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 Information Retrieval


SAGE: Strategy-Adaptive Generation Engine for Query Rewriting

arXiv.org Artificial Intelligence

Query rewriting is pivotal for enhancing dense retrieval, yet current methods demand large-scale supervised data or suffer from inefficient reinforcement learning (RL) exploration. In this work, we first establish that guiding Large Language Models (LLMs) with a concise set of expert-crafted strategies, such as semantic expansion and entity disambiguation, substantially improves retrieval effectiveness on challenging benchmarks, including HotpotQA, FEVER, NFCorpus, and SciFact. Building on this insight, we introduce the Strategy-Adaptive Generation Engine (SAGE), which operationalizes these strategies in an RL framework. SAGE introduces two novel reward shaping mechanisms-Strategic Credit Shaping (SCS) and Contrastive Reward Shaping (CRS)-to deliver more informative learning signals. This strategy-guided approach not only achieves new state-of-the-art NDCG@10 results, but also uncovers a compelling emergent behavior: the agent learns to select optimal strategies, reduces unnecessary exploration, and generates concise rewrites, lowering inference cost without sacrificing performance. Our findings demonstrate that strategy-guided RL, enhanced with nuanced reward shaping, offers a scalable, efficient, and more interpretable paradigm for developing the next generation of robust information retrieval systems.


Closing the Modality Gap for Mixed Modality Search

arXiv.org Artificial Intelligence

Mixed modality search -- retrieving information across a heterogeneous corpus composed of images, texts, and multimodal documents -- is an important yet underexplored real-world application. In this work, we investigate how contrastive vision-language models, such as CLIP, perform on the mixed modality search task. Our analysis reveals a critical limitation: these models exhibit a pronounced modality gap in the embedding space, where image and text embeddings form distinct clusters, leading to intra-modal ranking bias and inter-modal fusion failure. To address this issue, we propose GR-CLIP, a lightweight post-hoc calibration method that removes the modality gap in CLIP's embedding space. Evaluated on MixBench -- the first benchmark specifically designed for mixed modality search -- GR-CLIP improves NDCG@10 by up to 26 percentage points over CLIP, surpasses recent vision-language generative embedding models by 4 percentage points, while using 75x less compute.


A Systematic Review of Key Retrieval-Augmented Generation (RAG) Systems: Progress, Gaps, and Future Directions

arXiv.org Artificial Intelligence

Retrieval-Augmented Generation (RAG) represents a major advancement in natural language processing (NLP), combining large language models (LLMs) with information retrieval systems to enhance factual grounding, accuracy, and contextual relevance. This paper presents a comprehensive systematic review of RAG, tracing its evolution from early developments in open domain question answering to recent state-of-the-art implementations across diverse applications. The review begins by outlining the motivations behind RAG, particularly its ability to mitigate hallucinations and outdated knowledge in parametric models. Core technical components-retrieval mechanisms, sequence-to-sequence generation models, and fusion strategies are examined in detail. A year-by-year analysis highlights key milestones and research trends, providing insight into RAG's rapid growth. The paper further explores the deployment of RAG in enterprise systems, addressing practical challenges related to retrieval of proprietary data, security, and scalability. A comparative evaluation of RAG implementations is conducted, benchmarking performance on retrieval accuracy, generation fluency, latency, and computational efficiency. Persistent challenges such as retrieval quality, privacy concerns, and integration overhead are critically assessed. Finally, the review highlights emerging solutions, including hybrid retrieval approaches, privacy-preserving techniques, optimized fusion strategies, and agentic RAG architectures. These innovations point toward a future of more reliable, efficient, and context-aware knowledge-intensive NLP systems.


Large-scale entity resolution via microclustering Ewens--Pitman random partitions

arXiv.org Machine Learning

We introduce the microclustering Ewens--Pitman model for random partitions, obtained by scaling the strength parameter of the Ewens--Pitman model linearly with the sample size. The resulting random partition is shown to have the microclustering property, namely: the size of the largest cluster grows sub-linearly with the sample size, while the number of clusters grows linearly. By leveraging the interplay between the Ewens--Pitman random partition with the Pitman--Yor process, we develop efficient variational inference schemes for posterior computation in entity resolution. Our approach achieves a speed-up of three orders of magnitude over existing Bayesian methods for entity resolution, while maintaining competitive empirical performance.


