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 Large Language Model


StructTransform: A Scalable Attack Surface for Safety-Aligned Large Language Models

arXiv.org Artificial Intelligence

In this work, we present a series of structure transformation attacks on LLM alignment, where we encode natural language intent using diverse syntax spaces, ranging from simple structure formats and basic query languages (e.g. SQL) to new novel spaces and syntaxes created entirely by LLMs. Our extensive evaluation shows that our simplest attacks can achieve close to 90% success rate, even on strict LLMs (such as Claude 3.5 Sonnet) using SOTA alignment mechanisms. We improve the attack performance further by using an adaptive scheme that combines structure transformations along with existing \textit{content transformations}, resulting in over 96% ASR with 0% refusals. To generalize our attacks, we explore numerous structure formats, including syntaxes purely generated by LLMs. Our results indicate that such novel syntaxes are easy to generate and result in a high ASR, suggesting that defending against our attacks is not a straightforward process. Finally, we develop a benchmark and evaluate existing safety-alignment defenses against it, showing that most of them fail with 100% ASR. Our results show that existing safety alignment mostly relies on token-level patterns without recognizing harmful concepts, highlighting and motivating the need for serious research efforts in this direction. As a case study, we demonstrate how attackers can use our attack to easily generate a sample malware, and a corpus of fraudulent SMS messages, which perform well in bypassing detection.


Balanced Multi-Factor In-Context Learning for Multilingual Large Language Models

arXiv.org Artificial Intelligence

Multilingual large language models (MLLMs) are able to leverage in-context learning (ICL) to achieve high performance by leveraging cross-lingual knowledge transfer without parameter updates. However, their effectiveness is highly sensitive to example selection, particularly in multilingual settings. Based on the findings of existing work, three key factors influence multilingual ICL: (1) semantic similarity, (2) linguistic alignment, and (3) language-specific performance. However, existing approaches address these factors independently, without explicitly disentangling their combined impact, leaving optimal example selection underexplored. To address this gap, we propose balanced multi-factor ICL (\textbf{BMF-ICL}), a method that quantifies and optimally balances these factors for improved example selection. Experiments on mCSQA and TYDI across four MLLMs demonstrate that BMF-ICL outperforms existing methods. Further analysis highlights the importance of incorporating all three factors and the importance of selecting examples from multiple languages.


Conversation Routines: A Prompt Engineering Framework for Task-Oriented Dialog Systems

arXiv.org Artificial Intelligence

This study introduces Conversation Routines (CR), a structured prompt engineering framework for developing task-oriented dialog systems using Large Language Models (LLMs). While LLMs demonstrate remarkable natural language understanding capabilities, engineering them to reliably execute complex business workflows remains challenging. The proposed CR framework enables the development of Conversation Agentic Systems (CAS) through natural language specifications, embedding task-oriented logic within LLM prompts. This approach provides a systematic methodology for designing and implementing complex conversational workflows while maintaining behavioral consistency. We demonstrate the framework's effectiveness through two proof-of-concept implementations: a Train Ticket Booking System and an Interactive Troubleshooting Copilot. These case studies validate CR's capability to encode sophisticated behavioral patterns and decision logic while preserving natural conversational flexibility. Results show that CR enables domain experts to design conversational workflows in natural language while leveraging custom functions (tools) developed by software engineers, creating an efficient division of responsibilities where developers focus on core API implementation and domain experts handle conversation design. While the framework shows promise in accessibility and adaptability, we identify key challenges including computational overhead, non-deterministic behavior, and domain-specific logic optimization. Future research directions include CR evaluation methods based on prompt engineering frameworks driven by goal-oriented grading criteria, improving scalability for complex multi-agent interactions, and enhancing system robustness to address the identified limitations across diverse business applications.


On the Robust Approximation of ASR Metrics

arXiv.org Artificial Intelligence

Recent advances in speech foundation models are largely driven by scaling both model size and data, enabling them to perform a wide range of tasks, including speech recognition. Traditionally, ASR models are evaluated using metrics like Word Error Rate (WER) and Character Error Rate (CER), which depend on ground truth labels. As a result of limited labeled data from diverse domains and testing conditions, the true generalization capabilities of these models beyond standard benchmarks remain unclear. Moreover, labeling data is both costly and time-consuming. To address this, we propose a novel label-free approach for approximating ASR performance metrics, eliminating the need for ground truth labels. Our method utilizes multimodal embeddings in a unified space for speech and transcription representations, combined with a high-quality proxy model to compute proxy metrics. These features are used to train a regression model to predict key ASR metrics like Word Error Rate (WER) and Character Error Rate (CER). We experiment with over 40 models across 14 datasets representing both standard and in-the-wild testing conditions. Our results show that we approximate the metrics within a single-digit absolute difference across all experimental configurations, outperforming the most recent baseline by more than 50\%.


Can Language Models Learn Typologically Implausible Languages?

arXiv.org Artificial Intelligence

Grammatical features across human languages show intriguing correlations often attributed to learning biases in humans. However, empirical evidence has been limited to experiments with highly simplified artificial languages, and whether these correlations arise from domain-general or language-specific biases remains a matter of debate. Language models (LMs) provide an opportunity to study artificial language learning at a large scale and with a high degree of naturalism. In this paper, we begin with an in-depth discussion of how LMs allow us to better determine the role of domain-general learning biases in language universals. We then assess learnability differences for LMs resulting from typologically plausible and implausible languages closely following the word-order universals identified by linguistic typologists. We conduct a symmetrical cross-lingual study training and testing LMs on an array of highly naturalistic but counterfactual versions of the English (head-initial) and Japanese (head-final) languages. Compared to similar work, our datasets are more naturalistic and fall closer to the boundary of plausibility. Our experiments show that these LMs are often slower to learn these subtly implausible languages, while ultimately achieving similar performance on some metrics regardless of typological plausibility. These findings lend credence to the conclusion that LMs do show some typologically-aligned learning preferences, and that the typological patterns may result from, at least to some degree, domain-general learning biases.


