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Don't Make It Up: Preserving Ignorance Awareness in LLM Fine-Tuning

arXiv.org Artificial Intelligence

Existing work on mitigating catastrophic forgetting during large language models (LLMs) fine-tuning for new knowledge instances has primarily focused on preserving performance on previously seen data, while critically overlooking the collapse of essential capabilities instilled through alignment, most notably the model's ability to faithfully express epistemic uncertainty (a property we term 'Ignorance Awareness'). In this work, we formalize the notion of Ignorance Awareness and illustrate that conventional fine-tuning methods can result in substantial activation displacement. This displacement undermines the critical capability of ignorance awareness, leading to undesirable behaviors such as hallucinations. To address this challenge, we introduce SEAT, a simple and principled fine-tuning approach that not only enables the model to effectively acquire new knowledge instances but also preserves its aligned ignorance awareness. SEAT integrates two key components: (1) sparse tuning that constrains activation drift, and (2) a novel entity perturbation method designed to counter knowledge entanglement. Experimental results demonstrate that, across both real-world and synthetic datasets, SEAT significantly outperforms baselines in preserving ignorance awareness while retaining optimal fine-tuning performance, offering a more robust solution for LLM fine-tuning.


Translating Federated Learning Algorithms in Python into CSP Processes Using ChatGPT

arXiv.org Artificial Intelligence

The Python Testbed for Federated Learning Algorithms is a simple Python FL framework that is easy to use by ML&AI developers who do not need to be professional programmers and is also amenable to LLMs. In the previous research, generic federated learning algorithms provided by this framework were manually translated into the CSP processes and algorithms' safety and liveness properties were automatically verified by the model checker PAT. In this paper, a simple translation process is introduced wherein the ChatGPT is used to automate the translation of the mentioned federated learning algorithms in Python into the corresponding CSP processes. Within the process, the minimality of the used context is estimated based on the feedback from ChatGPT. The proposed translation process was experimentally validated by successful translation (verified by the model checker PAT) of both generic centralized and decentralized federated learning algorithms.


LLM-D12: A Dual-Dimensional Scale of Instrumental and Relational Dependencies on Large Language Models

arXiv.org Artificial Intelligence

There is growing interest in understanding how people interact with large language models (LLMs) and whether such models elicit dependency or even addictive behaviour. Validated tools to assess the extent to which individuals may become dependent on LLMs are scarce and primarily build on classic behavioral addiction symptoms, adapted to the context of LLM use. We view this as a conceptual limitation, as the LLM-human relationship is more nuanced and warrants a fresh and distinct perspective. To address this gap, we developed and validated a new 12-item questionnaire to measure LLM dependency, referred to as LLM-D12. The scale was based on the authors' prior theoretical work, with items developed accordingly and responses collected from 526 participants in the UK. Exploratory and confirmatory factor analyses, performed on separate halves of the total sample using a split-sample approach, supported a two-factor structure: Instrumental Dependency (six items) and Relationship Dependency (six items). Instrumental Dependency reflects the extent to which individuals rely on LLMs to support or collaborate in decision-making and cognitive tasks. Relationship Dependency captures the tendency to perceive LLMs as socially meaningful, sentient, or companion-like entities. The two-factor structure demonstrated excellent internal consistency and clear discriminant validity. External validation confirmed both the conceptual foundation and the distinction between the two subscales. The psychometric properties and structure of our LLM-D12 scale were interpreted in light of the emerging view that dependency on LLMs does not necessarily indicate dysfunction but may still reflect reliance levels that could become problematic in certain contexts.


SCOP: Evaluating the Comprehension Process of Large Language Models from a Cognitive View

arXiv.org Artificial Intelligence

Despite the great potential of large language models(LLMs) in machine comprehension, it is still disturbing to fully count on them in real-world scenarios. This is probably because there is no rational explanation for whether the comprehension process of LLMs is aligned with that of experts. In this paper, we propose SCOP to carefully examine how LLMs perform during the comprehension process from a cognitive view. Specifically, it is equipped with a systematical definition of five requisite skills during the comprehension process, a strict framework to construct testing data for these skills, and a detailed analysis of advanced open-sourced and closed-sourced LLMs using the testing data. With SCOP, we find that it is still challenging for LLMs to perform an expert-level comprehension process. Even so, we notice that LLMs share some similarities with experts, e.g., performing better at comprehending local information than global information. Further analysis reveals that LLMs can be somewhat unreliable -- they might reach correct answers through flawed comprehension processes. Based on SCOP, we suggest that one direction for improving LLMs is to focus more on the comprehension process, ensuring all comprehension skills are thoroughly developed during training.


Labelling Data with Unknown References

arXiv.org Artificial Intelligence

An evaluator is trustworthy when there exists some agreed-upon way to measure its performance as a labeller. The two ways to establish trustworthiness are either by testing it, or by assuming the evaluator `knows' somehow the way to label the corpus. However, if labelled references (e.g., a development set) are unavailable, neither of these approaches work: the former requires the data, and the latter is an assumption, not evidence. To address this, we introduce an algorithm (the `No-Data Algorithm') by which to establish trust in an evaluator without any existing references. Our algorithm works by successively posing challenges to said evaluator. We show that this is sufficient to establish trustworthiness w.h.p., in such a way that when the evaluator actually knows the way to label the corpus, the No-Data Algorithm accepts its output; and, conversely, flags untrustworthy evaluators when these are unable to prove it. We present formal proofs of correctness, empirical tests, and applications to LLMs-as-judges on low-resource languages.


