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On the Limitations of Compute Thresholds as a Governance Strategy

arXiv.org Artificial Intelligence

At face value, this essay is about understanding a fairly esoteric governance tool called compute thresholds. However, in order to grapple with whether these thresholds will achieve anything, we must first understand how they came to be. This requires engaging with a decades-old debate at the heart of computer science progress, namely, is bigger always better? Hence, this essay may be of interest not only to policymakers and the wider public but also to computer scientists interested in understanding the role of compute in unlocking breakthroughs. Does a certain inflection point of compute result in changes to the risk profile of a model? This discussion is increasingly urgent given the wide adoption of governance approaches that suggest greater compute equates with higher propensity for harm. Several leading frontier AI companies have released responsible scaling policies. Both the White House Executive Orders on AI Safety (EO) and the EU AI Act encode the use of FLOP or floating-point operations as a way to identify more powerful systems. What is striking about the choice of compute thresholds to-date is that no models currently deployed in the wild fulfill the current criteria set by the EO. This implies that the emphasis is often not on auditing the risks and harms incurred by currently deployed models - but rather is based upon the belief that future levels of compute will introduce unforeseen new risks. A key conclusion of this essay is that compute thresholds as currently implemented are shortsighted and likely to fail to mitigate risk. Governance that is overly reliant on compute fails to understand that the relationship between compute and risk is highly uncertain and rapidly changing. It also overestimates our ability to predict what abilities emerge at different scales. This essay ends with recommendations for a better way forward.


Multimodal Diffusion Transformer: Learning Versatile Behavior from Multimodal Goals

arXiv.org Artificial Intelligence

This work introduces the Multimodal Diffusion Transformer (MDT), a novel diffusion policy framework, that excels at learning versatile behavior from multimodal goal specifications with few language annotations. MDT leverages a diffusion-based multimodal transformer backbone and two self-supervised auxiliary objectives to master long-horizon manipulation tasks based on multimodal goals. The vast majority of imitation learning methods only learn from individual goal modalities, e.g. either language or goal images. However, existing large-scale imitation learning datasets are only partially labeled with language annotations, which prohibits current methods from learning language conditioned behavior from these datasets. MDT addresses this challenge by introducing a latent goal-conditioned state representation that is simultaneously trained on multimodal goal instructions. This state representation aligns image and language based goal embeddings and encodes sufficient information to predict future states. The representation is trained via two self-supervised auxiliary objectives, enhancing the performance of the presented transformer backbone. MDT shows exceptional performance on 164 tasks provided by the challenging CALVIN and LIBERO benchmarks, including a LIBERO version that contains less than $2\%$ language annotations. Furthermore, MDT establishes a new record on the CALVIN manipulation challenge, demonstrating an absolute performance improvement of $15\%$ over prior state-of-the-art methods that require large-scale pretraining and contain $10\times$ more learnable parameters. MDT shows its ability to solve long-horizon manipulation from sparsely annotated data in both simulated and real-world environments. Demonstrations and Code are available at https://intuitive-robots.github.io/mdt_policy/.


Open-world Multi-label Text Classification with Extremely Weak Supervision

arXiv.org Artificial Intelligence

We study open-world multi-label text classification under extremely weak supervision (XWS), where the user only provides a brief description for classification objectives without any labels or ground-truth label space. Similar single-label XWS settings have been explored recently, however, these methods cannot be easily adapted for multi-label. We observe that (1) most documents have a dominant class covering the majority of content and (2) long-tail labels would appear in some documents as a dominant class. Therefore, we first utilize the user description to prompt a large language model (LLM) for dominant keyphrases of a subset of raw documents, and then construct a (initial) label space via clustering. We further apply a zero-shot multi-label classifier to locate the documents with small top predicted scores, so we can revisit their dominant keyphrases for more long-tail labels. We iterate this process to discover a comprehensive label space and construct a multi-label classifier as a novel method, X-MLClass. X-MLClass exhibits a remarkable increase in ground-truth label space coverage on various datasets, for example, a 40% improvement on the AAPD dataset over topic modeling and keyword extraction methods. Moreover, X-MLClass achieves the best end-to-end multi-label classification accuracy.


