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 Large Language Model


Matryoshka: Learning to Drive Black-Box LLMs with LLMs

arXiv.org Artificial Intelligence

Despite the impressive generative abilities of black-box large language models (LLMs), their inherent opacity hinders further advancements in capabilities such as reasoning, planning, and personalization. Existing works aim to enhance LLM capabilities via domain-specific adaptation or in-context learning, which require additional training on accessible model parameters, an infeasible option for black-box LLMs. To address this challenge, we introduce Matryoshika, a lightweight white-box LLM controller that guides a large-scale black-box LLM generator by decomposing complex tasks into a series of intermediate outputs. Specifically, we consider the black-box LLM as an environment, with Matryoshika serving as a policy to provide intermediate guidance through prompts for driving the black-box LLM. Matryoshika is trained to pivot the outputs of the black-box LLM aligning with preferences during iterative interaction, which enables controllable multi-turn generation and self-improvement in optimizing intermediate guidance. Empirical evaluations on three diverse tasks demonstrate that Matryoshika effectively enhances the capabilities of black-box LLMs in complex, long-horizon tasks, including reasoning, planning, and personalization. By leveraging this pioneering controller-generator framework to mitigate dependence on model parameters, Matryoshika provides a transparent and practical solution for improving black-box LLMs through controllable multi-turn generation using white-box LLMs.


A Unified Debiasing Approach for Vision-Language Models across Modalities and Tasks

arXiv.org Artificial Intelligence

Recent advancements in Vision-Language Models (VLMs) have enabled complex multimodal tasks by processing text and image data simultaneously, significantly enhancing the field of artificial intelligence. However, these models often exhibit biases that can skew outputs towards societal stereotypes, thus necessitating debiasing strategies. Existing debiasing methods focus narrowly on specific modalities or tasks, and require extensive retraining. To address these limitations, this paper introduces Selective Feature Imputation for Debiasing (SFID), a novel methodology that integrates feature pruning and low confidence imputation (LCI) to effectively reduce biases in VLMs. SFID is versatile, maintaining the semantic integrity of outputs and costly effective by eliminating the need for retraining. Our experimental results demonstrate SFID's effectiveness across various VLMs tasks including zero-shot classification, text-to-image retrieval, image captioning, and text-to-image generation, by significantly reducing gender biases without compromising performance. This approach not only enhances the fairness of VLMs applications but also preserves their efficiency and utility across diverse scenarios.


Transferable Post-training via Inverse Value Learning

arXiv.org Artificial Intelligence

As post-training processes utilize increasingly large datasets and base models continue to grow in size, the computational demands and implementation challenges of existing algorithms are escalating significantly. In this paper, we propose modeling the changes at the logits level during post-training using a separate neural network (i.e., the value network). After training this network on a small base model using demonstrations, this network can be seamlessly integrated with other pre-trained models during inference, enables them to achieve similar capability enhancements. We systematically investigate the best practices for this paradigm in terms of pre-training weights and connection schemes. We demonstrate that the resulting value network has broad transferability across pre-trained models of different parameter sizes within the same family, models undergoing continuous pre-training within the same family, and models with different vocabularies across families. In certain cases, it can achieve performance comparable to full-parameter fine-tuning. Furthermore, we explore methods to enhance the transferability of the value model and prevent overfitting to the base model used during training.


Not All LLM-Generated Data Are Equal: Rethinking Data Weighting in Text Classification