First Steps Towards Overhearing LLM Agents: A Case Study With Dungeons & Dragons Gameplay

arXiv.org Artificial Intelligence

Much work has been done on conversational LLM agents which directly assist human users with tasks. We present an alternative paradigm for interacting with LLM agents, which we call "overhearing agents". These overhearing agents do not actively participate in conversation -- instead, they "listen in" on human-to-human conversations and perform background tasks or provide suggestions to assist the user. In this work, we explore the overhearing agents paradigm through the lens of Dungeons & Dragons gameplay. We present an in-depth study using large multimodal audio-language models as overhearing agents to assist a Dungeon Master. We perform a human evaluation to examine the helpfulness of such agents and find that some large audio-language models have the emergent ability to perform overhearing agent tasks using implicit audio cues. Finally, we release Python libraries and our project code to support further research into the overhearing agents paradigm at https://github.com/zhudotexe/overhearing_agents.


Scaling Law for Large-Scale Pre-Training Using Chaotic Time Series and Predictability in Financial Time Series

arXiv.org Artificial Intelligence

Time series forecasting plays a critical role in decision-making processes across diverse fields including meteorology, traffic, electricity, economics, finance, and so on. Especially, predicting returns on financial instruments is a challenging problem. Some researchers have proposed time series foundation models applicable to various forecasting tasks. Simultaneously, based on the recognition that real-world time series exhibit chaotic properties, methods have been developed to artificially generate synthetic chaotic time series, construct diverse datasets and train models. In this study, we propose a methodology for modeling financial time series by generating artificial chaotic time series and applying resampling techniques to simulate financial time series data, which we then use as training samples. Increasing the resampling interval to extend predictive horizons, we conducted large-scale pre-training using 10 billion training samples for each case. We subsequently created test datasets for multiple timeframes using actual Bitcoin trade data and performed zero-shot prediction without re-training the pre-trained model. The results of evaluating the profitability of a simple trading strategy based on these predictions demonstrated significant performance improvements over autocorrelation models. During the large-scale pre-training process, we observed a scaling law-like phenomenon that we can achieve predictive performance at a certain level with extended predictive horizons for chaotic time series by increasing the number of training samples exponentially. If this scaling law proves robust and holds true across various chaotic models, it suggests the potential to predict near-future events by investing substantial computational resources. Future research should focus on further large-scale training and verifying the applicability of this scaling law to diverse chaotic models.


Revolution or Hype? Seeking the Limits of Large Models in Hardware Design

arXiv.org Artificial Intelligence

Recent breakthroughs in Large Language Models (LLMs) and Large Circuit Models (LCMs) have sparked excitement across the electronic design automation (EDA) community, promising a revolution in circuit design and optimization. Yet, this excitement is met with significant skepticism: Are these AI models a genuine revolution in circuit design, or a temporary wave of inflated expectations? This paper serves as a foundational text for the corresponding ICCAD 2025 panel, bringing together perspectives from leading experts in academia and industry. It critically examines the practical capabilities, fundamental limitations, and future prospects of large AI models in hardware design. The paper synthesizes the core arguments surrounding reliability, scalability, and interpretability, framing the debate on whether these models can meaningfully outperform or complement traditional EDA methods. The result is an authoritative overview offering fresh insights into one of today's most contentious and impactful technology trends.


L1RA: Dynamic Rank Assignment in LoRA Fine-Tuning

arXiv.org Artificial Intelligence

The ability of Large Language Models (LLMs) to solve complex tasks has made them crucial in the development of AI-based applications. However, the high computational requirements to fine-tune these LLMs on downstream tasks pose significant challenges, particularly when resources are limited. In response to this challenge, we introduce L1RA, a novel technique aimed at dynamically distributing the rank of low-rank adapters during fine-tuning using LoRA. Given a rank budget (i.e., total sum of adapters rank), L1RA leverages L1 regularisation to prune redundant ranks and redistribute them across adapters, thereby optimising resource utilisation. Through a series of comprehensive experiments, we empirically demonstrate that L1RA maintains comparable or even reduced computational overhead compared to other LoRA variants, including the vanilla approach, while achieving same or better performances. Moreover, the post-training analysis of rank distribution unveiled insights into the specific model components requiring the most adaptation to align with the task objective: the feed-forward layers and the attention output projection. These results highlight the efficacy of L1RA in not only enhancing the efficiency of LLM fine-tuning, but also in providing valuable diagnostic information for model refinement and customisation. In conclusion, L1RA stands as a promising technique for advancing the performance and interpretability of LLM adaptation, particularly in scenarios where computational resources are constrained.


Memorization $\neq$ Understanding: Do Large Language Models Have the Ability of Scenario Cognition?

arXiv.org Artificial Intelligence

Driven by vast and diverse textual data, large language models (LLMs) have demonstrated impressive performance across numerous natural language processing (NLP) tasks. Yet, a critical question persists: does their generalization arise from mere memorization of training data or from deep semantic understanding? To investigate this, we propose a bi-perspective evaluation framework to assess LLMs' scenario cognition - the ability to link semantic scenario elements with their arguments in context. Specifically, we introduce a novel scenario-based dataset comprising diverse textual descriptions of fictional facts, annotated with scenario elements. LLMs are evaluated through their capacity to answer scenario-related questions (model output perspective) and via probing their internal representations for encoded scenario elements-argument associations (internal representation perspective). Our experiments reveal that current LLMs predominantly rely on superficial memorization, failing to achieve robust semantic scenario cognition, even in simple cases. These findings expose critical limitations in LLMs' semantic understanding and offer cognitive insights for advancing their capabilities.