Enhancing Language Model Rationality with Bi-Directional Deliberation Reasoning

arXiv.org Artificial Intelligence

This paper introduces BI-Directional DEliberation Reasoning (BIDDER), a novel reasoning approach to enhance the decision rationality of language models. Traditional reasoning methods typically rely on historical information and employ uni-directional (left-to-right) reasoning strategy. This lack of bi-directional deliberation reasoning results in limited awareness of potential future outcomes and insufficient integration of historical context, leading to suboptimal decisions. BIDDER addresses this gap by incorporating principles of rational decision-making, specifically managing uncertainty and predicting expected utility. Our approach involves three key processes: Inferring hidden states to represent uncertain information in the decision-making process from historical data; Using these hidden states to predict future potential states and potential outcomes; Integrating historical information (past contexts) and long-term outcomes (future contexts) to inform reasoning. By leveraging bi-directional reasoning, BIDDER ensures thorough exploration of both past and future contexts, leading to more informed and rational decisions. We tested BIDDER's effectiveness in two well-defined scenarios: Poker (Limit Texas Hold'em) and Negotiation. Our experiments demonstrate that BIDDER significantly improves the decision-making capabilities of LLMs and LLM agents.


Retrieved In-Context Principles from Previous Mistakes

arXiv.org Artificial Intelligence

In-context learning (ICL) has been instrumental in adapting Large Language Models (LLMs) to downstream tasks using correct input-output examples. Recent advances have attempted to improve model performance through principles derived from mistakes, yet these approaches suffer from lack of customization and inadequate error coverage. To address these limitations, we propose Retrieved In-Context Principles (RICP), a novel teacher-student framework. In RICP, the teacher model analyzes mistakes from the student model to generate reasons and insights for preventing similar mistakes. These mistakes are clustered based on their underlying reasons for developing task-level principles, enhancing the error coverage of principles. During inference, the most relevant mistakes for each question are retrieved to create question-level principles, improving the customization of the provided guidance. RICP is orthogonal to existing prompting methods and does not require intervention from the teacher model during inference. Experimental results across seven reasoning benchmarks reveal that RICP effectively enhances performance when applied to various prompting strategies.


Enhancing Mobile "How-to" Queries with Automated Search Results Verification and Reranking

arXiv.org Artificial Intelligence

Many people use search engines to find online guidance to solve computer or mobile device problems. Users frequently encounter challenges in identifying effective solutions from search results, often wasting time trying ineffective solutions that seem relevant yet fail to solve real problems. This paper introduces a novel approach to improving the accuracy and relevance of online technical support search results through automated search results verification and reranking. Taking "How-to" queries specific to on-device execution as a starting point, we developed the first solution that allows an AI agent to interpret and execute step-by-step instructions in the search results in a controlled Android environment. We further integrated the agent's findings into a reranking mechanism that orders search results based on the success indicators of the tested solutions. The paper details the architecture of our solution and a comprehensive evaluation of the system through a series of tests across various application domains. The results demonstrate a significant improvement in the quality and reliability of the top-ranked results. Our findings suggest a paradigm shift in how search engine ranking for online technical support help can be optimized, offering a scalable and automated solution to the pervasive challenge of finding effective and reliable online help.


