Uncertainty
A Framework and Benchmark for Deep Batch Active Learning for Regression
Holzmüller, David, Zaverkin, Viktor, Kästner, Johannes, Steinwart, Ingo
The acquisition of labels for supervised learning can be expensive. To improve the sample efficiency of neural network regression, we study active learning methods that adaptively select batches of unlabeled data for labeling. We present a framework for constructing such methods out of (network-dependent) base kernels, kernel transformations, and selection methods. Our framework encompasses many existing Bayesian methods based on Gaussian process approximations of neural networks as well as non-Bayesian methods. Additionally, we propose to replace the commonly used last-layer features with sketched finite-width neural tangent kernels and to combine them with a novel clustering method. To evaluate different methods, we introduce an open-source benchmark consisting of 15 large tabular regression data sets. Our proposed method outperforms the state-of-the-art on our benchmark, scales to large data sets, and works out-of-the-box without adjusting the network architecture or training code. We provide open-source code that includes efficient implementations of all kernels, kernel transformations, and selection methods, and can be used for reproducing our results.
Artificial-Intelligence-Based Triple Phase Shift Modulation for Dual Active Bridge Converter with Minimized Current Stress
Li, Xinze, Zhang, Xin, Lin, Fanfan, Sun, Changjiang, Mao, Kezhi
The dual active bridge (DAB) converter has been popular in many applications for its outstanding power density and bidirectional power transfer capacity. Up to now, triple phase shift (TPS) can be considered as one of the most advanced modulation techniques for DAB converter. It can widen zero voltage switching range and improve power efficiency significantly. Currently, current stress of the DAB converter has been an important performance indicator when TPS modulation is applied for smaller size and higher efficiency. However, to minimize the current stress when the DAB converter is under TPS modulation, two difficulties exist in analysis process and realization process, respectively. Firstly, three degrees of modulation variables in TPS modulation bring challenges to the analysis of current stress in different operating modes. This analysis and deduction process leads to heavy computational burden and also suffers from low accuracy. Secondly, to realize TPS modulation, if a lookup table is adopted after the optimization of modulation variables, modulation performance will be unsatisfactory because of the discrete nature of lookup table. Therefore, an AI-based TPS modulation (AI-TPSM) strategy is proposed in this paper. Neural network (NN) and fuzzy inference system (FIS) are utilized to deal with the two difficulties mentioned above. With the proposed AI-TPSM, the optimization of TPS modulation for minimized current stress will enjoy high degree of automation which can relieve engineers' working burden and improve accuracy. In the end of this paper, the effectiveness of the proposed AI-TPSM has been experimentally verified with a 1 kW prototype.
Active Inference in String Diagrams: A Categorical Account of Predictive Processing and Free Energy
Tull, Sean, Kleiner, Johannes, Smithe, Toby St Clere
We present a categorical formulation of the cognitive frameworks of Predictive Processing and Active Inference, expressed in terms of string diagrams interpreted in a monoidal category with copying and discarding. This includes diagrammatic accounts of generative models, Bayesian updating, perception, planning, active inference, and free energy. In particular we present a diagrammatic derivation of the formula for active inference via free energy minimisation, and establish a compositionality property for free energy, allowing free energy to be applied at all levels of an agent's generative model. Aside from aiming to provide a helpful graphical language for those familiar with active inference, we conversely hope that this article may provide a concise formulation and introduction to the framework.
Collective behavior from surprise minimization
Heins, Conor, Millidge, Beren, da Costa, Lancelot, Mann, Richard, Friston, Karl, Couzin, Iain
Collective motion is ubiquitous in nature; groups of animals, such as fish, birds, and ungulates appear to move as a whole, exhibiting a rich behavioral repertoire that ranges from directed movement to milling to disordered swarming. Typically, such macroscopic patterns arise from decentralized, local interactions among constituent components (e.g., individual fish in a school). Preeminent models of this process describe individuals as self-propelled particles, subject to self-generated motion and 'social forces' such as short-range repulsion and long-range attraction or alignment. However, organisms are not particles; they are probabilistic decision-makers. Here, we introduce an approach to modelling collective behavior based on active inference. This cognitive framework casts behavior as the consequence of a single imperative: to minimize surprise. We demonstrate that many empirically-observed collective phenomena, including cohesion, milling and directed motion, emerge naturally when considering behavior as driven by active Bayesian inference -- without explicitly building behavioral rules or goals into individual agents. Furthermore, we show that active inference can recover and generalize the classical notion of social forces as agents attempt to suppress prediction errors that conflict with their expectations. By exploring the parameter space of the belief-based model, we reveal non-trivial relationships between the individual beliefs and group properties like polarization and the tendency to visit different collective states. We also explore how individual beliefs about uncertainty determine collective decision-making accuracy. Finally, we show how agents can update their generative model over time, resulting in groups that are collectively more sensitive to external fluctuations and encode information more robustly.
Learning Graphical Factor Models with Riemannian Optimization
Hippert-Ferrer, Alexandre, Bouchard, Florent, Mian, Ammar, Vayer, Titouan, Breloy, Arnaud
Graphical models and factor analysis are well-established tools in multivariate statistics. While these models can be both linked to structures exhibited by covariance and precision matrices, they are generally not jointly leveraged within graph learning processes. This paper therefore addresses this issue by proposing a flexible algorithmic framework for graph learning under low-rank structural constraints on the covariance matrix. The problem is expressed as penalized maximum likelihood estimation of an elliptical distribution (a generalization of Gaussian graphical models to possibly heavy-tailed distributions), where the covariance matrix is optionally constrained to be structured as low-rank plus diagonal (low-rank factor model). The resolution of this class of problems is then tackled with Riemannian optimization, where we leverage geometries of positive definite matrices and positive semi-definite matrices of fixed rank that are well suited to elliptical models. Numerical experiments on synthetic and real-world data sets illustrate the effectiveness of the proposed approach.
