Recently, large language models (LLMs) like ChatGPT, LLaMA, and Claude have prevailed in countless domains, including legal scenarios. With LLMs' rapid technological progress, the development of prompt engineering (PE) as an interface between the LLMs and real-world applications has drawn the attention of all developers. Various PE methods have been proposed to overcome real-world challenges, such as few-shot prompting, chain-of-thought, and retrieval-augmented generation (RAG). However, RAG for legal judgment prediction (LJP) is still underexplored. To address this, we propose "Athena", a novel framework cultivating RAG as a core preprocess component to enhance LLMs' performance on specialized tasks. Athena constructs a knowledge base for accusations, attached with a semantic retrieval mechanism through vectorization. Our experiments show that Athena's overall performance has improved significantly, achieving state-of-the-art results on the CAIL2018 dataset. Our ablation study on the in-context window size parameter further reproduces LLMs' "lost-in-the-middle" phenomenon with a relative positional variation. And with moderate hyper-parameter-tuning, we can achieve at most 95% of accuracy accordingly. We also study the impact of query rewriting and data distribution, providing possible directions for future research based on former analyses.

Large language models (LLMs) have demonstrated remarkable potential in solving complex tasks across diverse domains, typically by employing agentic workflows that follow detailed instructions and operational sequences. However, constructing these workflows requires significant human effort, limiting scalability and generalizability. Recent research has sought to automate the generation and optimization of these workflows, but existing methods still rely on initial manual setup and fall short of achieving fully automated and effective workflow generation. To address this challenge, we reformulate workflow optimization as a search problem over code-represented workflows, where LLM-invoking nodes are connected by edges. The code will be available at https://github.com/geekan/MetaGPT. However, the rapid advancement of LLMs heavily relies on manually designed agentic workflows - structured sequences of LLM invocations accompanied by detailed instructions. Designing and refining these workflows requires significant human effort, which limits the scalability and adaptability of LLMs to new, complex domains and hinders their ability to transfer skills across diverse tasks (Tang et al., 2024). Recent efforts have focused on automating the discovery of effective agentic workflows to reduce the reliance on human intervention (Khattab et al., 2024; Yüksekgönül et al., 2024; Liu et al., 2023; Hu et al., 2024).

Speculative decoding stands as a pivotal technique to expedite inference in autoregressive (large) language models. This method employs a smaller draft model to speculate a block of tokens, which the target model then evaluates for acceptance. Despite a wealth of studies aimed at increasing the efficiency of speculative decoding, the influence of generation configurations on the decoding process remains poorly understood, especially concerning decoding temperatures. This paper delves into the effects of decoding temperatures on speculative decoding's efficacy. Beginning with knowledge distillation (KD), we first highlight the challenge of decoding at higher temperatures, and demonstrate KD in a consistent temperature setting could be a remedy. We also investigate the effects of out-of-domain testing sets with out-of-range temperatures. Building upon these findings, we take an initial step to further the speedup for speculative decoding, particularly in a high-temperature generation setting. Our work offers new insights into how generation configurations drastically affect the performance of speculative decoding, and underscores the need for developing methods that focus on diverse decoding configurations. Code is publically available at https://github.com/ozyyshr/TempSpec.

In the absence of abundant reliable annotations for challenging tasks and contexts, how can we expand the frontier of LLM capabilities with potentially wrong answers? We focus on two research questions: (1) Can LLMs generate reliable preferences among wrong options? And if so, (2) Would alignment with such wrong-over-wrong preferences be helpful? We employ methods based on self-consistency, token probabilities, and LLM-as-a-judge to elicit wrong-over-wrong preferences, and fine-tune language models with preference optimization approaches using these synthesized preferences. Extensive experiments with seven LLMs and eight datasets demonstrate that (1) LLMs do have preliminary capability in distinguishing various shades of wrong, achieving up to 20.9% higher performance than random guess; (2) Alignment with wrong-over-wrong preferences helps LLMs to produce less wrong and sometimes even outright correct answers, while overall improving model calibration.

Large Language Models (LLMs) often generate incorrect or outdated information, especially in low-resource settings or when dealing with private data. To address this, Retrieval-Augmented Generation (RAG) uses external knowledge bases (KBs), but these can also suffer from inaccuracies. We introduce STACKFEED, a novel Structured Textual Actor-Critic Knowledge base editing with FEEDback approach that iteratively refines the KB based on expert feedback using a multi-actor, centralized critic reinforcement learning framework. Each document is assigned to an actor, modeled as a ReACT agent, which performs structured edits based on document-specific targeted instructions from a centralized critic. Experimental results show that STACKFEED significantly improves KB quality and RAG system performance, enhancing accuracy by up to 8% over baselines.

Language is not monolithic. While many benchmarks are used as proxies to systematically estimate Large Language Models' (LLM) performance in real-life tasks, they tend to ignore the nuances of within-language variation and thus fail to model the experience of speakers of minority dialects. Focusing on African American Vernacular English (AAVE), we present the first study on LLMs' fairness and robustness to a dialect in canonical reasoning tasks (algorithm, math, logic, and comprehensive reasoning). We hire AAVE speakers, including experts with computer science backgrounds, to rewrite seven popular benchmarks, such as HumanEval and GSM8K. The result of this effort is ReDial, a dialectal benchmark comprising $1.2K+$ parallel query pairs in Standardized English and AAVE. We use ReDial to evaluate state-of-the-art LLMs, including GPT-4o/4/3.5-turbo, LLaMA-3.1/3, Mistral, and Phi-3. We find that, compared to Standardized English, almost all of these widely used models show significant brittleness and unfairness to queries in AAVE. Furthermore, AAVE queries can degrade performance more substantially than misspelled texts in Standardized English, even when LLMs are more familiar with the AAVE queries. Finally, asking models to rephrase questions in Standardized English does not close the performance gap but generally introduces higher costs. Overall, our findings indicate that LLMs provide unfair service to dialect users in complex reasoning tasks. Code can be found at https://github.com/fangru-lin/redial_dialect_robustness_fairness.git.

