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Discourse-Driven Evaluation: Unveiling Factual Inconsistency in Long Document Summarization

arXiv.org Artificial Intelligence

Detecting factual inconsistency for long document summarization remains challenging, given the complex structure of the source article and long summary length. In this work, we study factual inconsistency errors and connect them with a line of discourse analysis. We find that errors are more common in complex sentences and are associated with several discourse features. We propose a framework that decomposes long texts into discourse-inspired chunks and utilizes discourse information to better aggregate sentence-level scores predicted by natural language inference models. Our approach shows improved performance on top of different model baselines over several evaluation benchmarks, covering rich domains of texts, focusing on long document summarization. This underscores the significance of incorporating discourse features in developing models for scoring summaries for long document factual inconsistency.


Can AI Examine Novelty of Patents?: Novelty Evaluation Based on the Correspondence between Patent Claim and Prior Art

arXiv.org Artificial Intelligence

Assessing the novelty of patent claims is a critical yet challenging task traditionally performed by patent examiners. While advancements in NLP have enabled progress in various patent-related tasks, novelty assessment remains unexplored. This paper introduces a novel challenge by evaluating the ability of large language models (LLMs) to assess patent novelty by comparing claims with cited prior art documents, following the process similar to that of patent examiners done. We present the first dataset specifically designed for novelty evaluation, derived from real patent examination cases, and analyze the capabilities of LLMs to address this task. Our study reveals that while classification models struggle to effectively assess novelty, generative models make predictions with a reasonable level of accuracy, and their explanations are accurate enough to understand the relationship between the target patent and prior art. These findings demonstrate the potential of LLMs to assist in patent evaluation, reducing the workload for both examiners and applicants. Our contributions highlight the limitations of current models and provide a foundation for improving AI-driven patent analysis through advanced models and refined datasets.


Confidence Improves Self-Consistency in LLMs

arXiv.org Artificial Intelligence

Self-consistency decoding enhances LLMs' performance on reasoning tasks by sampling diverse reasoning paths and selecting the most frequent answer. However, it is computationally expensive, as sampling many of these (lengthy) paths is required to increase the chances that the correct answer emerges as the most frequent one. To address this, we introduce Confidence-Informed Self-Consistency (CISC). CISC performs a weighted majority vote based on confidence scores obtained directly from the model. By prioritizing high-confidence paths, it can identify the correct answer with a significantly smaller sample size. When tested on nine models and four datasets, CISC outperforms self-consistency in nearly all configurations, reducing the required number of reasoning paths by over 40% on average. In addition, we introduce the notion of within-question confidence evaluation, after showing that standard evaluation methods are poor predictors of success in distinguishing correct and incorrect answers to the same question. In fact, the most calibrated confidence method proved to be the least effective for CISC. Lastly, beyond these practical implications, our results and analyses show that LLMs can effectively judge the correctness of their own outputs, contributing to the ongoing debate on this topic.


LessLeak-Bench: A First Investigation of Data Leakage in LLMs Across 83 Software Engineering Benchmarks

arXiv.org Artificial Intelligence

Large Language Models (LLMs) are widely utilized in software engineering (SE) tasks, such as code generation and automated program repair. However, their reliance on extensive and often undisclosed pre-training datasets raises significant concerns about data leakage, where the evaluation benchmark data is unintentionally ``seen'' by LLMs during the model's construction phase. The data leakage issue could largely undermine the validity of LLM-based research and evaluations. Despite the increasing use of LLMs in the SE community, there is no comprehensive study that assesses the extent of data leakage in SE benchmarks for LLMs yet. To address this gap, this paper presents the first large-scale analysis of data leakage in 83 SE benchmarks concerning LLMs. Our results show that in general, data leakage in SE benchmarks is minimal, with average leakage ratios of only 4.8\%, 2.8\%, and 0.7\% for Python, Java, and C/C++ benchmarks, respectively. However, some benchmarks exhibit relatively higher leakage ratios, which raises concerns about their bias in evaluation. For instance, QuixBugs and BigCloneBench have leakage ratios of 100.0\% and 55.7\%, respectively. Furthermore, we observe that data leakage has a substantial impact on LLM evaluation. We also identify key causes of high data leakage, such as the direct inclusion of benchmark data in pre-training datasets and the use of coding platforms like LeetCode for benchmark construction. To address the data leakage, we introduce \textbf{LessLeak-Bench}, a new benchmark that removes leaked samples from the 83 SE benchmarks, enabling more reliable LLM evaluations in future research. Our study enhances the understanding of data leakage in SE benchmarks and provides valuable insights for future research involving LLMs in SE.


Recurrent Diffusion for Large-Scale Parameter Generation

arXiv.org Artificial Intelligence

Parameter generation has long struggled to match the scale of today large vision and language models, curbing its broader utility. In this paper, we introduce Recurrent Diffusion for Large Scale Parameter Generation (RPG), a novel framework that generates full neural network parameters up to hundreds of millions on a single GPU. Our approach first partitions a networks parameters into non-overlapping tokens, each corresponding to a distinct portion of the model. A recurrent mechanism then learns the inter token relationships, producing prototypes which serve as conditions for a diffusion process that ultimately synthesizes the full parameters. Across a spectrum of architectures and tasks including ResNets, ConvNeXts and ViTs on ImageNet 1K and COCO, and even LoRA based LLMs RPG achieves performance on par with fully trained networks while avoiding excessive memory overhead. Notably, it generalizes beyond its training set to generate valid parameters for previously unseen tasks, highlighting its flexibility in dynamic and open ended scenarios. By overcoming the longstanding memory and scalability barriers, RPG serves as a critical advance in AI generating AI, potentially enabling efficient weight generation at scales previously deemed infeasible.


