The o1 model series is trained with large-scale reinforcement learning to reason using chain of thought. These advanced reasoning capabilities provide new avenues for improving the safety and robustness of our models. In particular, our models can reason about our safety policies in context when responding to potentially unsafe prompts, through deliberative alignment. This leads to state-of-the-art performance on certain benchmarks for risks such as generating illicit advice, choosing stereotyped responses, and succumbing to known jailbreaks. Training models to incorporate a chain of thought before answering has the potential to unlock substantial benefits, while also increasing potential risks that stem from heightened intelligence. Our results underscore the need for building robust alignment methods, extensively stress-testing their efficacy, and maintaining meticulous risk management protocols. This report outlines the safety work carried out for the OpenAI o1 and OpenAI o1-mini models, including safety evaluations, external red teaming, and Preparedness Framework evaluations.

Should sequences be modeled autoregressively---one symbol at a time? How much computation is needed to predict the next symbol? While local normalization is cheap, this also limits its power. We point out that some probability distributions over discrete sequences cannot be well-approximated by any autoregressive model whose runtime and parameter size grow polynomially in the sequence length---even though their unnormalized sequence probabilities are efficient to compute exactly. Intuitively, the probability of the next symbol can be expensive to compute or approximate (even via randomized algorithms) when it marginalizes over exponentially many possible futures, which is in general $\mathrm{NP}$-hard. Our result is conditional on the widely believed hypothesis that $\mathrm{NP} \nsubseteq \mathrm{P/poly}$ (without which the polynomial hierarchy would collapse at the second level). This theoretical observation serves as a caution to the viewpoint that pumping up parameter size is a straightforward way to improve autoregressive models (e.g., in language modeling). It also suggests that globally normalized (energy-based) models may sometimes outperform locally normalized (autoregressive) models, as we demonstrate experimentally for language modeling.

This paper addresses the problem of predicting duration of unplanned power outages, using historical outage records to train a series of neural network predictors. The initial duration prediction is made based on environmental factors, and it is updated based on incoming field reports using natural language processing to automatically analyze the text. Experiments using 15 years of outage records show good initial results and improved performance leveraging text. Case studies show that the language processing identifies phrases that point to outage causes and repair steps.