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Collaborating Authors

 Chen, Yiqiang


Ten Challenging Problems in Federated Foundation Models

arXiv.org Artificial Intelligence

Federated Foundation Models (FedFMs) represent a distributed learning paradigm that fuses general competences of foundation models as well as privacy-preserving capabilities of federated learning. This combination allows the large foundation models and the small local domain models at the remote clients to learn from each other in a teacher-student learning setting. This paper provides a comprehensive summary of the ten challenging problems inherent in FedFMs, encompassing foundational theory, utilization of private data, continual learning, unlearning, Non-IID and graph data, bidirectional knowledge transfer, incentive mechanism design, game mechanism design, model watermarking, and efficiency. The ten challenging problems manifest in five pivotal aspects: ``Foundational Theory," which aims to establish a coherent and unifying theoretical framework for FedFMs. ``Data," addressing the difficulties in leveraging domain-specific knowledge from private data while maintaining privacy; ``Heterogeneity," examining variations in data, model, and computational resources across clients; ``Security and Privacy," focusing on defenses against malicious attacks and model theft; and ``Efficiency," highlighting the need for improvements in training, communication, and parameter efficiency. For each problem, we offer a clear mathematical definition on the objective function, analyze existing methods, and discuss the key challenges and potential solutions. This in-depth exploration aims to advance the theoretical foundations of FedFMs, guide practical implementations, and inspire future research to overcome these obstacles, thereby enabling the robust, efficient, and privacy-preserving FedFMs in various real-world applications.


Survey on Knowledge Distillation for Large Language Models: Methods, Evaluation, and Application

arXiv.org Artificial Intelligence

Large Language Models (LLMs) have showcased exceptional capabilities in various domains, attracting significant interest from both academia and industry. Despite their impressive performance, the substantial size and computational demands of LLMs pose considerable challenges for practical deployment, particularly in environments with limited resources. The endeavor to compress language models while maintaining their accuracy has become a focal point of research. Among the various methods, knowledge distillation has emerged as an effective technique to enhance inference speed without greatly compromising performance. This paper presents a thorough survey from three aspects: method, evaluation, and application, exploring knowledge distillation techniques tailored specifically for LLMs. Specifically, we divide the methods into white-box KD and black-box KD to better illustrate their differences. Furthermore, we also explored the evaluation tasks and distillation effects between different distillation methods, and proposed directions for future research. Through in-depth understanding of the latest advancements and practical applications, this survey provides valuable resources for researchers, paving the way for sustained progress in this field.


Generative AI for Synthetic Data Generation: Methods, Challenges and the Future

arXiv.org Artificial Intelligence

The recent surge in research focused on generating synthetic data from large language models (LLMs), especially for scenarios with limited data availability, marks a notable shift in Generative Artificial Intelligence (AI). Their ability to perform comparably to real-world data positions this approach as a compelling solution to low-resource challenges. This paper delves into advanced technologies that leverage these gigantic LLMs for the generation of task-specific training data. We outline methodologies, evaluation techniques, and practical applications, discuss the current limitations, and suggest potential pathways for future research.


Self-supervised Learning for Electroencephalogram: A Systematic Survey

arXiv.org Artificial Intelligence

Electroencephalogram (EEG) is a non-invasive technique to record bioelectrical signals. Integrating supervised deep learning techniques with EEG signals has recently facilitated automatic analysis across diverse EEG-based tasks. However, the label issues of EEG signals have constrained the development of EEG-based deep models. Obtaining EEG annotations is difficult that requires domain experts to guide collection and labeling, and the variability of EEG signals among different subjects causes significant label shifts. To solve the above challenges, self-supervised learning (SSL) has been proposed to extract representations from unlabeled samples through well-designed pretext tasks. This paper concentrates on integrating SSL frameworks with temporal EEG signals to achieve efficient representation and proposes a systematic review of the SSL for EEG signals. In this paper, 1) we introduce the concept and theory of self-supervised learning and typical SSL frameworks. 2) We provide a comprehensive review of SSL for EEG analysis, including taxonomy, methodology, and technique details of the existing EEG-based SSL frameworks, and discuss the difference between these methods. 3) We investigate the adaptation of the SSL approach to various downstream tasks, including the task description and related benchmark datasets. 4) Finally, we discuss the potential directions for future SSL-EEG research.


