Agents
Automate Strategy Finding with LLM in Quant investment
Kou, Zhizhuo, Yu, Holam, Peng, Jingshu, Chen, Lei
Despite significant progress in deep learning for financial trading, existing models often face instability and high uncertainty, hindering their practical application. Leveraging advancements in Large Language Models (LLMs) and multi-agent architectures, we propose a novel framework for quantitative stock investment in portfolio management and alpha mining. Our framework addresses these issues by integrating LLMs to generate diversified alphas and employing a multi-agent approach to dynamically evaluate market conditions. This paper proposes a framework where large language models (LLMs) mine alpha factors from multimodal financial data, ensuring a comprehensive understanding of market dynamics. The first module extracts predictive signals by integrating numerical data, research papers, and visual charts. The second module uses ensemble learning to construct a diverse pool of trading agents with varying risk preferences, enhancing strategy performance through a broader market analysis. In the third module, a dynamic weight-gating mechanism selects and assigns weights to the most relevant agents based on real-time market conditions, enabling the creation of an adaptive and context-aware composite alpha formula. Extensive experiments on the Chinese stock markets demonstrate that this framework significantly outperforms state-of-the-art baselines across multiple financial metrics. The results underscore the efficacy of combining LLM-generated alphas with a multi-agent architecture to achieve superior trading performance and stability. This work highlights the potential of AI-driven approaches in enhancing quantitative investment strategies and sets a new benchmark for integrating advanced machine learning techniques in financial trading can also be applied on diverse markets.
Social Mediation through Robots -- A Scoping Review on Improving Group Interactions through Directed Robot Action using an Extended Group Process Model
Weisswange, Thomas H., Javed, Hifza, Dietrich, Manuel, Jung, Malte F., Jamali, Nawid
Group processes refer to the dynamics that occur within a group and are critical for understanding how groups function. With robots being increasingly placed within small groups, improving these processes has emerged as an important application of social robotics. Social Mediation Robots elicit behavioral change within groups by deliberately influencing the processes of groups. While research in this field has demonstrated that robots can effectively affect interpersonal dynamics, there is a notable gap in integrating these insights to develop coherent understanding and theory. We present a scoping review of literature targeting changes in social interactions between multiple humans through intentional action from robotic agents. To guide our review, we adapt the classical Input-Process-Output (I-P-O) models that we call "Mediation I-P-O model". We evaluated 1633 publications, which yielded 89 distinct social mediation concepts. We construct 11 mediation approaches robots can use to shape processes in small groups and teams. This work strives to produce generalizable insights and evaluate the extent to which the potential of social mediation through robots has been realized thus far. We hope that the proposed framework encourages a holistic approach to the study of social mediation and provides a foundation to standardize future reporting in the domain.
Multi-robot Task Allocation and Path Planning with Maximum Range Constraints
Xu, Gang, Wu, Yuchen, Tao, Sheng, Yang, Yifan, Liu, Tao, Huang, Tao, Wu, Huifeng, Liu, Yong
This letter presents a novel multi-robot task allocation and path planning method that considers robots' maximum range constraints in large-sized workspaces, enabling robots to complete the assigned tasks within their range limits. Firstly, we developed a fast path planner to solve global paths efficiently. Subsequently, we propose an innovative auction-based approach that integrates our path planner into the auction phase for reward computation while considering the robots' range limits. This method accounts for extra obstacle-avoiding travel distances rather than ideal straight-line distances, resolving the coupling between task allocation and path planning. Additionally, to avoid redundant computations during iterations, we implemented a lazy auction strategy to speed up the convergence of the task allocation. Finally, we validated the proposed method's effectiveness and application potential through extensive simulation and real-world experiments. The implementation code for our method will be available at https://github.com/wuuya1/RangeTAP.
SciAgents: Automating scientific discovery through multi-agent intelligent graph reasoning
Ghafarollahi, Alireza, Buehler, Markus J.