On Creating a Causally Grounded Usable Rating Method for Assessing the Robustness of Foundation Models Supporting Time Series

arXiv.org Artificial Intelligence

Foundation Models (FMs) have improved time series forecasting in various sectors, such as finance, but their vulnerability to input disturbances can hinder their adoption by stakeholders, such as investors and analysts. To address this, we propose a causally grounded rating framework to study the robustness of Foundational Models for Time Series (FMTS) with respect to input perturbations. We evaluate our approach to the stock price prediction problem, a well-studied problem with easily accessible public data, evaluating six state-of-the-art (some multi-modal) FMTS across six prominent stocks spanning three industries. The ratings proposed by our framework effectively assess the robustness of FMTS and also offer actionable insights for model selection and deployment. Within the scope of our study, we find that (1) multi-modal FMTS exhibit better robustness and accuracy compared to their uni-modal versions and, (2) FMTS pre-trained on time series forecasting task exhibit better robustness and forecasting accuracy compared to general-purpose FMTS pre-trained across diverse settings. Further, to validate our framework's usability, we conduct a user study showcasing FMTS prediction errors along with our computed ratings. The study confirmed that our ratings reduced the difficulty for users in comparing the robustness of different systems.


VLM$^2$-Bench: A Closer Look at How Well VLMs Implicitly Link Explicit Matching Visual Cues

arXiv.org Artificial Intelligence

Visually linking matching cues is a crucial ability in daily life, such as identifying the same person in multiple photos based on their cues, even without knowing who they are. Despite the extensive knowledge that vision-language models (VLMs) possess, it remains largely unexplored whether they are capable of performing this fundamental task. To address this, we introduce VLM$^2$-Bench, a benchmark designed to assess whether VLMs can Visually Link Matching cues, with 9 subtasks and over 3,000 test cases. Comprehensive evaluation across eight open-source VLMs and GPT-4o, along with further analysis of various language-side and vision-side prompting methods, leads to a total of eight key findings. We identify critical challenges in models' ability to link visual cues, highlighting a significant performance gap where even GPT-4o lags 34.80% behind humans. Based on these insights, we advocate for (i) enhancing core visual capabilities to improve adaptability and reduce reliance on prior knowledge, (ii) establishing clearer principles for integrating language-based reasoning in vision-centric tasks to prevent unnecessary biases, and (iii) shifting vision-text training paradigms toward fostering models' ability to independently structure and infer relationships among visual cues.


EssayJudge: A Multi-Granular Benchmark for Assessing Automated Essay Scoring Capabilities of Multimodal Large Language Models

arXiv.org Artificial Intelligence

Automated Essay Scoring (AES) plays a crucial role in educational assessment by providing scalable and consistent evaluations of writing tasks. However, traditional AES systems face three major challenges: (1) reliance on handcrafted features that limit generalizability, (2) difficulty in capturing fine-grained traits like coherence and argumentation, and (3) inability to handle multimodal contexts. In the era of Multimodal Large Language Models (MLLMs), we propose EssayJudge, the first multimodal benchmark to evaluate AES capabilities across lexical-, sentence-, and discourse-level traits. By leveraging MLLMs' strengths in trait-specific scoring and multimodal context understanding, EssayJudge aims to offer precise, context-rich evaluations without manual feature engineering, addressing longstanding AES limitations. Our experiments with 18 representative MLLMs reveal gaps in AES performance compared to human evaluation, particularly in discourse-level traits, highlighting the need for further advancements in MLLM-based AES research. Our dataset and code will be available upon acceptance.


LLM Embeddings for Deep Learning on Tabular Data

arXiv.org Artificial Intelligence

Tabular deep-learning methods require embedding numerical and categorical input features into high-dimensional spaces before processing them. Existing methods deal with this heterogeneous nature of tabular data by employing separate type-specific encoding approaches. This limits the cross-table transfer potential and the exploitation of pre-trained knowledge. We propose a novel approach that first transforms tabular data into text, and then leverages pre-trained representations from LLMs to encode this data, resulting in a plug-and-play solution to improv ing deep-learning tabular methods. We demonstrate that our approach improves accuracy over competitive models, such as MLP, ResNet and FT-Transformer, by validating on seven classification datasets.


The Hidden Dimensions of LLM Alignment: A Multi-Dimensional Safety Analysis

arXiv.org Artificial Intelligence

Large Language Models' safety-aligned behaviors, such as refusing harmful queries, can be represented by linear directions in activation space. Previous research modeled safety behavior with a single direction, limiting mechanistic understanding to an isolated safety feature. In this work, we discover that safety-aligned behavior is jointly controlled by multi-dimensional directions. Namely, we study the vector space of representation shifts during safety fine-tuning on Llama 3 8B for refusing jailbreaks. By studying orthogonal directions in the space, we first find that a dominant direction governs the model's refusal behavior, while multiple smaller directions represent distinct and interpretable features like hypothetical narrative and role-playing. We then measure how different directions promote or suppress the dominant direction, showing the important role of secondary directions in shaping the model's refusal representation. Finally, we demonstrate that removing certain trigger tokens in harmful queries can mitigate these directions to bypass the learned safety capability, providing new insights on understanding safety alignment vulnerability from a multi-dimensional perspective. Code and artifacts are available at https://github.com/BMPixel/safety-residual-space.