FIXED: Frustratingly Easy Domain Generalization with Mixup

arXiv.org Artificial Intelligence

Domain generalization (DG) aims to learn a generalizable model from multiple training domains such that it can perform well on unseen target domains. A popular strategy is to augment training data to benefit generalization through methods such as Mixup~\cite{zhang2018mixup}. While the vanilla Mixup can be directly applied, theoretical and empirical investigations uncover several shortcomings that limit its performance. Firstly, Mixup cannot effectively identify the domain and class information that can be used for learning invariant representations. Secondly, Mixup may introduce synthetic noisy data points via random interpolation, which lowers its discrimination capability. Based on the analysis, we propose a simple yet effective enhancement for Mixup-based DG, namely domain-invariant Feature mIXup (FIX). It learns domain-invariant representations for Mixup. To further enhance discrimination, we leverage existing techniques to enlarge margins among classes to further propose the domain-invariant Feature MIXup with Enhanced Discrimination (FIXED) approach. We present theoretical insights about guarantees on its effectiveness. Extensive experiments on seven public datasets across two modalities including image classification (Digits-DG, PACS, Office-Home) and time series (DSADS, PAMAP2, UCI-HAR, and USC-HAD) demonstrate that our approach significantly outperforms nine state-of-the-art related methods, beating the best performing baseline by 6.5\% on average in terms of test accuracy. Code is available at: https://github.com/jindongwang/transferlearning/tree/master/code/deep/fixed.


Differentially Private Pre-Trained Model Fusion using Decentralized Federated Graph Matching

arXiv.org Artificial Intelligence

Model fusion is becoming a crucial component in the context of model-as-a-service scenarios, enabling the delivery of high-quality model services to local users. However, this approach introduces privacy risks and imposes certain limitations on its applications. Ensuring secure model exchange and knowledge fusion among users becomes a significant challenge in this setting. To tackle this issue, we propose PrivFusion, a novel architecture that preserves privacy while facilitating model fusion under the constraints of local differential privacy. PrivFusion leverages a graph-based structure, enabling the fusion of models from multiple parties without necessitating retraining. By employing randomized mechanisms, PrivFusion ensures privacy guarantees throughout the fusion process. To enhance model privacy, our approach incorporates a hybrid local differentially private mechanism and decentralized federated graph matching, effectively protecting both activation values and weights. Additionally, we introduce a perturbation filter adapter to alleviate the impact of randomized noise, thereby preserving the utility of the fused model. Through extensive experiments conducted on diverse image datasets and real-world healthcare applications, we provide empirical evidence showcasing the effectiveness of PrivFusion in maintaining model performance while preserving privacy. Our contributions offer valuable insights and practical solutions for secure and collaborative data analysis within the domain of privacy-preserving model fusion.


GestureGPT: Zero-shot Interactive Gesture Understanding and Grounding with Large Language Model Agents

arXiv.org Artificial Intelligence

Current gesture recognition systems primarily focus on identifying gestures within a predefined set, leaving a gap in connecting these gestures to interactive GUI elements or system functions (e.g., linking a 'thumb-up' gesture to a 'like' button). We introduce GestureGPT, a novel zero-shot gesture understanding and grounding framework leveraging large language models (LLMs). Gesture descriptions are formulated based on hand landmark coordinates from gesture videos and fed into our dual-agent dialogue system. A gesture agent deciphers these descriptions and queries about the interaction context (e.g., interface, history, gaze data), which a context agent organizes and provides. Following iterative exchanges, the gesture agent discerns user intent, grounding it to an interactive function. We validated the gesture description module using public first-view and third-view gesture datasets and tested the whole system in two real-world settings: video streaming and smart home IoT control. The highest zero-shot Top-5 grounding accuracies are 80.11% for video streaming and 90.78% for smart home tasks, showing potential of the new gesture understanding paradigm.


