Optimization
Aligning Explanations with Human Communication
Teneggi, Jacopo, Wang, Zhenzhen, Yi, Paul H., Shu, Tianmin, Sulam, Jeremias
Machine learning explainability aims to make the decision-making process of black-box models more transparent by finding the most important input features for a given prediction task. Recent works have proposed composing explanations from semantic concepts (e.g., colors, patterns, shapes) that are inherently interpretable to the user of a model. However, these methods generally ignore the communicative context of explanation-the ability of the user to understand the prediction of the model from the explanation. For example, while a medical doctor might understand an explanation in terms of clinical markers, a patient may need a more accessible explanation to make sense of the same diagnosis. In this paper, we address this gap with listener-adaptive explanations. We propose an iterative procedure grounded in principles of pragmatic reasoning and the rational speech act to generate explanations that maximize communicative utility. Our procedure only needs access to pairwise preferences between candidate explanations, relevant in real-world scenarios where a listener model may not be available. We evaluate our method in image classification tasks, demonstrating improved alignment between explanations and listener preferences across three datasets. Furthermore, we perform a user study that demonstrates our explanations increase communicative utility.
Fast Rate Bounds for Multi-Task and Meta-Learning with Different Sample Sizes
Zakerinia, Hossein, Lampert, Christoph H.
We present new fast-rate generalization bounds for multi-task and meta-learning in the unbalanced setting, i.e. when the tasks have training sets of different sizes, as is typically the case in real-world scenarios. Previously, only standard-rate bounds were known for this situation, while fast-rate bounds were limited to the setting where all training sets are of equal size. Our new bounds are numerically computable as well as interpretable, and we demonstrate their flexibility in handling a number of cases where they give stronger guarantees than previous bounds. Besides the bounds themselves, we also make conceptual contributions: we demonstrate that the unbalanced multi-task setting has different statistical properties than the balanced situation, specifically that proofs from the balanced situation do not carry over to the unbalanced setting. Additionally, we shed light on the fact that the unbalanced situation allows two meaningful definitions of multi-task risk, depending on whether if all tasks should be considered equally important or if sample-rich tasks should receive more weight than sample-poor ones.
Human in the Loop Adaptive Optimization for Improved Time Series Forecasting
Tiomoko, Malik, Cherkaoui, Hamza, Paolo, Giuseppe, Yili, Zhang, Meng, Yu, Keli, Zhang, Ali, Hafiz Tiomoko
Time series forecasting models often produce systematic, predictable errors even in critical domains such as energy, finance, and healthcare. We introduce a novel post training adaptive optimization framework that improves forecast accuracy without retraining or architectural changes. Our method automatically applies expressive transformations optimized via reinforcement learning, contextual bandits, or genetic algorithms to correct model outputs in a lightweight and model agnostic way. Theoretically, we prove that affine corrections always reduce the mean squared error; practically, we extend this idea with dynamic action based optimization. The framework also supports an optional human in the loop component: domain experts can guide corrections using natural language, which is parsed into actions by a language model. Across multiple benchmarks (e.g., electricity, weather, traffic), we observe consistent accuracy gains with minimal computational overhead. Our interactive demo shows the framework's real time usability. By combining automated post hoc refinement with interpretable and extensible mechanisms, our approach offers a powerful new direction for practical forecasting systems.
SwarmDiff: Swarm Robotic Trajectory Planning in Cluttered Environments via Diffusion Transformer
Ding, Kang, Jiao, Chunxuan, Hu, Yunze, Zhou, Kangjie, Wu, Pengying, Mu, Yao, Liu, Chang
Swarm robotic trajectory planning faces challenges in computational efficiency, scalability, and safety, particularly in complex, obstacle-dense environments. To address these issues, we propose SwarmDiff, a hierarchical and scalable generative framework for swarm robots. We model the swarm's macroscopic state using Probability Density Functions (PDFs) and leverage conditional diffusion models to generate risk-aware macroscopic trajectory distributions, which then guide the generation of individual robot trajectories at the microscopic level. To ensure a balance between the swarm's optimal transportation and risk awareness, we integrate Wasserstein metrics and Conditional Value at Risk (CVaR). Additionally, we introduce a Diffusion Transformer (DiT) to improve sampling efficiency and generation quality by capturing long-range dependencies. Extensive simulations and real-world experiments demonstrate that SwarmDiff outperforms existing methods in computational efficiency, trajectory validity, and scalability, making it a reliable solution for swarm robotic trajectory planning.
