Optimization
QAL-BP: An Augmented Lagrangian Quantum Approach for Bin Packing
Cellini, Lorenzo, Macaluso, Antonio, Lombardi, Michele
The bin packing is a well-known NP-Hard problem in the domain of artificial intelligence, posing significant challenges in finding efficient solutions. Conversely, recent advancements in quantum technologies have shown promising potential for achieving substantial computational speedup, particularly in certain problem classes, such as combinatorial optimization. In this study, we introduce QAL-BP, a novel Quadratic Unconstrained Binary Optimization (QUBO) formulation designed specifically for bin packing and suitable for quantum computation. QAL-BP utilizes the Augmented Lagrangian method to incorporate the bin packing constraints into the objective function while also facilitating an analytical estimation of heuristic, but empirically robust, penalty multipliers. This approach leads to a more versatile and generalizable model that eliminates the need for empirically calculating instance-dependent Lagrangian coefficients, a requirement commonly encountered in alternative QUBO formulations for similar problems. To assess the effectiveness of our proposed approach, we conduct experiments on a set of bin packing instances using a real Quantum Annealing device. Additionally, we compare the results with those obtained from two different classical solvers, namely simulated annealing and Gurobi. The experimental findings not only confirm the correctness of the proposed formulation, but also demonstrate the potential of quantum computation in effectively solving the bin packing problem, particularly as more reliable quantum technology becomes available.
Necessary and Sufficient Conditions for Optimal Decision Trees using Dynamic Programming
van der Linden, Jacobus G. M., de Weerdt, Mathijs M., Demirović, Emir
Global optimization of decision trees has shown to be promising in terms of accuracy, size, and consequently human comprehensibility. However, many of the methods used rely on general-purpose solvers for which scalability remains an issue. Dynamic programming methods have been shown to scale much better because they exploit the tree structure by solving subtrees as independent subproblems. However, this only works when an objective can be optimized separately for subtrees. We explore this relationship in detail and show the necessary and sufficient conditions for such separability and generalize previous dynamic programming approaches into a framework that can optimize any combination of separable objectives and constraints. Experiments on five application domains show the general applicability of this framework, while outperforming the scalability of general-purpose solvers by a large margin.
CoVO-MPC: Theoretical Analysis of Sampling-based MPC and Optimal Covariance Design
Yi, Zeji, Pan, Chaoyi, He, Guanqi, Qu, Guannan, Shi, Guanya
Sampling-based Model Predictive Control (MPC) has been a practical and effective approach in many domains, notably model-based reinforcement learning, thanks to its flexibility and parallelizability. Despite its appealing empirical performance, the theoretical understanding, particularly in terms of convergence analysis and hyperparameter tuning, remains absent. In this paper, we characterize the convergence property of a widely used sampling-based MPC method, Model Predictive Path Integral Control (MPPI). We show that MPPI enjoys at least linear convergence rates when the optimization is quadratic, which covers time-varying LQR systems. We then extend to more general nonlinear systems. Our theoretical analysis directly leads to a novel sampling-based MPC algorithm, CoVariance-Optimal MPC (CoVO-MPC) that optimally schedules the sampling covariance to optimize the convergence rate. Empirically, CoVO-MPC significantly outperforms standard MPPI by 43-54% in both simulations and real-world quadrotor agile control tasks.
Multi-objective Optimal Roadside Units Deployment in Urban Vehicular Networks
Guo, Weian, Kang, Zecheng, Li, Dongyang, Zhang, Lun, Li, Li
The significance of transportation efficiency, safety, and related services is increasing in urban vehicular networks. Within such networks, roadside units (RSUs) serve as intermediates in facilitating communication. Therefore, the deployment of RSUs is of utmost importance in ensuring the quality of communication services. However, the optimization objectives, such as time delay and deployment cost, are commonly developed from diverse perspectives. As a result, it is possible that conflicts may arise among the objectives. Furthermore, in urban environments, the presence of various obstacles, such as buildings, gardens, lakes, and other infrastructure, poses challenges for the deployment of RSUs. Hence, the deployment encounters significant difficulties due to the existence of multiple objectives, constraints imposed by obstacles, and the necessity to explore a large-scale optimization space. To address this issue, two versions of multi-objective optimization algorithms are proposed in this paper. By utilizing a multi-population strategy and an adaptive exploration technique, the methods efficiently explore a large-scale decision-variable space. In order to mitigate the issue of an overcrowded deployment of RSUs, a calibrating mechanism is adopted to adjust RSU density during the optimization procedures. The proposed methods also take care of data offloading between vehicles and RSUs by setting up an iterative best response sequence game (IBRSG). By comparing the proposed algorithms with several state-of-the-art algorithms, the results demonstrate that our strategies perform better in both high-density and low-density urban scenarios. The results also indicate that the proposed solutions substantially improve the efficiency of vehicular networks.
Hierarchical Source-to-Post-Route QoR Prediction in High-Level Synthesis with GNNs
Gao, Mingzhe, Zhao, Jieru, Lin, Zhe, Guo, Minyi
High-level synthesis (HLS) notably speeds up the hardware design process by avoiding RTL programming. However, the turnaround time of HLS increases significantly when post-route quality of results (QoR) are considered during optimization. To tackle this issue, we propose a hierarchical post-route QoR prediction approach for FPGA HLS, which features: (1) a modeling flow that directly estimates latency and post-route resource usage from C/C++ programs; (2) a graph construction method that effectively represents the control and data flow graph of source code and effects of HLS pragmas; and (3) a hierarchical GNN training and prediction method capable of capturing the impact of loop hierarchies. Experimental results show that our method presents a prediction error of less than 10% for different types of QoR metrics, which gains tremendous improvement compared with the state-of-the-art GNN methods. By adopting our proposed methodology, the runtime for design space exploration in HLS is shortened to tens of minutes and the achieved ADRS is reduced to 6.91% on average.
