Artificial Intelligence (AI) is rapidly integrating into various aspects of our daily lives, influencing decision-making processes in areas such as targeted advertising and matchmaking algorithms. As AI systems become increasingly sophisticated, ensuring their transparency and explainability becomes crucial. Functional transparency is a fundamental aspect of algorithmic decision-making systems, allowing stakeholders to comprehend the inner workings of these systems and enabling them to evaluate their fairness and accuracy. However, achieving functional transparency poses significant challenges that need to be addressed. In this paper, we propose a design for user-centered compliant-by-design transparency in transparent systems. We emphasize that the development of transparent and explainable AI systems is a complex and multidisciplinary endeavor, necessitating collaboration among researchers from diverse fields such as computer science, artificial intelligence, ethics, law, and social science. By providing a comprehensive understanding of the challenges associated with transparency in AI systems and proposing a user-centered design framework, we aim to facilitate the development of AI systems that are accountable, trustworthy, and aligned with societal values.

As machine learning technology gets applied to actual products and solutions, new challenges have emerged. Models unexpectedly fail to generalize to small changes in the distribution, tend to be confident on novel data they have never seen, or cannot communicate the rationale behind their decisions effectively with the end users. Collectively, we face a trustworthiness issue with the current machine learning technology. This textbook on Trustworthy Machine Learning (TML) covers a theoretical and technical background of four key topics in TML: Out-of-Distribution Generalization, Explainability, Uncertainty Quantification, and Evaluation of Trustworthiness. We discuss important classical and contemporary research papers of the aforementioned fields and uncover and connect their underlying intuitions. The book evolved from the homonymous course at the University of T\"ubingen, first offered in the Winter Semester of 2022/23. It is meant to be a stand-alone product accompanied by code snippets and various pointers to further sources on topics of TML. The dedicated website of the book is https://trustworthyml.io/.

Among recent developments in time series forecasting methods, deep forecasting models have gained popularity as they can utilize hidden feature patterns in time series to improve forecasting performance. Nevertheless, the majority of current deep forecasting models are opaque, hence making it challenging to interpret the results. While counterfactual explanations have been extensively employed as a post-hoc approach for explaining classification models, their application to forecasting models still remains underexplored. In this paper, we formulate the novel problem of counterfactual generation for time series forecasting, and propose an algorithm, called ForecastCF, that solves the problem by applying gradient-based perturbations to the original time series. ForecastCF guides the perturbations by applying constraints to the forecasted values to obtain desired prediction outcomes. We experimentally evaluate ForecastCF using four state-of-the-art deep model architectures and compare to two baselines. Our results show that ForecastCF outperforms the baseline in terms of counterfactual validity and data manifold closeness. Overall, our findings suggest that ForecastCF can generate meaningful and relevant counterfactual explanations for various forecasting tasks.

In this paper, we investigate the practical relevance of explainable artificial intelligence (XAI) with a special focus on the producing industries and relate them to the current state of academic XAI research. Our findings are based on an extensive series of interviews regarding the role and applicability of XAI along the Machine Learning (ML) lifecycle in current industrial practice and its expected relevance in the future. The interviews were conducted among a great variety of roles and key stakeholders from different industry sectors. On top of that, we outline the state of XAI research by providing a concise review of the relevant literature. This enables us to provide an encompassing overview covering the opinions of the surveyed persons as well as the current state of academic research. By comparing our interview results with the current research approaches we reveal several discrepancies. While a multitude of different XAI approaches exists, most of them are centered around the model evaluation phase and data scientists. Their versatile capabilities for other stages are currently either not sufficiently explored or not popular among practitioners. In line with existing work, our findings also confirm that more efforts are needed to enable also non-expert users' interpretation and understanding of opaque AI models with existing methods and frameworks.

Recent advances in artificial intelligence (AI) have underscored the need for explainable AI (XAI) to support human understanding of AI systems. Consideration of human factors that impact explanation efficacy, such as mental workload and human understanding, is central to effective XAI design. Existing work in XAI has demonstrated a tradeoff between understanding and workload induced by different types of explanations. Explaining complex concepts through abstractions (hand-crafted groupings of related problem features) has been shown to effectively address and balance this workload-understanding tradeoff. In this work, we characterize the workload-understanding balance via the Information Bottleneck method: an information-theoretic approach which automatically generates abstractions that maximize informativeness and minimize complexity. In particular, we establish empirical connections between workload and complexity and between understanding and informativeness through human-subject experiments. This empirical link between human factors and information-theoretic concepts provides an important mathematical characterization of the workload-understanding tradeoff which enables user-tailored XAI design.

