This paper presents two studies that use a machine learning expert system (MLES). One focuses on a system to advise to United States federal judges for regarding consistent federal criminal sentencing, based on both the federal sentencing guidelines and offender characteristics. The other study aims to develop a system that could prospectively assist the U.S. Patent and Trademark Office automate their patentability assessment process. Both studies use a machine learning-trained rule-fact expert system network to accept input variables for training and presentation and output a scaled variable that represents the system recommendation (e.g., the sentence length or the patentability assessment). This paper presents and compares the rule-fact networks that have been developed for these projects. It explains the decision-making process underlying the structures used for both networks and the pre-processing of data that was needed and performed. It also, through comparing the two systems, discusses how different methods can be used with the MLES system.

Expert systems have been used to enable computers to make recommendations and decisions. This paper presents the use of a machine learning trained expert system (MLES) for phishing site detection and fake news detection. Both topics share a similar goal: to design a rule-fact network that allows a computer to make explainable decisions like domain experts in each respective area. The phishing website detection study uses a MLES to detect potential phishing websites by analyzing site properties (like URL length and expiration time). The fake news detection study uses a MLES rule-fact network to gauge news story truthfulness based on factors such as emotion, the speaker's political affiliation status, and job. The two studies use different MLES network implementations, which are presented and compared herein. The fake news study utilized a more linear design while the phishing project utilized a more complex connection structure. Both networks' inputs are based on commonly available data sets.

The field of artificial intelligence (AI) is witnessing a recent upsurge in research, tools development, and deployment of applications. Multiple software companies are shifting their focus to developing intelligent systems; and many others are deploying AI paradigms to their existing processes. In parallel, the academic research community is injecting AI paradigms to provide solutions to traditional engineering problems. Similarly, AI has evidently been proved useful to software engineering (SE). When one observes the SE phases (requirements, design, development, testing, release, and maintenance), it becomes clear that multiple AI paradigms (such as neural networks, machine learning, knowledge-based systems, natural language processing) could be applied to improve the process and eliminate many of the major challenges that the SE field has been facing. This survey chapter is a review of the most commonplace methods of AI applied to SE. The review covers methods between years 1975-2017, for the requirements phase, 46 major AI-driven methods are found, 19 for design, 15 for development, 68 for testing, and 15 for release and maintenance. Furthermore, the purpose of this chapter is threefold; firstly, to answer the following questions: is there sufficient intelligence in the SE lifecycle? What does applying AI to SE entail? Secondly, to measure, formulize, and evaluate the overlap of SE phases and AI disciplines. Lastly, this chapter aims to provide serious questions to challenging the current conventional wisdom (i.e., status quo) of the state-of-the-art, craft a call for action, and to redefine the path forward.

The power system is undergoing rapid evolution with the roll-out of advanced metering infrastructure and local energy applications (e.g. electric vehicles) as well as the increasing penetration of intermittent renewable energy at both transmission and distribution level, which characterizes the peak load demand with stronger randomness and less predictability and therefore poses a threat to the power grid security. Since storing large quantities of electricity to satisfy load demand is neither economically nor environmentally friendly, effective peak demand management strategies and reliable peak load forecast methods become essential for optimizing the power system operations. To this end, this paper provides a timely and comprehensive overview of peak load demand forecast methods in the literature. To our best knowledge, this is the first comprehensive review on such topic. In this paper we first give a precise and unified problem definition of peak load demand forecast. Second, 139 papers on peak load forecast methods were systematically reviewed where methods were classified into different stages based on the timeline. Thirdly, a comparative analysis of peak load forecast methods are summarized and different optimizing methods to improve the forecast performance are discussed. The paper ends with a comprehensive summary of the reviewed papers and a discussion of potential future research directions.