A key challenge in artificial intelligence is the creation of systems capable of autonomously advancing scientific understanding by exploring novel domains, identifying complex patterns, and uncovering previously unseen connections in vast scientific data. In this work, we present SciAgents, an approach that leverages three core concepts: (1) the use of large-scale ontological knowledge graphs to organize and interconnect diverse scientific concepts, (2) a suite of large language models (LLMs) and data retrieval tools, and (3) multi-agent systems with in-situ learning capabilities. Applied to biologically inspired materials, SciAgents reveals hidden interdisciplinary relationships that were previously considered unrelated, achieving a scale, precision, and exploratory power that surpasses traditional human-driven research methods. The framework autonomously generates and refines research hypotheses, elucidating underlying mechanisms, design principles, and unexpected material properties. By integrating these capabilities in a modular fashion, the intelligent system yields material discoveries, critique and improve existing hypotheses, retrieve up-to-date data about existing research, and highlights their strengths and limitations. Our case studies demonstrate scalable capabilities to combine generative AI, ontological representations, and multi-agent modeling, harnessing a `swarm of intelligence' similar to biological systems. This provides new avenues for materials discovery and accelerates the development of advanced materials by unlocking Nature's design principles.
On Stateful Value Factorization in Multi-Agent Reinforcement Learning
Marchesini, Enrico, Baisero, Andrea, Bhati, Rupali, Amato, Christopher
Value factorization is a popular paradigm for designing scalable multi-agent reinforcement learning algorithms. However, current factorization methods make choices without full justification that may limit their performance. For example, the theory in prior work uses stateless (i.e., history) functions, while the practical implementations use state information -- making the motivating theory a mismatch for the implementation. Also, methods have built off of previous approaches, inheriting their architectures without exploring other, potentially better ones. To address these concerns, we formally analyze the theory of using the state instead of the history in current methods -- reconnecting theory and practice. We then introduce DuelMIX, a factorization algorithm that learns distinct per-agent utility estimators to improve performance and achieve full expressiveness. Experiments on StarCraft II micromanagement and Box Pushing tasks demonstrate the benefits of our intuitions.
Jailbreaking Text-to-Image Models with LLM-Based Agents
Dong, Yingkai, Li, Zheng, Meng, Xiangtao, Yu, Ning, Guo, Shanqing
Recent advancements have significantly improved automated task-solving capabilities using autonomous agents powered by large language models (LLMs). However, most LLM-based agents focus on dialogue, programming, or specialized domains, leaving their potential for addressing generative AI safety tasks largely unexplored. In this paper, we propose Atlas, an advanced LLM-based multi-agent framework targeting generative AI models, specifically focusing on jailbreak attacks against text-to-image (T2I) models with built-in safety filters. Atlas consists of two agents, namely the mutation agent and the selection agent, each comprising four key modules: a vision-language model (VLM) or LLM brain, planning, memory, and tool usage. The mutation agent uses its VLM brain to determine whether a prompt triggers the T2I model's safety filter. It then collaborates iteratively with the LLM brain of the selection agent to generate new candidate jailbreak prompts with the highest potential to bypass the filter. In addition to multi-agent communication, we leverage in-context learning (ICL) memory mechanisms and the chain-of-thought (COT) approach to learn from past successes and failures, thereby enhancing Atlas's performance. Our evaluation demonstrates that Atlas successfully jailbreaks several state-of-the-art T2I models equipped with multi-modal safety filters in a black-box setting. Additionally, Atlas outperforms existing methods in both query efficiency and the quality of generated images. This work convincingly demonstrates the successful application of LLM-based agents in studying the safety vulnerabilities of popular text-to-image generation models. We urge the community to consider advanced techniques like ours in response to the rapidly evolving text-to-image generation field.
Voronoi-based Multi-Robot Formations for 3D Source Seeking via Cooperative Gradient Estimation
Briñón-Arranz, Lara, Hamad, Martin Abou, Renzaglia, Alessandro
In this paper, we tackle the problem of localizing the source of a three-dimensional signal field with a team of mobile robots able to collect noisy measurements of its strength and share information with each other. The adopted strategy is to cooperatively compute a closed-form estimation of the gradient of the signal field that is then employed to steer the multi-robot system toward the source location. In order to guarantee an accurate and robust gradient estimation, the robots are placed on the surface of a sphere of fixed radius. More specifically, their positions correspond to the generators of a constrained Centroidal Voronoi partition on the spherical surface. We show that, by keeping these specific formations, both crucial geometric properties and a high level of field coverage are simultaneously achieved and that they allow estimating the gradient via simple analytic expressions. We finally provide simulation results to evaluate the performance of the proposed approach, considering both noise-free and noisy measurements. In particular, a comparative analysis shows how its higher robustness against faulty measurements outperforms an alternative state-of-the-art solution.