This first international workshop on explainable AI for the Arts (XAIxArts) brought together a community of researchers in HCI, Interaction Design, AI, explainable AI (XAI), and digital arts to explore the role of XAI for the Arts. Workshop held at the 15th ACM Conference on Creativity and Cognition (C&C 2023).

Counterfactual explanations have emerged as a promising method for elucidating the behavior of opaque black-box models. Recently, several works leveraged pixel-space diffusion models for counterfactual generation. To handle noisy, adversarial gradients during counterfactual generation -- causing unrealistic artifacts or mere adversarial perturbations -- they required either auxiliary adversarially robust models or computationally intensive guidance schemes. However, such requirements limit their applicability, e.g., in scenarios with restricted access to the model's training data. To address these limitations, we introduce Latent Diffusion Counterfactual Explanations (LDCE). LDCE harnesses the capabilities of recent class- or text-conditional foundation latent diffusion models to expedite counterfactual generation and focus on the important, semantic parts of the data. Furthermore, we propose a novel consensus guidance mechanism to filter out noisy, adversarial gradients that are misaligned with the diffusion model's implicit classifier. We demonstrate the versatility of LDCE across a wide spectrum of models trained on diverse datasets with different learning paradigms. Finally, we showcase how LDCE can provide insights into model errors, enhancing our understanding of black-box model behavior.

The ability to navigate robots with natural language instructions in an unknown environment is a crucial step for achieving embodied artificial intelligence (AI). With the improving performance of deep neural models proposed in the field of vision-and-language navigation (VLN), it is equally interesting to know what information the models utilize for their decision-making in the navigation tasks. To understand the inner workings of deep neural models, various explanation methods have been developed for promoting explainable AI (XAI). But they are mostly applied to deep neural models for image or text classification tasks and little work has been done in explaining deep neural models for VLN tasks. In this paper, we address these problems by building quantitative benchmarks to evaluate explanation methods for VLN models in terms of faithfulness. We propose a new erasure-based evaluation pipeline to measure the step-wise textual explanation in the sequential decision-making setting. We evaluate several explanation methods for two representative VLN models on two popular VLN datasets and reveal valuable findings through our experiments.

While reinforcement learning (RL) algorithms have been successfully applied to numerous tasks, their reliance on neural networks makes their behavior difficult to understand and trust. Counterfactual explanations are human-friendly explanations that offer users actionable advice on how to alter the model inputs to achieve the desired output from a black-box system. However, current approaches to generating counterfactuals in RL ignore the stochastic and sequential nature of RL tasks and can produce counterfactuals that are difficult to obtain or do not deliver the desired outcome. In this work, we propose RACCER, the first RL-specific approach to generating counterfactual explanations for the behavior of RL agents. We first propose and implement a set of RL-specific counterfactual properties that ensure easily reachable counterfactuals with highly probable desired outcomes. We use a heuristic tree search of the agent's execution trajectories to find the most suitable counterfactuals based on the defined properties. We evaluate RACCER in two tasks as well as conduct a user study to show that RL-specific counterfactuals help users better understand agents' behavior compared to the current state-of-the-art approaches.

Deep Reinforcement Learning (DRL) has demonstrated promising capability in solving complex control problems. However, DRL applications in safety-critical systems are hindered by the inherent lack of robust verification techniques to assure their performance in such applications. One of the key requirements of the verification process is the development of effective techniques to explain the system functionality, i.e., why the system produces specific results in given circumstances. Recently, interpretation methods based on the Counterfactual (CF) explanation approach have been proposed to address the problem of explanation in DRLs. This paper proposes a novel CF explanation framework to explain the decisions made by a black-box DRL. To evaluate the efficacy of the proposed explanation framework, we carried out several experiments in the domains of automated driving systems and Atari Pong game. Our analysis demonstrates that the proposed framework generates plausible and meaningful explanations for various decisions made by deep underlying DRLs. Source codes are available at: \url{https://github.com/Amir-Samadi/Counterfactual-Explanation}