Design of a 3-DOF Hopping Robot with an Optimized Gearbox: An Intermediate Platform Toward Bipedal Robots
Choe, JongHun, Kim, Gijeong, Kim, Hajun, Kang, Dongyun, Kim, Min-Su, Park, Hae-Won
-- This paper presents a 3-DOF hopping robot with a human-like lower-limb joint configuration and a flat foot, capable of performing dynamic and repetitive jumping motions. T o achieve both high torque output and a large hollow shaft diameter for efficient cable routing, a compact 3K compound planetary gearbox was designed using mixed-integer nonlinear programming for gear tooth optimization. T o meet performance requirements within the constrained joint geometry, all major components--including the actuator, motor driver, and communication interface--were custom-designed. The robot weighs 12.45 kg, including a dummy mass, and measures 840 mm in length when the knee joint is fully extended. A reinforcement learning-based controller was employed, and the robot's performance was validated through hardware experiments, demonstrating stable and repetitive hopping motions in response to user inputs. These experimental results indicate that the platform serves as a solid foundation for future bipedal robot development. A supplementary video is available at: https://youtu.be/BZ2H0dQBcXc
Average Reward Reinforcement Learning for Omega-Regular and Mean-Payoff Objectives
Kazemi, Milad, Perez, Mateo, Somenzi, Fabio, Soudjani, Sadegh, Trivedi, Ashutosh, Velasquez, Alvaro
Recent advances in reinforcement learning (RL) have renewed focus on the design of reward functions that shape agent behavior. Manually designing reward functions is tedious and error-prone. A principled alternative is to specify behaviors in a formal language that can be automatically translated into rewards. Omega-regular languages are a natural choice for this purpose, given their established role in formal verification and synthesis. However, existing methods using omega-regular specifications typically rely on discounted reward RL in episodic settings, with periodic resets. This setup misaligns with the semantics of omega-regular specifications, which describe properties over infinite behavior traces. In such cases, the average reward criterion and the continuing setting -- where the agent interacts with the environment over a single, uninterrupted lifetime -- are more appropriate. To address the challenges of infinite-horizon, continuing tasks, we focus on absolute liveness specifications -- a subclass of omega-regular languages that cannot be violated by any finite behavior prefix, making them well-suited to the continuing setting. We present the first model-free RL framework that translates absolute liveness specifications to average-reward objectives. Our approach enables learning in communicating MDPs without episodic resetting. We also introduce a reward structure for lexicographic multi-objective optimization, aiming to maximize an external average-reward objective among the policies that also maximize the satisfaction probability of a given omega-regular specification. Our method guarantees convergence in unknown communicating MDPs and supports on-the-fly reductions that do not require full knowledge of the environment, thus enabling model-free RL. Empirical results show our average-reward approach in continuing setting outperforms discount-based methods across benchmarks.
Efficient Differentiable Approximation of Generalized Low-rank Regularization
Li, Naiqi, Xie, Yuqiu, Liu, Peiyuan, Dai, Tao, Jiang, Yong, Xia, Shu-Tao
Low-rank regularization (LRR) has been widely applied in various machine learning tasks, but the associated optimization is challenging. Directly optimizing the rank function under constraints is NP-hard in general. To overcome this difficulty, various relaxations of the rank function were studied. However, optimization of these relaxed LRRs typically depends on singular value decomposition, which is a time-consuming and nondifferentiable operator that cannot be optimized with gradient-based techniques. To address these challenges, in this paper we propose an efficient differentiable approximation of the generalized LRR. The considered LRR form subsumes many popular choices like the nuclear norm, the Schatten-$p$ norm, and various nonconvex relaxations. Our method enables LRR terms to be appended to loss functions in a plug-and-play fashion, and the GPU-friendly operations enable efficient and convenient implementation. Furthermore, convergence analysis is presented, which rigorously shows that both the bias and the variance of our rank estimator rapidly reduce with increased sample size and iteration steps. In the experimental study, the proposed method is applied to various tasks, which demonstrates its versatility and efficiency. Code is available at https://github.com/naiqili/EDLRR.