This paper considers two-player zero-sum finite-horizon Markov games with simultaneous moves. The study focuses on the challenging settings where the value function or the model is parameterized by general function classes. Provably efficient algorithms for both decoupled and {coordinated} settings are developed. In the {decoupled} setting where the agent controls a single player and plays against an arbitrary opponent, we propose a new model-free algorithm. The sample complexity is governed by the Minimax Eluder dimension -- a new dimension of the function class in Markov games. As a special case, this method improves the state-of-the-art algorithm by a $\sqrt{d}$ factor in the regret when the reward function and transition kernel are parameterized with $d$-dimensional linear features. In the {coordinated} setting where both players are controlled by the agent, we propose a model-based algorithm and a model-free algorithm. In the model-based algorithm, we prove that sample complexity can be bounded by a generalization of Witness rank to Markov games. The model-free algorithm enjoys a $\sqrt{K}$-regret upper bound where $K$ is the number of episodes. Our algorithms are based on new techniques of alternate optimism.

Rough Set based Spanning Sets were recently proposed to deal with uncertainties arising in the problem in domain of natural language processing problems. This paper presents a novel span measure using upper approximations. The key contribution of this paper is to propose another uncertainty measure of span and spanning sets. Firstly, this paper proposes a new definition of computing span which use upper approximation instead of boundary regions. This is useful in situations where computing upper approximations are much more convenient that computing boundary region. Secondly, properties of novel span and relation with earlier span measure are discussed. Thirdly, the paper presents application areas where the proposed span measure can be utilized.

Rough Set based concepts of Span and Spanning Sets were recently proposed to deal with uncertainties in data. Here, this paper, presents novel concepts for generic decision-making process using Rough Set based span for a decision table. Majority of problems in Artificial Intelligence deal with decision making. This paper provides real life applications of proposed Rough Set based span for decision tables. Here, novel concept of span for a decision table is proposed, illustrated with real life example of flood relief and rescue team assignment. Its uses, applications and properties are explored. The key contribution of paper is primarily to study decision making using Rough Set based Span for a decision tables, as against an information system in prior works. Here, the main contribution is that decision classes are automatically learned by the technique of Rough Set based span, for a particular problem, hence automating the decision-making process. These decision-making tools based on span can guide an expert in taking decisions in tough and time-bound situations.

AI in finance broadly refers to the applications of AI techniques in financial businesses. This area has been lasting for decades with both classic and modern AI techniques applied to increasingly broader areas of finance, economy and society. In contrast to either discussing the problems, aspects and opportunities of finance that have benefited from specific AI techniques and in particular some new-generation AI and data science (AIDS) areas or reviewing the progress of applying specific techniques to resolving certain financial problems, this review offers a comprehensive and dense roadmap of the overwhelming challenges, techniques and opportunities of AI research in finance over the past decades. The landscapes and challenges of financial businesses and data are firstly outlined, followed by a comprehensive categorization and a dense overview of the decades of AI research in finance. We then structure and illustrate the data-driven analytics and learning of financial businesses and data. The comparison, criticism and discussion of classic vs. modern AI techniques for finance are followed. Lastly, open issues and opportunities address future AI-empowered finance and finance-motivated AI research.

Deep Reinforcement Learning (RL) powered by neural net approximation of the Q function has had enormous empirical success. While the theory of RL has traditionally focused on linear function approximation (or eluder dimension) approaches, little is known about nonlinear RL with neural net approximations of the Q functions. This is the focus of this work, where we study function approximation with two-layer neural networks (considering both ReLU and polynomial activation functions). Our first result is a computationally and statistically efficient algorithm in the generative model setting under completeness for two-layer neural networks. Our second result considers this setting but under only realizability of the neural net function class. Here, assuming deterministic dynamics, the sample complexity scales linearly in the algebraic dimension. In all cases, our results significantly improve upon what can be attained with linear (or eluder dimension) methods.

Since then, it has been of interest both for theoretical researcher and application scientists for applications varying from financial analysis, text summarization, image processing, information retrieval, stock prediction to keyword extraction, feature selection to mention a few. Fuzzy Rough Set (Pawlak, 1982, Jensen and Shen, 2004) was proposed for fuzzification of lower and upper approximation, which in applications to problems is very intuitive and useful, given the fact that each member of the universe bears a membership to the set under consideration. Since, there are two sets in a Rough Set based application namely lower approximation and upper approximation, hence, there are two Fuzzy Sets under study in the domains of Fuzzy Rough Set based analysis. In problems in which two Fuzzy Rough Sets have been computed and compared, how to determine the similarity and other relations between these pairs of Fuzzy Rough Sets? This can be illustrated with the example of application validated in this paper, viz.