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 Large Language Model





Meet in the Middle: A New Pre-training Paradigm

Neural Information Processing Systems

Most language models (LMs) are trained and applied in an autoregressive left-to-right fashion, predicting the next token from the preceding ones. However, this ignores that the full sequence is available during training.



Domain-Shift-Aware Conformal Prediction for Large Language Models

arXiv.org Machine Learning

Large language models have achieved impressive performance across diverse tasks. However, their tendency to produce overconfident and factually incorrect outputs, known as hallucinations, poses risks in real world applications. Conformal prediction provides finite-sample, distribution-free coverage guarantees, but standard conformal prediction breaks down under domain shift, often leading to under-coverage and unreliable prediction sets. We propose a new framework called Domain-Shift-Aware Conformal Prediction (DS-CP). Our framework adapts conformal prediction to large language models under domain shift, by systematically reweighting calibration samples based on their proximity to the test prompt, thereby preserving validity while enhancing adaptivity. Our theoretical analysis and experiments on the MMLU benchmark demonstrate that the proposed method delivers more reliable coverage than standard conformal prediction, especially under substantial distribution shifts, while maintaining efficiency. This provides a practical step toward trustworthy uncertainty quantification for large language models in real-world deployment.


Efficient Prediction of Pass@k Scaling in Large Language Models

arXiv.org Machine Learning

Assessing the capabilities and risks of frontier AI systems is a critical area of research, and recent work has shown that repeated sampling from models can dramatically increase both. For instance, repeated sampling has been shown to increase their capabilities, such as solving difficult math and coding problems, but it has also been shown to increase their potential for harm, such as being jailbroken. Such results raise a crucial question for both capability and safety forecasting: how can one accurately predict a model's behavior when scaled to a massive number of attempts, given a vastly smaller sampling budget? This question is directly relevant to model providers, who serve hundreds of millions of users daily, and to governmental regulators, who seek to prevent harms. To answer this questions, we make three contributions. First, we find that standard methods for fitting these laws suffer from statistical shortcomings that hinder predictive accuracy, especially in data-limited scenarios. Second, we remedy these shortcomings by introducing a robust estimation framework, which uses a beta-binomial distribution to generate more accurate predictions from limited data. Third, we propose a dynamic sampling strategy that allocates a greater budget to harder problems. Combined, these innovations enable more reliable prediction of rare risks and capabilities at a fraction of the computational cost.


From Poisoned to Aware: Fostering Backdoor Self-Awareness in LLMs

arXiv.org Artificial Intelligence

Large Language Models (LLMs) can acquire deceptive behaviors through backdoor attacks, where the model executes prohibited actions whenever secret triggers appear in the input. Existing safety training methods largely fail to address this vulnerability, due to the inherent difficulty of uncovering hidden triggers implanted in the model. Motivated by recent findings on LLMs' situational awareness, we propose a novel post-training framework that cultivates self-awareness of backdoor risks and enables models to articulate implanted triggers even when they are absent from the prompt. At its core, our approach introduces an inversion-inspired reinforcement learning framework that encourages models to introspectively reason about their own behaviors and reverse-engineer the triggers responsible for misaligned outputs. Guided by curated reward signals, this process transforms a poisoned model into one capable of precisely identifying its implanted trigger. Surprisingly, we observe that such backdoor self-awareness emerges abruptly within a short training window, resembling a phase transition in capability. Building on this emergent property, we further present two complementary defense strategies for mitigating and detecting backdoor threats. Experiments on five backdoor attacks, compared against six baseline methods, demonstrate that our approach has strong potential to improve the robustness of LLMs against backdoor risks. The code is available at LLM Backdoor Self-Awareness.


Primal-Dual Direct Preference Optimization for Constrained LLM Alignment

arXiv.org Artificial Intelligence

The widespread application of Large Language Models (LLMs) imposes increasing demands on safety, such as reducing harmful content and fake information, and avoiding certain forbidden tokens due to rules and laws. While there have been several recent works studying safe alignment of LLMs, these works either require the training of reward and cost models and incur high memory and computational costs, or need prior knowledge about the optimal solution. Motivated by this fact, we study the problem of constrained alignment in LLMs, i.e., maximizing the output reward while restricting the cost due to potentially unsafe content to stay below a threshold. For this problem, we propose a novel primal-dual DPO approach, which first trains a model using standard DPO on reward preference data to provide reward information, and then adopts a rearranged Lagrangian DPO objective utilizing the provided reward information to fine-tune LLMs on cost preference data. Our approach significantly reduces memory and computational costs, and does not require extra prior knowledge. Moreover, we establish rigorous theoretical guarantees on the suboptimality and constraint violation of the output policy. We also extend our approach to an online data setting by incorporating exploration bonuses, which enables our approach to explore uncovered prompt-response space, and then provide theoretical results that get rid of the dependence on preference data coverage. Experimental results on the widely-used preference dataset PKU-SafeRLHF demonstrate the effectiveness of our approach.


LexiCon: a Benchmark for Planning under Temporal Constraints in Natural Language

arXiv.org Artificial Intelligence

Owing to their reasoning capabilities, large language models (LLMs) have been evaluated on planning tasks described in natural language. However, LLMs have largely been tested on planning domains without constraints. In order to deploy them in real-world settings where adherence to constraints, in particular safety constraints, is critical, we need to evaluate their performance on constrained planning tasks. We introduce LexiCon -- a natural language-based (Lexi) constrained (Con) planning benchmark, consisting of a suite of environments, that can be used to evaluate the planning capabilities of LLMs in a principled fashion. The core idea behind LexiCon is to take existing planning environments and impose temporal constraints on the states. These constrained problems are then translated into natural language and given to an LLM to solve. A key feature of LexiCon is its extensibility. That is, the set of supported environments can be extended with new (unconstrained) environment generators, for which temporal constraints are constructed automatically. This renders LexiCon future-proof: the hardness of the generated planning problems can be increased as the planning capabilities of LLMs improve. Our experiments reveal that the performance of state-of-the-art LLMs, including reasoning models like GPT-5, o3, and R1, deteriorates as the degree of constrainedness of the planning tasks increases.