Distributionally Robust Federated Learning with Client Drift Minimization
Krouka, Mounssif, Issaid, Chaouki Ben, Bennis, Mehdi
Federated learning (FL) faces critical challenges, particularly in heterogeneous environments where non-independent and identically distributed data across clients can lead to unfair and inefficient model performance. In this work, we introduce \textit{DRDM}, a novel algorithm that addresses these issues by combining a distributionally robust optimization (DRO) framework with dynamic regularization to mitigate client drift. \textit{DRDM} frames the training as a min-max optimization problem aimed at maximizing performance for the worst-case client, thereby promoting robustness and fairness. This robust objective is optimized through an algorithm leveraging dynamic regularization and efficient local updates, which significantly reduces the required number of communication rounds. Moreover, we provide a theoretical convergence analysis for convex smooth objectives under partial participation. Extensive experiments on three benchmark datasets, covering various model architectures and data heterogeneity levels, demonstrate that \textit{DRDM} significantly improves worst-case test accuracy while requiring fewer communication rounds than existing state-of-the-art baselines. Furthermore, we analyze the impact of signal-to-noise ratio (SNR) and bandwidth on the energy consumption of participating clients, demonstrating that the number of local update steps can be adaptively selected to achieve a target worst-case test accuracy with minimal total energy cost across diverse communication environments.
Degree-Optimized Cumulative Polynomial Kolmogorov-Arnold Networks
Vanherreweghe, Mathew, Pira, Lirandë, Rebentrost, Patrick
We introduce cumulative polynomial Kolmogorov-Arnold networks (CP-KAN), a neural architecture combining Chebyshev polynomial basis functions and quadratic unconstrained binary optimization (QUBO). Our primary contribution involves reformulating the degree selection problem as a QUBO task, reducing the complexity from $O(D^N)$ to a single optimization step per layer. This approach enables efficient degree selection across neurons while maintaining computational tractability. The architecture performs well in regression tasks with limited data, showing good robustness to input scales and natural regularization properties from its polynomial basis. Additionally, theoretical analysis establishes connections between CP-KAN's performance and properties of financial time series. Our empirical validation across multiple domains demonstrates competitive performance compared to several traditional architectures tested, especially in scenarios where data efficiency and numerical stability are important. Our implementation, including strategies for managing computational overhead in larger networks is available in Ref.~\citep{cpkan_implementation}.
Group Distributionally Robust Optimization with Flexible Sample Queries
Bai, Haomin, Yu, Dingzhi, Li, Shuai, Luo, Haipeng, Zhang, Lijun
Group distributionally robust optimization (GDRO) aims to develop models that perform well across $m$ distributions simultaneously. Existing GDRO algorithms can only process a fixed number of samples per iteration, either 1 or $m$, and therefore can not support scenarios where the sample size varies dynamically. To address this limitation, we investigate GDRO with flexible sample queries and cast it as a two-player game: one player solves an online convex optimization problem, while the other tackles a prediction with limited advice (PLA) problem. Within such a game, we propose a novel PLA algorithm, constructing appropriate loss estimators for cases where the sample size is either 1 or not, and updating the decision using follow-the-regularized-leader. Then, we establish the first high-probability regret bound for non-oblivious PLA. Building upon the above approach, we develop a GDRO algorithm that allows an arbitrary and varying sample size per round, achieving a high-probability optimization error bound of $O\left(\frac{1}{t}\sqrt{\sum_{j=1}^t \frac{m}{r_j}\log m}\right)$, where $r_t$ denotes the sample size at round $t$. This result demonstrates that the optimization error decreases as the number of samples increases and implies a consistent sample complexity of $O(m\log (m)/ε^2)$ for any fixed sample size $r\in[m]$, aligning with existing bounds for cases of $r=1$ or $m$. We validate our approach on synthetic binary and real-world multi-class datasets.