Recognizing and Eliciting Weakly Single Crossing Profiles on Trees

arXiv.org Artificial Intelligence

We introduce and study the weakly single-crossing domain on trees which is a generalization of the well-studied single-crossing domain in social choice theory. We design a polynomial-time algorithm for recognizing preference profiles which belong to this domain. We then develop an efficient elicitation algorithm for this domain which works even if the preferences can be accessed only sequentially and the underlying single-crossing tree structure is not known beforehand. We also prove matching lower bound on the query complexity of our elicitation algorithm when the number of voters is large compared to the number of candidates. We also prove a lower bound of $ฮฉ(m^2\log n)$ on the number of queries that any algorithm needs to ask to elicit single crossing profile when random queries are allowed. This resolves an open question in an earlier paper and proves optimality of their preference elicitation algorithm when random queries are allowed.


Generation of Synthetic Clinical Text: A Systematic Review

arXiv.org Artificial Intelligence

Generating clinical synthetic text represents an effective solution for common clinical NLP issues like sparsity and privacy. This paper aims to conduct a systematic review on generating synthetic medical free-text by formulating quantitative analysis to three research questions concerning (i) the purpose of generation, (ii) the techniques, and (iii) the evaluation methods. We searched PubMed, ScienceDirect, Web of Science, Scopus, IEEE, Google Scholar, and arXiv databases for publications associated with generating synthetic medical unstructured free-text. We have identified 94 relevant articles out of 1,398 collected ones. A great deal of attention has been given to the generation of synthetic medical text from 2018 onwards, where the main purpose of such a generation is towards text augmentation, assistive writing, corpus building, privacy-preserving, annotation, and usefulness. Transformer architectures were the main predominant technique used to generate the text, especially the GPTs. On the other hand, there were four main aspects of evaluation, including similarity, privacy, structure, and utility, where utility was the most frequent method used to assess the generated synthetic medical text. Although the generated synthetic medical text demonstrated a moderate possibility to act as real medical documents in different downstream NLP tasks, it has proven to be a great asset as augmented, complementary to the real documents, towards improving the accuracy and overcoming sparsity/undersampling issues. Yet, privacy is still a major issue behind generating synthetic medical text, where more human assessments are needed to check for the existence of any sensitive information. Despite that, advances in generating synthetic medical text will considerably accelerate the adoption of workflows and pipeline development, discarding the time-consuming legalities of data transfer.


Leveraging Knowledge Graphs and LLM Reasoning to Identify Operational Bottlenecks for Warehouse Planning Assistance

arXiv.org Artificial Intelligence

Analyzing large, complex output datasets from Discrete Event Simulations (DES) of warehouse operations to identify bottlenecks and inefficiencies is a critical yet challenging task, often demanding significant manual effort or specialized analytical tools. Our framework integrates Knowledge Graphs (KGs) and Large Language Model (LLM)-based agents to analyze complex Discrete Event Simulation (DES) output data from warehouse operations. It transforms raw DES data into a semantically rich KG, capturing relationships between simulation events and entities. An LLM-based agent uses iterative reasoning, generating interdependent sub-questions. For each sub-question, it creates Cypher queries for KG interaction, extracts information, and self-reflects to correct errors. This adaptive, iterative, and self-correcting process identifies operational issues mimicking human analysis. Our DES approach for warehouse bottleneck identification, tested with equipment breakdowns and process irregularities, outperforms baseline methods. For operational questions, it achieves near-perfect pass rates in pinpointing inefficiencies. For complex investigative questions, we demonstrate its superior diagnostic ability to uncover subtle, interconnected issues. This work bridges simulation modeling and AI (KG+LLM), offering a more intuitive method for actionable insights, reducing time-to-insight, and enabling automated warehouse inefficiency evaluation and diagnosis.