arXiv.org Artificial Intelligence

Synthetic data augmentation via large language models (LLMs) allows researchers to leverage additional training data, thus enhancing the performance of downstream tasks, especially when real-world data is scarce. However, the generated data can deviate from the real-world data, and this misalignment can bring deficient outcomes while applying the trained model to applications. Therefore, we proposed efficient weighted-loss approaches to align synthetic data with realworld distribution by emphasizing high-quality and diversified data generated by LLMs with using merely a little real-world data. We empirically assessed the effectiveness of our method on multiple text classification tasks, and the results showed leveraging our approaches on a BERT-level model robustly outperformed standard cross-entropy and other data weighting approaches, providing potential solutions to effectively leveraging synthetic data from any suitable data generator for model training. The quantity and quality of data play a significant role in many tasks of Natural Language Processing (NLP). However, due to the scarcity of data in a particular domain for a specific task, we may need expertise to collect such data, resulting in budget limitations. Fortunately, Large language models (LLMs) provide a practical solution to this problem. LLMs, such as GPT series (Brown et al., 2020; OpenAI, 2022; OpenAI et al., 2024), can be leveraged to generate synthetic data that mimics real-world examples, thereby enriching the training set (Wang et al., 2023). However, training models with LLM-generated data can lead to drawbacks such as model collapse (Shumailov et al., 2023; Dohmatob et al., 2024), tail phenomena, reinforcing LM biases (Wang et al., 2023). Moreover, based on our empirical study, the performance of models trained on synthetic data without proper processing can be lower than models trained on much smaller real-world data (Sec. Previous works took data filtering strategy to get high quality or variant data (Dubey et al., 2024; MetaAI, 2024; Chiang et al., 2023; West et al., 2022).


LongReward: Improving Long-context Large Language Models with AI Feedback

arXiv.org Artificial Intelligence

Though significant advancements have been achieved in developing long-context large language models (LLMs), the compromised quality of LLM-synthesized data for supervised fine-tuning (SFT) often affects the long-context performance of SFT models and leads to inherent limitations. In principle, reinforcement learning (RL) with appropriate reward signals can further enhance models' capacities. However, how to obtain reliable rewards in long-context scenarios remains unexplored. To this end, we propose LongReward, a novel method that utilizes an off-the-shelf LLM to provide rewards for long-context model responses from four human-valued dimensions: helpfulness, logicality, faithfulness, and completeness, each with a carefully designed assessment pipeline. By combining LongReward and offline RL algorithm DPO, we are able to effectively improve long-context SFT models. Our experiments indicate that LongReward not only significantly improves models' long-context performance but also enhances their ability to follow short instructions. We also find that long-context DPO with LongReward and conventional short-context DPO can be used together without hurting either one's performance.


SciER: An Entity and Relation Extraction Dataset for Datasets, Methods, and Tasks in Scientific Documents

arXiv.org Artificial Intelligence

Scientific information extraction (SciIE) is critical for converting unstructured knowledge from scholarly articles into structured data (entities and relations). Several datasets have been proposed for training and validating SciIE models. However, due to the high complexity and cost of annotating scientific texts, those datasets restrict their annotations to specific parts of paper, such as abstracts, resulting in the loss of diverse entity mentions and relations in context. In this paper, we release a new entity and relation extraction dataset for entities related to datasets, methods, and tasks in scientific articles. Our dataset contains 106 manually annotated full-text scientific publications with over 24k entities and 12k relations. To capture the intricate use and interactions among entities in full texts, our dataset contains a fine-grained tag set for relations. Additionally, we provide an out-of-distribution test set to offer a more realistic evaluation. We conduct comprehensive experiments, including state-of-the-art supervised models and our proposed LLM-based baselines, and highlight the challenges presented by our dataset, encouraging the development of innovative models to further the field of SciIE.


CURATe: Benchmarking Personalised Alignment of Conversational AI Assistants

arXiv.org Artificial Intelligence

We introduce a multi-turn benchmark for evaluating personalised alignment in LLM-based AI assistants, focusing on their ability to handle user-provided safety-critical contexts. Our assessment of ten leading models across five scenarios (each with 337 use cases) reveals systematic inconsistencies in maintaining user-specific consideration, with even top-rated "harmless" models making recommendations that should be recognised as obviously harmful to the user given the context provided. Key failure modes include inappropriate weighing of conflicting preferences, sycophancy (prioritising user preferences above safety), a lack of attentiveness to critical user information within the context window, and inconsistent application of user-specific knowledge. The same systematic biases were observed in OpenAI's o1, suggesting that strong reasoning capacities do not necessarily transfer to this kind of personalised thinking. We find that prompting LLMs to consider safety-critical context significantly improves performance, unlike a generic 'harmless and helpful' instruction. Based on these findings, we propose research directions for embedding self-reflection capabilities, online user modelling, and dynamic risk assessment in AI assistants. Our work emphasises the need for nuanced, context-aware approaches to alignment in systems designed for persistent human interaction, aiding the development of safe and considerate AI assistants.