Adapting medical Large Language Models to local languages can reduce barriers to accessing healthcare services, but data scarcity remains a significant challenge, particularly for low-resource languages. To address this, we first construct a highquality medical dataset and conduct analysis to ensure its quality. In order to leverage the generalization capability of multilingual LLMs to efficiently scale to more resource-constrained languages, we explore the internal information flow of LLMs from a multilingual perspective using Mixture of Experts (MoE) modularity. Technically, we propose a novel MoE routing method that employs languagespecific experts and cross-lingual routing. Inspired by circuit theory, our routing analysis revealed a "Spread Out in the End" information flow mechanism: while earlier layers concentrate cross-lingual information flow, the later layers exhibit language-specific divergence. This insight directly led to the development of the Post-MoE architecture, which applies sparse routing only in the later layers while maintaining dense others. Experimental results demonstrate that this approach enhances the generalization of multilingual models to other languages while preserving interpretability. Finally, to efficiently scale the model to 50 languages, we introduce the concept of language family experts, drawing on linguistic priors, which enables scaling the number of languages without adding additional parameters.

This study investigates judgment prediction in a realistic scenario within the context of Indian judgments, utilizing a range of transformer-based models, including InLegalBERT, BERT, and XLNet, alongside LLMs such as Llama-2 and GPT-3.5 Turbo. In this realistic scenario, we simulate how judgments are predicted at the point when a case is presented for a decision in court, using only the information available at that time, such as the facts of the case, statutes, precedents, and arguments. This approach mimics real-world conditions, where decisions must be made without the benefit of hindsight, unlike retrospective analyses often found in previous studies. For transformer models, we experiment with hierarchical transformers and the summarization of judgment facts to optimize input for these models. Our experiments with LLMs reveal that GPT-3.5 Turbo excels in realistic scenarios, demonstrating robust performance in judgment prediction. Furthermore, incorporating additional legal information, such as statutes and precedents, significantly improves the outcome of the prediction task. The LLMs also provide explanations for their predictions. To evaluate the quality of these predictions and explanations, we introduce two human evaluation metrics: Clarity and Linking. Our findings from both automatic and human evaluations indicate that, despite advancements in LLMs, they are yet to achieve expert-level performance in judgment prediction and explanation tasks.

Bus holding control is a widely-adopted strategy for maintaining stability and improving the operational efficiency of bus systems. Traditional model-based methods often face challenges with the low accuracy of bus state prediction and passenger demand estimation. In contrast, Reinforcement Learning (RL), as a data-driven approach, has demonstrated great potential in formulating bus holding strategies. RL determines the optimal control strategies in order to maximize the cumulative reward, which reflects the overall control goals. However, translating sparse and delayed control goals in real-world tasks into dense and real-time rewards for RL is challenging, normally requiring extensive manual trial-and-error. In view of this, this study introduces an automatic reward generation paradigm by leveraging the in-context learning and reasoning capabilities of Large Language Models (LLMs). This new paradigm, termed the LLM-enhanced RL, comprises several LLM-based modules: reward initializer, reward modifier, performance analyzer, and reward refiner. These modules cooperate to initialize and iteratively improve the reward function according to the feedback from training and test results for the specified RL-based task. Ineffective reward functions generated by the LLM are filtered out to ensure the stable evolution of the RL agents' performance over iterations. To evaluate the feasibility of the proposed LLM-enhanced RL paradigm, it is applied to various bus holding control scenarios, including a synthetic single-line system and a real-world multi-line system. The results demonstrate the superiority and robustness of the proposed paradigm compared to vanilla RL strategies, the LLM-based controller, and conventional space headway-based feedback control. This study sheds light on the great potential of utilizing LLMs in various smart mobility applications.

Large language models (LLMs) pose significant risks due to the potential for generating harmful content or users attempting to evade guardrails. Existing studies have developed LLM-based guard models designed to moderate the input and output of threat LLMs, ensuring adherence to safety policies by blocking content that violates these protocols upon deployment. However, limited attention has been given to the reliability and calibration of such guard models. In this work, we empirically conduct comprehensive investigations of confidence calibration for 9 existing LLM-based guard models on 12 benchmarks in both user input and model output classification. Our findings reveal that current LLM-based guard models tend to 1) produce overconfident predictions, 2) exhibit significant miscalibration when subjected to jailbreak attacks, and 3) demonstrate limited robustness to the outputs generated by different types of response models. Additionally, we assess the effectiveness of post-hoc calibration methods to mitigate miscalibration. We demonstrate the efficacy of temperature scaling and, for the first time, highlight the benefits of contextual calibration for confidence calibration of guard models, particularly in the absence of validation sets. Our analysis and experiments underscore the limitations of current LLM-based guard models and provide valuable insights for the future development of well-calibrated guard models toward more reliable content moderation. We also advocate for incorporating reliability evaluation of confidence calibration when releasing future LLM-based guard models.