A Data-driven Resilience Framework of Directionality Configuration based on Topological Credentials in Road Networks
Kays, H M Imran, Momin, Khondhaker Al, Muraleetharan, K. K. "Muralee", Sadri, Arif Mohaimin
Roadway reconfiguration is a crucial aspect of transportation planning, aiming to enhance traffic flow, reduce congestion, and improve overall road network performance with existing infrastructure and resources. This paper presents a novel roadway reconfiguration technique by integrating optimization based Brute Force search approach and decision support framework to rank various roadway configurations for better performance. The proposed framework incorporates a multi-criteria decision analysis (MCDA) approach, combining input from generated scenarios during the optimization process. By utilizing data from optimization, the model identifies total betweenness centrality (TBC), system travel time (STT), and total link traffic flow (TLTF) as the most influential decision variables. The developed framework leverages graph theory to model the transportation network topology and apply network science metrics as well as stochastic user equilibrium traffic assignment to assess the impact of each roadway configuration on the overall network performance. To rank the roadway configurations, the framework employs machine learning algorithms, such as ridge regression, to determine the optimal weights for each criterion (i.e., TBC, STT, TLTF). Moreover, the network-based analysis ensures that the selected configurations not only optimize individual roadway segments but also enhance system-level efficiency, which is particularly helpful as the increasing frequency and intensity of natural disasters and other disruptive events underscore the critical need for resilient transportation networks. By integrating multi-criteria decision analysis, machine learning, and network science metrics, the proposed framework would enable transportation planners to make informed and data-driven decisions, leading to more sustainable, efficient, and resilient roadway configurations.
Multi-Weight Ranking for Multi-Criteria Decision Making
Hamel, Andreas H, Kostner, Daniel
Cone distribution functions from statistics are turned into Multi-Criteria Decision Making tools. It is demonstrated that this procedure can be considered as an upgrade of the weighted sum scalarization insofar as it absorbs a whole collection of weighted sum scalarizations at once instead of fixing a particular one in advance. As examples show, this type of scalarization--in contrast to a pure weighted sum scalarization-is also able to detect ``non-convex" parts of the Pareto frontier. Situations are characterized in which different types of rank reversal occur, and it is explained why this might even be useful for analyzing the ranking procedure. The ranking functions are then extended to sets providing unary indicators for set preferences which establishes, for the first time, the link between set optimization methods and set-based multi-objective optimization. A potential application in machine learning is outlined.
Stochastic Gradient Methods with Preconditioned Updates
Sadiev, Abdurakhmon, Beznosikov, Aleksandr, Almansoori, Abdulla Jasem, Kamzolov, Dmitry, Tappenden, Rachael, Takáč, Martin
This work considers the non-convex finite sum minimization problem. There are several algorithms for such problems, but existing methods often work poorly when the problem is badly scaled and/or ill-conditioned, and a primary goal of this work is to introduce methods that alleviate this issue. Thus, here we include a preconditioner based on Hutchinson's approach to approximating the diagonal of the Hessian, and couple it with several gradient-based methods to give new scaled algorithms: Scaled SARAH and Scaled L-SVRG. Theoretical complexity guarantees under smoothness assumptions are presented. We prove linear convergence when both smoothness and the PL condition are assumed. Our adaptively scaled methods use approximate partial second-order curvature information and, therefore, can better mitigate the impact of badly scaled problems. This improved practical performance is demonstrated in the numerical experiments also presented in this work.
Joint Unsupervised and Supervised Training for Automatic Speech Recognition via Bilevel Optimization
Saif, A F M, Cui, Xiaodong, Shen, Han, Lu, Songtao, Kingsbury, Brian, Chen, Tianyi
BL-JUST employs a lower and upper level optimization In general, bilevel optimization problems are optimization problems with an unsupervised loss and a supervised loss respectively, where the feasible set is determined (in part) using the solution leveraging recent advances in penalty-based bilevel optimization to set of a second optimization problem [10]. Determining the feasible solve this challenging ASR problem with affordable complexity and set is generally called the lower-level problem and the second parametric rigorous convergence guarantees. To evaluate BL-JUST, extensive optimization problem is called the upper-level problem [31, 29].
On the (In)Compatibility between Group Fairness and Individual Fairness
We study the compatibility between the optimal statistical parity solutions and individual fairness. While individual fairness seeks to treat similar individuals similarly, optimal statistical parity aims to provide similar treatment to individuals who share relative similarity within their respective sensitive groups. The two fairness perspectives, while both desirable from a fairness perspective, often come into conflict in applications. Our goal in this work is to analyze the existence of this conflict and its potential solution. In particular, we establish sufficient (sharp) conditions for the compatibility between the optimal (post-processing) statistical parity $L^2$ learning and the ($K$-Lipschitz or $(\epsilon,\delta)$) individual fairness requirements. Furthermore, when there exists a conflict between the two, we first relax the former to the Pareto frontier (or equivalently the optimal trade-off) between $L^2$ error and statistical disparity, and then analyze the compatibility between the frontier and the individual fairness requirements. Our analysis identifies regions along the Pareto frontier that satisfy individual fairness requirements. (Lastly, we provide individual fairness guarantees for the composition of a trained model and the optimal post-processing step so that one can determine the compatibility of the post-processed model.) This provides practitioners with a valuable approach to attain Pareto optimality for statistical parity while adhering to the constraints of individual fairness.