Don't be so negative! Score-based Generative Modeling with Oracle-assisted Guidance
Naderiparizi, Saeid, Liang, Xiaoxuan, Zwartsenberg, Berend, Wood, Frank
The maximum likelihood principle advocates parameter estimation via optimization of the data likelihood function. Models estimated in this way can exhibit a variety of generalization characteristics dictated by, e.g. architecture, parameterization, and optimization bias. This work addresses model learning in a setting where there further exists side-information in the form of an oracle that can label samples as being outside the support of the true data generating distribution. Specifically we develop a new denoising diffusion probabilistic modeling (DDPM) methodology, Gen-neG, that leverages this additional side-information. Our approach builds on generative adversarial networks (GANs) and discriminator guidance in diffusion models to guide the generation process towards the positive support region indicated by the oracle. We empirically establish the utility of Gen-neG in applications including collision avoidance in self-driving simulators and safety-guarded human motion generation.
Graphical Dirichlet Process for Clustering Non-Exchangeable Grouped Data
Chakrabarti, Arhit, Ni, Yang, Morris, Ellen Ruth A., Salinas, Michael L., Chapkin, Robert S., Mallick, Bani K.
We consider the problem of clustering grouped data with possibly non-exchangeable groups whose dependencies can be characterized by a known directed acyclic graph. To allow the sharing of clusters among the non-exchangeable groups, we propose a Bayesian nonparametric approach, termed graphical Dirichlet process, that jointly models the dependent group-specific random measures by assuming each random measure to be distributed as a Dirichlet process whose concentration parameter and base probability measure depend on those of its parent groups. The resulting joint stochastic process respects the Markov property of the directed acyclic graph that links the groups. We characterize the graphical Dirichlet process using a novel hypergraph representation as well as the stick-breaking representation, the restaurant-type representation, and the representation as a limit of a finite mixture model. We develop an efficient posterior inference algorithm and illustrate our model with simulations and a real grouped single-cell dataset.
Towards Trustworthy and Aligned Machine Learning: A Data-centric Survey with Causality Perspectives
Liu, Haoyang, Chaudhary, Maheep, Wang, Haohan
The trustworthiness of machine learning has emerged as a critical topic in the field, encompassing various applications and research areas such as robustness, security, interpretability, and fairness. The last decade saw the development of numerous methods addressing these challenges. In this survey, we systematically review these advancements from a data-centric perspective, highlighting the shortcomings of traditional empirical risk minimization (ERM) training in handling challenges posed by the data. Interestingly, we observe a convergence of these methods, despite being developed independently across trustworthy machine learning subfields. Pearl's hierarchy of causality offers a unifying framework for these techniques. Accordingly, this survey presents the background of trustworthy machine learning development using a unified set of concepts, connects this language to Pearl's causal hierarchy, and finally discusses methods explicitly inspired by causality literature. We provide a unified language with mathematical vocabulary to link these methods across robustness, adversarial robustness, interpretability, and fairness, fostering a more cohesive understanding of the field. Further, we explore the trustworthiness of large pretrained models. After summarizing dominant techniques like fine-tuning, parameter-efficient fine-tuning, prompting, and reinforcement learning with human feedback, we draw connections between them and the standard ERM. This connection allows us to build upon the principled understanding of trustworthy methods, extending it to these new techniques in large pretrained models, paving the way for future methods. Existing methods under this perspective are also reviewed. Lastly, we offer a brief summary of the applications of these methods and discuss potential future aspects related to our survey. For more information, please visit http://trustai.one.
Uncertainty-aware Gaussian Mixture Model for UWB Time Difference of Arrival Localization in Cluttered Environments
Zhao, Wenda, Goudar, Abhishek, Tang, Mingliang, Qiao, Xinyuan, Schoellig, Angela P.
Ultra-wideband (UWB) time difference of arrival(TDOA)-based localization has emerged as a low-cost and scalable indoor positioning solution. However, in cluttered environments, the performance of UWB TDOA-based localization deteriorates due to the biased and non-Gaussian noise distributions induced by obstacles. In this work, we present a bi-level optimization-based joint localization and noise model learning algorithm to address this problem. In particular, we use a Gaussian mixture model (GMM) to approximate the measurement noise distribution. We explicitly incorporate the estimated state's uncertainty into the GMM noise model learning, referred to as uncertainty-aware GMM, to improve both noise modeling and localization performance. We first evaluate the GMM noise model learning and localization performance in numerous simulation scenarios. We then demonstrate the effectiveness of our algorithm in extensive real-world experiments using two different cluttered environments. We show that our algorithm provides accurate position estimates with low-cost UWB sensors, no prior knowledge about the obstacles in the space, and a significant amount of UWB radios occluded.
Approximating Counterfactual Bounds while Fusing Observational, Biased and Randomised Data Sources
Zaffalon, Marco, Antonucci, Alessandro, Cabañas, Rafael, Huber, David
We address the problem of integrating data from multiple, possibly biased, observational and interventional studies, to eventually compute counterfactuals in structural causal models. We start from the case of a single observational dataset affected by a selection bias. We show that the likelihood of the available data has no local maxima. This enables us to use the causal expectation-maximisation scheme to approximate the bounds for partially identifiable counterfactual queries, which are the focus of this paper. We then show how the same approach can address the general case of multiple datasets, no matter whether interventional or observational, biased or unbiased, by remapping it into the former one via graphical transformations. Systematic numerical experiments and a case study on palliative care show the effectiveness of our approach, while hinting at the benefits of fusing heterogeneous data sources to get informative outcomes in case of partial identifiability.