Universal Approximation of Visual Autoregressive Transformers

arXiv.org Artificial Intelligence

We investigate the fundamental limits of transformer-based foundation models, extending our analysis to include Visual Autoregressive (VAR) transformers. VAR represents a big step toward generating images using a novel, scalable, coarse-to-fine ``next-scale prediction'' framework. These models set a new quality bar, outperforming all previous methods, including Diffusion Transformers, while having state-of-the-art performance for image synthesis tasks. Our primary contributions establish that, for single-head VAR transformers with a single self-attention layer and single interpolation layer, the VAR Transformer is universal. From the statistical perspective, we prove that such simple VAR transformers are universal approximators for any image-to-image Lipschitz functions. Furthermore, we demonstrate that flow-based autoregressive transformers inherit similar approximation capabilities. Our results provide important design principles for effective and computationally efficient VAR Transformer strategies that can be used to extend their utility to more sophisticated VAR models in image generation and other related areas.


My LLM might Mimic AAE -- But When Should it?

arXiv.org Artificial Intelligence

We examine the representation of African American English (AAE) in large language models (LLMs), exploring (a) the perceptions Black Americans have of how effective these technologies are at producing authentic AAE, and (b) in what contexts Black Americans find this desirable. Through both a survey of Black Americans ($n=$ 104) and annotation of LLM-produced AAE by Black Americans ($n=$ 228), we find that Black Americans favor choice and autonomy in determining when AAE is appropriate in LLM output. They tend to prefer that LLMs default to communicating in Mainstream U.S. English in formal settings, with greater interest in AAE production in less formal settings. When LLMs were appropriately prompted and provided in context examples, our participants found their outputs to have a level of AAE authenticity on par with transcripts of Black American speech. Select code and data for our project can be found here: https://github.com/smelliecat/AAEMime.git


Causal Lifting of Neural Representations: Zero-Shot Generalization for Causal Inferences

arXiv.org Machine Learning

A plethora of real-world scientific investigations is waiting to scale with the support of trustworthy predictive models that can reduce the need for costly data annotations. We focus on causal inferences on a target experiment with unlabeled factual outcomes, retrieved by a predictive model fine-tuned on a labeled similar experiment. First, we show that factual outcome estimation via Empirical Risk Minimization (ERM) may fail to yield valid causal inferences on the target population, even in a randomized controlled experiment and infinite training samples. Then, we propose to leverage the observed experimental settings during training to empower generalization to downstream interventional investigations, ``Causal Lifting'' the predictive model. We propose Deconfounded Empirical Risk Minimization (DERM), a new simple learning procedure minimizing the risk over a fictitious target population, preventing potential confounding effects. We validate our method on both synthetic and real-world scientific data. Notably, for the first time, we zero-shot generalize causal inferences on ISTAnt dataset (without annotation) by causal lifting a predictive model on our experiment variant.


Non-literal Understanding of Number Words by Language Models

arXiv.org Artificial Intelligence

Humans naturally interpret numbers non-literally, effortlessly combining context, world knowledge, and speaker intent. We investigate whether large language models (LLMs) interpret numbers similarly, focusing on hyperbole and pragmatic halo effects. Through systematic comparison with human data and computational models of pragmatic reasoning, we find that LLMs diverge from human interpretation in striking ways. By decomposing pragmatic reasoning into testable components, grounded in the Rational Speech Act framework, we pinpoint where LLM processing diverges from human cognition -- not in prior knowledge, but in reasoning with it. This insight leads us to develop a targeted solution -- chain-of-thought prompting inspired by an RSA model makes LLMs' interpretations more human-like. Our work demonstrates how computational cognitive models can both diagnose AI-human differences and guide development of more human-like language understanding capabilities.


Linear Transformers as VAR Models: Aligning Autoregressive Attention Mechanisms with Autoregressive Forecasting

arXiv.org Machine Learning

Autoregressive attention-based time series forecasting (TSF) has drawn increasing interest, with mechanisms like linear attention sometimes outperforming vanilla attention. However, deeper Transformer architectures frequently misalign with autoregressive objectives, obscuring the underlying VAR structure embedded within linear attention and hindering their ability to capture the data generative processes in TSF. In this work, we first show that a single linear attention layer can be interpreted as a dynamic vector autoregressive (VAR) structure. We then explain that existing multi-layer Transformers have structural mismatches with the autoregressive forecasting objective, which impair interpretability and generalization ability. To address this, we show that by rearranging the MLP, attention, and input-output flow, multi-layer linear attention can also be aligned as a VAR model. Then, we propose Structural Aligned Mixture of VAR (SAMoVAR), a linear Transformer variant that integrates interpretable dynamic VAR weights for multivariate TSF. By aligning the Transformer architecture with autoregressive objectives, SAMoVAR delivers improved performance, interpretability, and computational efficiency, comparing to SOTA TSF models.