical as well as moral-methodological challenges. This paper (1) elucidates the problem of intersectionality in algorithmic fairness, (2) develops desiderata to clarify the challenges underlying the problem and guide the search for potential solutions, (3) illustrates the desiderata and potential solutions by sketching a proposal using simple hypothesis testing, and (4) evaluates, partly empirically, this proposal against the proposed desiderata.


STAR: SocioTechnical Approach to Red Teaming Language Models

arXiv.org Artificial Intelligence

This research introduces STAR, a sociotechnical framework that improves on current best practices for red teaming safety of large language models. STAR makes two key contributions: it enhances steerability by generating parameterised instructions for human red teamers, leading to improved coverage of the risk surface. Parameterised instructions also provide more detailed insights into model failures at no increased cost. Second, STAR improves signal quality by matching demographics to assess harms for specific groups, resulting in more sensitive annotations. STAR further employs a novel step of arbitration to leverage diverse viewpoints and improve label reliability, treating disagreement not as noise but as a valuable contribution to signal quality.


The Impossibility of Fair LLMs

arXiv.org Machine Learning

The need for fair AI is increasingly clear in the era of general-purpose systems such as ChatGPT, Gemini, and other large language models (LLMs). However, the increasing complexity of human-AI interaction and its social impacts have raised questions of how fairness standards could be applied. Here, we review the technical frameworks that machine learning researchers have used to evaluate fairness, such as group fairness and fair representations, and find that their application to LLMs faces inherent limitations. We show that each framework either does not logically extend to LLMs or presents a notion of fairness that is intractable for LLMs, primarily due to the multitudes of populations affected, sensitive attributes, and use cases. To address these challenges, we develop guidelines for the more realistic goal of achieving fairness in particular use cases: the criticality of context, the responsibility of LLM developers, and the need for stakeholder participation in an iterative process of design and evaluation. Moreover, it may eventually be possible and even necessary to use the general-purpose capabilities of AI systems to address fairness challenges as a form of scalable AI-assisted alignment.


Bias in Language Models: Beyond Trick Tests and Toward RUTEd Evaluation

arXiv.org Artificial Intelligence

Bias benchmarks are a popular method for studying the negative impacts of bias in LLMs, yet there has been little empirical investigation of whether these benchmarks are actually indicative of how real world harm may manifest in the real world. In this work, we study the correspondence between such decontextualized "trick tests" and evaluations that are more grounded in Realistic Use and Tangible {Effects (i.e. RUTEd evaluations). We explore this correlation in the context of gender-occupation bias--a popular genre of bias evaluation. We compare three de-contextualized evaluations adapted from the current literature to three analogous RUTEd evaluations applied to long-form content generation. We conduct each evaluation for seven instruction-tuned LLMs. For the RUTEd evaluations, we conduct repeated trials of three text generation tasks: children's bedtime stories, user personas, and English language learning exercises. We found no correspondence between trick tests and RUTEd evaluations. Specifically, selecting the least biased model based on the de-contextualized results coincides with selecting the model with the best performance on RUTEd evaluations only as often as random chance. We conclude that evaluations that are not based in realistic use are likely insufficient to mitigate and assess bias and real-world harms.


A statistical framework for fair predictive algorithms

arXiv.org Machine Learning

Predictive modeling is increasingly being employed to assist human decision-makers. One purported advantage of replacing human judgment with computer models in high stakes settings-- such as sentencing, hiring, policing, college admissions, and parole decisions-- is the perceived "neutrality" of computers. It is argued that because computer models do not hold personal prejudice, the predictions they produce will be equally free from prejudice. There is growing recognition that employing algorithms does not remove the potential for bias, and can even amplify it, since training data were inevitably generated by a process that is itself biased. In this paper, we provide a probabilistic definition of algorithmic bias. We propose a method to remove bias from predictive models by removing all information regarding protected variables from the permitted training data. Unlike previous work in this area, our framework is general enough to accommodate arbitrary data types, e.g. binary, continuous, etc. Motivated by models currently in use in the criminal justice system that inform decisions on pre-trial release and paroling, we apply our proposed method to a dataset on the criminal histories of individuals at the time of sentencing to produce "race-neutral" predictions of re-arrest. In the process, we demonstrate that the most common approach to creating "race-neutral" models-- omitting race as a covariate-- still results in racially disparate predictions. We then demonstrate that the application of our proposed method to these data removes racial disparities from predictions with minimal impact on predictive accuracy.