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Collaborating Authors

 Lopez, Adam


LLMs Reproduce Stereotypes of Sexual and Gender Minorities

arXiv.org Artificial Intelligence

A large body of research has found substantial gender bias in NLP systems. Most of this research takes a binary, essentialist view of gender: limiting its variation to the categories _men_ and _women_, conflating gender with sex, and ignoring different sexual identities. But gender and sexuality exist on a spectrum, so in this paper we study the biases of large language models (LLMs) towards sexual and gender minorities beyond binary categories. Grounding our study in a widely used psychological framework -- the Stereotype Content Model -- we demonstrate that English-language survey questions about social perceptions elicit more negative stereotypes of sexual and gender minorities from LLMs, just as they do from humans. We then extend this framework to a more realistic use case: text generation. Our analysis shows that LLMs generate stereotyped representations of sexual and gender minorities in this setting, raising concerns about their capacity to amplify representational harms in creative writing, a widely promoted use case.


Taming the Sigmoid Bottleneck: Provably Argmaxable Sparse Multi-Label Classification

arXiv.org Artificial Intelligence

Sigmoid output layers are widely used in multi-label classification (MLC) tasks, in which multiple labels can be assigned to any input. In many practical MLC tasks, the number of possible labels is in the thousands, often exceeding the number of input features and resulting in a low-rank output layer. In multi-class classification, it is known that such a low-rank output layer is a bottleneck that can result in unargmaxable classes: classes which cannot be predicted for any input. In this paper, we show that for MLC tasks, the analogous sigmoid bottleneck results in exponentially many unargmaxable label combinations. We explain how to detect these unargmaxable outputs and demonstrate their presence in three widely used MLC datasets. We then show that they can be prevented in practice by introducing a Discrete Fourier Transform (DFT) output layer, which guarantees that all sparse label combinations with up to $k$ active labels are argmaxable. Our DFT layer trains faster and is more parameter efficient, matching the F1@k score of a sigmoid layer while using up to 50% fewer trainable parameters. Our code is publicly available at https://github.com/andreasgrv/sigmoid-bottleneck.


First Tragedy, then Parse: History Repeats Itself in the New Era of Large Language Models

arXiv.org Artificial Intelligence

Many NLP researchers are experiencing an existential crisis triggered by the astonishing success of ChatGPT and other systems based on large language models (LLMs). After such a disruptive change to our understanding of the field, what is left to do? Taking a historical lens, we look for guidance from the first era of LLMs, which began in 2005 with large $n$-gram models for machine translation. We identify durable lessons from the first era, and more importantly, we identify evergreen problems where NLP researchers can continue to make meaningful contributions in areas where LLMs are ascendant. Among these lessons, we discuss the primacy of hardware advancement in shaping the availability and importance of scale, as well as the urgent challenge of quality evaluation, both automated and human. We argue that disparities in scale are transient and that researchers can work to reduce them; that data, rather than hardware, is still a bottleneck for many meaningful applications; that meaningful evaluation informed by actual use is still an open problem; and that there is still room for speculative approaches.


Cross-lingual Transfer Can Worsen Bias in Sentiment Analysis

arXiv.org Artificial Intelligence

Sentiment analysis (SA) systems are widely deployed in many of the world's languages, and there is well-documented evidence of demographic bias in these systems. In languages beyond English, scarcer training data is often supplemented with transfer learning using pre-trained models, including multilingual models trained on other languages. In some cases, even supervision data comes from other languages. Does cross-lingual transfer also import new biases? To answer this question, we use counterfactual evaluation to test whether gender or racial biases are imported when using cross-lingual transfer, compared to a monolingual transfer setting. Across five languages, we find that systems using cross-lingual transfer usually become more biased than their monolingual counterparts. We also find racial biases to be much more prevalent than gender biases. To spur further research on this topic, we release the sentiment models we used for this study, and the intermediate checkpoints throughout training, yielding 1,525 distinct models; we also release our evaluation code.


Bias Beyond English: Counterfactual Tests for Bias in Sentiment Analysis in Four Languages

arXiv.org Artificial Intelligence

Sentiment analysis (SA) systems are used in many products and hundreds of languages. Gender and racial biases are well-studied in English SA systems, but understudied in other languages, with few resources for such studies. To remedy this, we build a counterfactual evaluation corpus for gender and racial/migrant bias in four languages. We demonstrate its usefulness by answering a simple but important question that an engineer might need to answer when deploying a system: What biases do systems import from pre-trained models when compared to a baseline with no pre-training? Our evaluation corpus, by virtue of being counterfactual, not only reveals which models have less bias, but also pinpoints changes in model bias behaviour, which enables more targeted mitigation strategies. We release our code and evaluation corpora to facilitate future research.


Sparsity Emerges Naturally in Neural Language Models

arXiv.org Machine Learning

Concerns about interpretability, computational resources, and principled inductive priors have motivated efforts to engineer sparse neural models for NLP tasks. If sparsity is important for NLP, might well-trained neural models naturally become roughly sparse? Using the Taxi-Euclidean norm to measure sparsity, we find that frequent input words are associated with concentrated or sparse activations, while frequent target words are associated with dispersed activations but concentrated gradients. We find that gradients associated with function words are more concentrated than the gradients of content words, even controlling for word frequency.