ZooPFL: Exploring Black-box Foundation Models for Personalized Federated Learning

arXiv.org Artificial Intelligence

When personalized federated learning (FL) meets large foundation models, new challenges arise from various limitations in resources. In addition to typical limitations such as data, computation, and communication costs, access to the models is also often limited. This paper endeavors to solve both the challenges of limited resources and personalization. PFL that uses Zeroth-Order Optimization for Personalized Federated Learning. PFL avoids direct interference with the foundation models and instead learns to adapt its inputs through zeroth-order optimization. In addition, we employ simple yet effective linear projections to remap its predictions for personalization. To reduce the computation costs and enhance personalization, we propose input surgery to incorporate an auto-encoder with low-dimensional and client-specific embeddings. PFL to analyze its convergence. Extensive empirical experiments on computer vision and natural language processing tasks using popular foundation models demonstrate its effectiveness for FL on black-box foundation models. In recent years, the growing emphasis on data privacy and security has led to the emergence of federated learning (FL) (Warnat-Herresthal et al., 2021; Chen & Chao, 2022; Chen et al., 2023b; Castiglia et al., 2023; Rodrรญguez-Barroso et al., 2023; Kuang et al., 2023). FL enables collaborative learning while safeguarding data privacy and security across distributed clients (Yang et al., 2019). However, FL faces two key challenges: limited resources and distribution shifts (Figure 1 (a, b)). The rise of large foundation models (Bommasani et al., 2021) has amplified these challenges. The computational demands and communication costs associated with such models hinder the deployment of existing FL approaches (Figure 1a).


A Knowledge-Driven Cross-view Contrastive Learning for EEG Representation

arXiv.org Artificial Intelligence

Due to the abundant neurophysiological information in the electroencephalogram (EEG) signal, EEG signals integrated with deep learning methods have gained substantial traction across numerous real-world tasks. However, the development of supervised learning methods based on EEG signals has been hindered by the high cost and significant label discrepancies to manually label large-scale EEG datasets. Self-supervised frameworks are adopted in vision and language fields to solve this issue, but the lack of EEG-specific theoretical foundations hampers their applicability across various tasks. To solve these challenges, this paper proposes a knowledge-driven cross-view contrastive learning framework (KDC2), which integrates neurological theory to extract effective representations from EEG with limited labels. The KDC2 method creates scalp and neural views of EEG signals, simulating the internal and external representation of brain activity. Sequentially, inter-view and cross-view contrastive learning pipelines in combination with various augmentation methods are applied to capture neural features from different views. By modeling prior neural knowledge based on homologous neural information consistency theory, the proposed method extracts invariant and complementary neural knowledge to generate combined representations. Experimental results on different downstream tasks demonstrate that our method outperforms state-of-the-art methods, highlighting the superior generalization of neural knowledge-supported EEG representations across various brain tasks.


DIVERSIFY: A General Framework for Time Series Out-of-distribution Detection and Generalization

arXiv.org Artificial Intelligence

Time series remains one of the most challenging modalities in machine learning research. The out-of-distribution (OOD) detection and generalization on time series tend to suffer due to its non-stationary property, i.e., the distribution changes over time. The dynamic distributions inside time series pose great challenges to existing algorithms to identify invariant distributions since they mainly focus on the scenario where the domain information is given as prior knowledge. In this paper, we attempt to exploit subdomains within a whole dataset to counteract issues induced by non-stationary for generalized representation learning. We propose DIVERSIFY, a general framework, for OOD detection and generalization on dynamic distributions of time series. DIVERSIFY takes an iterative process: it first obtains the "worst-case" latent distribution scenario via adversarial training, then reduces the gap between these latent distributions. We implement DIVERSIFY via combining existing OOD detection methods according to either extracted features or outputs of models for detection while we also directly utilize outputs for classification. In addition, theoretical insights illustrate that DIVERSIFY is theoretically supported. Extensive experiments are conducted on seven datasets with different OOD settings across gesture recognition, speech commands recognition, wearable stress and affect detection, and sensor-based human activity recognition. Qualitative and quantitative results demonstrate that DIVERSIFY learns more generalized features and significantly outperforms other baselines.