Plan$\times$RAG: Planning-guided Retrieval Augmented Generation

arXiv.org Artificial Intelligence

We introduce Planning-guided Retrieval Augmented Generation (Plan$\times$RAG), a novel framework that augments the \emph{retrieve-then-reason} paradigm of existing RAG frameworks to \emph{plan-then-retrieve}. Plan$\times$RAG formulates a reasoning plan as a directed acyclic graph (DAG), decomposing queries into interrelated atomic sub-queries. Answer generation follows the DAG structure, allowing significant gains in efficiency through parallelized retrieval and generation. While state-of-the-art RAG solutions require extensive data generation and fine-tuning of language models (LMs), Plan$\times$RAG incorporates frozen LMs as plug-and-play experts to generate high-quality answers. Compared to existing RAG solutions, Plan$\times$RAG demonstrates significant improvements in reducing hallucinations and bolstering attribution due to its structured sub-query decomposition. Overall, Plan$\times$RAG offers a new perspective on integrating external knowledge in LMs while ensuring attribution by design, contributing towards more reliable LM-based systems.


CycleResearcher: Improving Automated Research via Automated Review

arXiv.org Artificial Intelligence

The automation of scientific discovery has been a long-standing goal within the research community, driven by the potential to accelerate knowledge creation. While significant progress has been made using commercial large language models (LLMs) as research assistants or idea generators, the possibility of automating the entire research process with open-source LLMs remains largely unexplored. This paper explores the feasibility of using open-source post-trained LLMs as autonomous agents capable of performing the full cycle of automated research and review, from literature review and manuscript preparation to peer review and paper revision. Our iterative preference training framework consists of CycleResearcher, which conducts research tasks, and CycleReviewer, which simulates the peer review process, providing iterative feedback via reinforcement learning. To train these models, we develop two new datasets, Review-5k and Research-14k, reflecting real-world machine learning research and peer review dynamics. Our results demonstrate that CycleReviewer achieves a 26.89\% improvement in mean absolute error (MAE) over individual human reviewers in predicting paper scores, indicating that LLMs can surpass expert-level performance in research evaluation. In research, the papers generated by the CycleResearcher model achieved a score of 5.36 in simulated peer reviews, surpassing the preprint level of 5.24 from human experts and approaching the accepted paper level of 5.69. This work represents a significant step toward fully automated scientific inquiry, providing ethical safeguards and advancing AI-driven research capabilities. The code, dataset and model weight are released at \url{http://github/minjun-zhu/Researcher}.


Mitigating Forgetting in LLM Supervised Fine-Tuning and Preference Learning

arXiv.org Machine Learning

Post-training of pre-trained LLMs, which typically consists of the supervised finetuning (SFT) stage and the preference learning (RLHF or DPO) stage, is crucial to effective and safe LLM applications. The widely adopted approach in posttraining popular open-source LLMs is to sequentially perform SFT and RLHF/DPO. However, sequential training is sub-optimal in terms of SFT and RLHF/DPO tradeoff: the LLM gradually forgets about the first stage's training when undergoing the second stage's training. We theoretically prove the sub-optimality of sequential post-training. Furthermore, we propose a practical joint post-training framework with theoretical convergence guarantees and empirically outperforms sequential post-training framework, while having similar computational cost. Recent years have witnessed the great capabilities of large language models (LLMs) trained on a large corpus of datasets (OpenAI, 2022; Dubey et al., 2024; Abdin et al., 2024). These models have been applied to a wide range of tasks including virtual assistant (OpenAI, 2022), code development (Roziere et al., 2023), and education/research (Achiam et al., 2023). Typically LLMs undergo the pre-training phase and the post-training phase.