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Collaborating Authors

 He, Yuan


Supposedly Equivalent Facts That Aren't? Entity Frequency in Pre-training Induces Asymmetry in LLMs

arXiv.org Artificial Intelligence

Understanding and mitigating hallucinations in Large Language Models (LLMs) is crucial for ensuring reliable content generation. While previous research has primarily focused on "when" LLMs hallucinate, our work explains "why" and directly links model behaviour to the pre-training data that forms their prior knowledge. Specifically, we demonstrate that an asymmetry exists in the recognition of logically equivalent facts, which can be attributed to frequency discrepancies of entities appearing as subjects versus objects. Given that most pre-training datasets are inaccessible, we leverage the fully open-source OLMo series by indexing its Dolma dataset to estimate entity frequencies. Using relational facts (represented as triples) from Wikidata5M, we construct probing datasets to isolate this effect. Our experiments reveal that facts with a high-frequency subject and a low-frequency object are better recognised than their inverse, despite their logical equivalence. The pattern reverses in low-to-high frequency settings, and no statistically significant asymmetry emerges when both entities are high-frequency. These findings highlight the influential role of pre-training data in shaping model predictions and provide insights for inferring the characteristics of pre-training data in closed or partially closed LLMs.


Top-K Pairwise Ranking: Bridging the Gap Among Ranking-Based Measures for Multi-Label Classification

arXiv.org Artificial Intelligence

Multi-label ranking, which returns multiple top-ranked labels for each instance, has a wide range of applications for visual tasks. Due to its complicated setting, prior arts have proposed various measures to evaluate model performances. However, both theoretical analysis and empirical observations show that a model might perform inconsistently on different measures. To bridge this gap, this paper proposes a novel measure named Top-K Pairwise Ranking (TKPR), and a series of analyses show that TKPR is compatible with existing ranking-based measures. In light of this, we further establish an empirical surrogate risk minimization framework for TKPR. On one hand, the proposed framework enjoys convex surrogate losses with the theoretical support of Fisher consistency. On the other hand, we establish a sharp generalization bound for the proposed framework based on a novel technique named data-dependent contraction. Finally, empirical results on benchmark datasets validate the effectiveness of the proposed framework.


Ontology Embedding: A Survey of Methods, Applications and Resources

arXiv.org Artificial Intelligence

Ontologies are widely used for representing domain knowledge and meta data, playing an increasingly important role in Information Systems, the Semantic Web, Bioinformatics and many other domains. However, logical reasoning that ontologies can directly support are quite limited in learning, approximation and prediction. One straightforward solution is to integrate statistical analysis and machine learning. To this end, automatically learning vector representation for knowledge of an ontology i.e., ontology embedding has been widely investigated in recent years. Numerous papers have been published on ontology embedding, but a lack of systematic reviews hinders researchers from gaining a comprehensive understanding of this field. To bridge this gap, we write this survey paper, which first introduces different kinds of semantics of ontologies, and formally defines ontology embedding from the perspectives of both mathematics and machine learning, as well as its property of faithfulness. Based on this, it systematically categorises and analyses a relatively complete set of over 80 papers, according to the ontologies and semantics that they aim at, and their technical solutions including geometric modeling, sequence modeling and graph propagation. This survey also introduces the applications of ontology embedding in ontology engineering, machine learning augmentation and life sciences, presents a new library mOWL, and discusses the challenges and future directions.


A Language Model based Framework for New Concept Placement in Ontologies

arXiv.org Artificial Intelligence

We investigate the task of inserting new concepts extracted from texts into an ontology using language models. We explore an approach with three steps: edge search which is to find a set of candidate locations to insert (i.e., subsumptions between concepts), edge formation and enrichment which leverages the ontological structure to produce and enhance the edge candidates, and edge selection which eventually locates the edge to be placed into. In all steps, we propose to leverage neural methods, where we apply embedding-based methods and contrastive learning with Pre-trained Language Models (PLMs) such as BERT for edge search, and adapt a BERT fine-tuning-based multi-label Edge-Cross-encoder, and Large Language Models (LLMs) such as GPT series, FLAN-T5, and Llama 2, for edge selection. We evaluate the methods on recent datasets created using the SNOMED CT ontology and the MedMentions entity linking benchmark. The best settings in our framework use fine-tuned PLM for search and a multi-label Cross-encoder for selection. Zero-shot prompting of LLMs is still not adequate for the task, and we propose explainable instruction tuning of LLMs for improved performance. Our study shows the advantages of PLMs and highlights the encouraging performance of LLMs that motivates future studies.


Understanding Practical Membership Privacy of Deep Learning

arXiv.org Artificial Intelligence

We apply a state-of-the-art membership inference attack (MIA) to systematically test the practical privacy vulnerability of fine-tuning large image classification models.We focus on understanding the properties of data sets and samples that make them vulnerable to membership inference. In terms of data set properties, we find a strong power law dependence between the number of examples per class in the data and the MIA vulnerability, as measured by true positive rate of the attack at a low false positive rate. For an individual sample, large gradients at the end of training are strongly correlated with MIA vulnerability.