DeRAG: Black-box Adversarial Attacks on Multiple Retrieval-Augmented Generation Applications via Prompt Injection

arXiv.org Artificial Intelligence

Adversarial prompt attacks can significantly alter the reliability of Retrieval-Augmented Generation (RAG) systems by re-ranking them to produce incorrect outputs. In this paper, we present a novel method that applies Differential Evolution (DE) to optimize adversarial prompt suffixes for RAG-based question answering. Our approach is gradient-free, treating the RAG pipeline as a black box and evolving a population of candidate suffixes to maximize the retrieval rank of a targeted incorrect document to be closer to real world scenarios. We conducted experiments on the BEIR QA datasets to evaluate attack success at certain retrieval rank thresholds under multiple retrieving applications. Our results demonstrate that DE-based prompt optimization attains competitive (and in some cases higher) success rates compared to GGPP to dense retrievers and PRADA to sparse retrievers, while using only a small number of tokens (<=5 tokens) in the adversarial suffix. Furthermore, we introduce a readability-aware suffix construction strategy, validated by a statistically significant reduction in MLM negative log-likelihood with Welch's t-test. Through evaluations with a BERT-based adversarial suffix detector, we show that DE-generated suffixes evade detection, yielding near-chance detection accuracy.


FullRecall: A Semantic Search-Based Ranking Approach for Maximizing Recall in Patent Retrieval

arXiv.org Artificial Intelligence

Patent examiners and inventors face significant pressure to verify the originality and non-obviousness of inventions, and the intricate nature of patent data intensifies the challenges of patent retrieval. Therefore, there is a pressing need to devise cutting-edge retrieval strategies that can reliably achieve the desired recall. This study introduces FullRecall, a novel patent retrieval approach that effectively manages the complexity of patent data while maintaining the reliability of relevance matching and maximising recall. It leverages IPC-guided knowledge to generate informative phrases, which are processed to extract key information in the form of noun phrases characterising the query patent under observation. From these, the top k keyphrases are selected to construct a query for retrieving a focused subset of the dataset. This initial retrieval step achieves complete recall, successfully capturing all relevant documents. To further refine the results, a ranking scheme is applied to the retrieved subset, reducing its size while maintaining 100% recall. This multi-phase process demonstrates an effective strategy for balancing precision and recall in patent retrieval tasks. Comprehensive experiments were conducted, and the results were compared with baseline studies, namely HRR2 [1] and ReQ-ReC [2]. The proposed approach yielded superior results, achieving 100% recall in all five test cases. However, HRR2[1] recall values across the five test cases were 10%, 25%, 33.3%, 0%, and 14.29%, while ReQ-ReC [2] showed 50% for the first test case, 25% for the second test case, and 0% for the third, fourth, and fifth test cases. The 100% recall ensures that no relevant prior art is overlooked, thereby strengthening the patent pre-filing and examination processes, hence reducing potential legal risks.


Text-to-SQL for Enterprise Data Analytics

arXiv.org Artificial Intelligence

The introduction of large language models has brought rapid progress on Text-to-SQL benchmarks, but it is not yet easy to build a working enterprise solution. In this paper, we present insights from building an internal chatbot that enables LinkedIn's product managers, engineers, and operations teams to self-serve data insights from a large, dynamic data lake. Our approach features three components. First, we construct a knowledge graph that captures up-to-date semantics by indexing database metadata, historical query logs, wikis, and code. We apply clustering to identify relevant tables for each team or product area. Second, we build a Text-to-SQL agent that retrieves and ranks context from the knowledge graph, writes a query, and automatically corrects hallucinations and syntax errors. Third, we build an interactive chatbot that supports various user intents, from data discovery to query writing to debugging, and displays responses in rich UI elements to encourage follow-up chats. Our chatbot has over 300 weekly users. Expert review shows that 53% of its responses are correct or close to correct on an internal benchmark set. Through ablation studies, we identify the most important knowledge graph and modeling components, offering a practical path for developing enterprise Text-to-SQL solutions.