Promptable Closed-loop Traffic Simulation
Tan, Shuhan, Ivanovic, Boris, Chen, Yuxiao, Li, Boyi, Weng, Xinshuo, Cao, Yulong, Krähenbühl, Philipp, Pavone, Marco
Simulation stands as a cornerstone for safe and efficient autonomous driving development. At its core a simulation system ought to produce realistic, reactive, and controllable traffic patterns. In this paper, we propose ProSim, a multimodal promptable closed-loop traffic simulation framework. ProSim allows the user to give a complex set of numerical, categorical or textual prompts to instruct each agent's behavior and intention. ProSim then rolls out a traffic scenario in a closed-loop manner, modeling each agent's interaction with other traffic participants. Our experiments show that ProSim achieves high prompt controllability given different user prompts, while reaching competitive performance on the Waymo Sim Agents Challenge when no prompt is given. To support research on promptable traffic simulation, we create ProSim-Instruct-520k, a multimodal prompt-scenario paired driving dataset with over 10M text prompts for over 520k real-world driving scenarios. We will release code of ProSim as well as data and labeling tools of ProSim-Instruct-520k at https://ariostgx.github.io/ProSim.
Cooperative Decision-Making for CAVs at Unsignalized Intersections: A MARL Approach with Attention and Hierarchical Game Priors
Liu, Jiaqi, Hang, Peng, Na, Xiaoxiang, Huang, Chao, Sun, Jian
The development of autonomous vehicles has shown great potential to enhance the efficiency and safety of transportation systems. However, the decision-making issue in complex human-machine mixed traffic scenarios, such as unsignalized intersections, remains a challenge for autonomous vehicles. While reinforcement learning (RL) has been used to solve complex decision-making problems, existing RL methods still have limitations in dealing with cooperative decision-making of multiple connected autonomous vehicles (CAVs), ensuring safety during exploration, and simulating realistic human driver behaviors. In this paper, a novel and efficient algorithm, Multi-Agent Game-prior Attention Deep Deterministic Policy Gradient (MA-GA-DDPG), is proposed to address these limitations. Our proposed algorithm formulates the decision-making problem of CAVs at unsignalized intersections as a decentralized multi-agent reinforcement learning problem and incorporates an attention mechanism to capture interaction dependencies between ego CAV and other agents. The attention weights between the ego vehicle and other agents are then used to screen interaction objects and obtain prior hierarchical game relations, based on which a safety inspector module is designed to improve the traffic safety. Furthermore, both simulation and hardware-in-the-loop experiments were conducted, demonstrating that our method outperforms other baseline approaches in terms of driving safety, efficiency, and comfort.
Multilingual Dyadic Interaction Corpus NoXi+J: Toward Understanding Asian-European Non-verbal Cultural Characteristics and their Influences on Engagement
Funk, Marius, Okada, Shogo, André, Elisabeth
Non-verbal behavior is a central challenge in understanding the dynamics of a conversation and the affective states between interlocutors arising from the interaction. Although psychological research has demonstrated that non-verbal behaviors vary across cultures, limited computational analysis has been conducted to clarify these differences and assess their impact on engagement recognition. To gain a greater understanding of engagement and non-verbal behaviors among a wide range of cultures and language spheres, in this study we conduct a multilingual computational analysis of non-verbal features and investigate their role in engagement and engagement prediction. To achieve this goal, we first expanded the NoXi dataset, which contains interaction data from participants living in France, Germany, and the United Kingdom, by collecting session data of dyadic conversations in Japanese and Chinese, resulting in the enhanced dataset NoXi+J. Next, we extracted multimodal non-verbal features, including speech acoustics, facial expressions, backchanneling and gestures, via various pattern recognition techniques and algorithms. Then, we conducted a statistical analysis of listening behaviors and backchannel patterns to identify culturally dependent and independent features in each language and common features among multiple languages. These features were also correlated with the engagement shown by the interlocutors. Finally, we analyzed the influence of cultural differences in the input features of LSTM models trained to predict engagement for five language datasets. A SHAP analysis combined with transfer learning confirmed a considerable correlation between the importance of input features for a language set and the significant cultural characteristics analyzed.