Language Models as Hierarchy Encoders

arXiv.org Artificial Intelligence

Interpreting hierarchical structures latent in language is a key limitation of current language models (LMs). While previous research has implicitly leveraged these hierarchies to enhance LMs, approaches for their explicit encoding are yet to be explored. To address this, we introduce a novel approach to re-train transformer encoder-based LMs as Hierarchy Transformer encoders (HiTs), harnessing the expansive nature of hyperbolic space. Our method situates the output embedding space of pre-trained LMs within a Poincar\'e ball with a curvature that adapts to the embedding dimension, followed by re-training on hyperbolic cluster and centripetal losses. These losses are designed to effectively cluster related entities (input as texts) and organise them hierarchically. We evaluate HiTs against pre-trained and fine-tuned LMs, focusing on their capabilities in simulating transitive inference, predicting subsumptions, and transferring knowledge across hierarchies. The results demonstrate that HiTs consistently outperform both pre-trained and fine-tuned LMs in these tasks, underscoring the effectiveness and transferability of our re-trained hierarchy encoders.


One-dimensional Adapter to Rule Them All: Concepts, Diffusion Models and Erasing Applications

arXiv.org Artificial Intelligence

The prevalent use of commercial and open-source diffusion models (DMs) for text-to-image generation prompts risk mitigation to prevent undesired behaviors. Existing concept erasing methods in academia are all based on full parameter or specification-based fine-tuning, from which we observe the following issues: 1) Generation alternation towards erosion: Parameter drift during target elimination causes alternations and potential deformations across all generations, even eroding other concepts at varying degrees, which is more evident with multi-concept erased; 2) Transfer inability & deployment inefficiency: Previous model-specific erasure impedes the flexible combination of concepts and the training-free transfer towards other models, resulting in linear cost growth as the deployment scenarios increase. To achieve non-invasive, precise, customizable, and transferable elimination, we ground our erasing framework on one-dimensional adapters to erase multiple concepts from most DMs at once across versatile erasing applications. The concept-SemiPermeable structure is injected as a Membrane (SPM) into any DM to learn targeted erasing, and meantime the alteration and erosion phenomenon is effectively mitigated via a novel Latent Anchoring fine-tuning strategy. Once obtained, SPMs can be flexibly combined and plug-and-play for other DMs without specific re-tuning, enabling timely and efficient adaptation to diverse scenarios. During generation, our Facilitated Transport mechanism dynamically regulates the permeability of each SPM to respond to different input prompts, further minimizing the impact on other concepts. Quantitative and qualitative results across ~40 concepts, 7 DMs and 4 erasing applications have demonstrated the superior erasing of SPM. Our code and pre-tuned SPMs will be available on the project page https://lyumengyao.github.io/projects/spm.


A Unified Generalization Analysis of Re-Weighting and Logit-Adjustment for Imbalanced Learning

arXiv.org Artificial Intelligence

Real-world datasets are typically imbalanced in the sense that only a few classes have numerous samples, while many classes are associated with only a few samples. As a result, a na\"ive ERM learning process will be biased towards the majority classes, making it difficult to generalize to the minority classes. To address this issue, one simple but effective approach is to modify the loss function to emphasize the learning on minority classes, such as re-weighting the losses or adjusting the logits via class-dependent terms. However, existing generalization analysis of such losses is still coarse-grained and fragmented, failing to explain some empirical results. To bridge this gap, we propose a novel technique named data-dependent contraction to capture how these modified losses handle different classes. On top of this technique, a fine-grained generalization bound is established for imbalanced learning, which helps reveal the mystery of re-weighting and logit-adjustment in a unified manner. Furthermore, a principled learning algorithm is developed based on the theoretical insights. Finally, the empirical results on benchmark datasets not only validate the theoretical results but also demonstrate the effectiveness of the proposed method.


Exploring Large Language Models for Ontology Alignment

arXiv.org Artificial Intelligence

This work investigates the applicability of recent generative Large Language Models (LLMs), such as the GPT series and Flan-T5, to ontology alignment for identifying concept equivalence mappings across ontologies. To test the zero-shot performance of Flan-T5-XXL and GPT-3.5-turbo, we leverage challenging subsets from two equivalence matching datasets of the OAEI Bio-ML track, taking into account concept labels and structural contexts. Preliminary findings suggest that LLMs have the potential to outperform existing ontology alignment systems like BERTMap, given careful framework and prompt design.


Ontology Enrichment from Texts: A Biomedical Dataset for Concept Discovery and Placement

arXiv.org Artificial Intelligence

Mentions of new concepts appear regularly in texts and require automated approaches to harvest and place them into Knowledge Bases (KB), e.g., ontologies and taxonomies. Existing datasets suffer from three issues, (i) mostly assuming that a new concept is pre-discovered and cannot support out-of-KB mention discovery; (ii) only using the concept label as the input along with the KB and thus lacking the contexts of a concept label; and (iii) mostly focusing on concept placement w.r.t a taxonomy of atomic concepts, instead of complex concepts, i.e., with logical operators. To address these issues, we propose a new benchmark, adapting MedMentions dataset (PubMed abstracts) with SNOMED CT versions in 2014 and 2017 under the Diseases sub-category and the broader categories of Clinical finding, Procedure, and Pharmaceutical / biologic product. We provide usage on the evaluation with the dataset for out-of-KB mention discovery and concept placement, adapting recent Large Language Model based methods.