Cross-domain Few-shot In-context Learning for Enhancing Traffic Sign Recognition

arXiv.org Artificial Intelligence

Recent multimodal large language models (MLLM) such as GPT-4o and GPT-4v have shown great potential in autonomous driving. In this paper, we propose a cross-domain few-shot in-context learning method based on the MLLM for enhancing traffic sign recognition (TSR). We first construct a traffic sign detection network based on Vision Transformer Adapter and an extraction module to extract traffic signs from the original road images. To reduce the dependence on training data and improve the performance stability of cross-country TSR, we introduce a cross-domain few-shot in-context learning method based on the MLLM. To enhance MLLM's fine-grained recognition ability of traffic signs, the proposed method generates corresponding description texts using template traffic signs. These description texts contain key information about the shape, color, and composition of traffic signs, which can stimulate the ability of MLLM to perceive fine-grained traffic sign categories. By using the description texts, our method reduces the cross-domain differences between template and real traffic signs. Our approach requires only simple and uniform textual indications, without the need for large-scale traffic sign images and labels. We perform comprehensive evaluations on the German traffic sign recognition benchmark dataset, the Belgium traffic sign dataset, and two real-world datasets taken from Japan. The experimental results show that our method significantly enhances the TSR performance.


DebUnc: Mitigating Hallucinations in Large Language Model Agent Communication with Uncertainty Estimations

arXiv.org Artificial Intelligence

To enhance Large Language Model (LLM) capabilities, multi-agent debates have been introduced, where multiple LLMs discuss solutions to a problem over several rounds of debate. However, LLMs often produce incorrect responses that appear deceptively confident, which can mislead other agents. This is partly because agents do not express their confidence levels during standard debates. To address this, we introduce DebUnc, a multi-agent debate framework that uses uncertainty metrics to assess agent confidence levels. We adapted the LLM attention mechanism to adjust token weights based on confidence levels and also explored using textual prompts to convey confidence. Our evaluations across various benchmarks show that attention-based methods are particularly effective, and that as uncertainty metrics evolve, performance will continue to increase. The code is available at https://github.com/lukeyoffe/debunc


Large Language Models for Judicial Entity Extraction: A Comparative Study

arXiv.org Artificial Intelligence

Domain-specific Entity Recognition holds significant importance in legal contexts, serving as a fundamental task that supports various applications such as question-answering systems, text summarization, machine translation, sentiment analysis, and information retrieval specifically within case law documents. Recent advancements have highlighted the efficacy of Large Language Models in natural language processing tasks, demonstrating their capability to accurately detect and classify domain-specific facts (entities) from specialized texts like clinical and financial documents. This research investigates the application of Large Language Models in identifying domain-specific entities (e.g., courts, petitioner, judge, lawyer, respondents, FIR nos.) within case law documents, with a specific focus on their aptitude for handling domain-specific language complexity and contextual variations. The study evaluates the performance of state-of-the-art Large Language Model architectures, including Large Language Model Meta AI 3, Mistral, and Gemma, in the context of extracting judicial facts tailored to Indian judicial texts. Mistral and Gemma emerged as the top-performing models, showcasing balanced precision and recall crucial for accurate entity identification. These findings confirm the value of Large Language Models in judicial documents and demonstrate how they can facilitate and quicken scientific research by producing precise, organised data outputs that are appropriate for in-depth examination.


Merge, Ensemble, and Cooperate! A Survey on Collaborative Strategies in the Era of Large Language Models

arXiv.org Artificial Intelligence

The remarkable success of Large Language Models (LLMs) has ushered natural language processing (NLP) research into a new era. Despite their diverse capabilities, LLMs trained on different corpora exhibit varying strengths and weaknesses, leading to challenges in maximizing their overall efficiency and versatility. To address these challenges, recent studies have explored collaborative strategies for LLMs. This paper provides a comprehensive overview of this emerging research area, highlighting the motivation behind such collaborations. Specifically, we categorize collaborative strategies into three primary approaches: Merging, Ensemble, and Cooperation. Merging involves integrating multiple LLMs in the parameter space. Ensemble combines the outputs of various LLMs. Cooperation} leverages different LLMs to allow full play to their diverse capabilities for specific tasks. We provide in-depth introductions to these methods from different perspectives and discuss their potential applications. Additionally, we outline future research directions, hoping this work will catalyze further studies on LLM collaborations and paving the way for advanced NLP applications.