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 Discourse & Dialogue


Surprise! Uniform Information Density Isn't the Whole Story: Predicting Surprisal Contours in Long-form Discourse

arXiv.org Artificial Intelligence

The Uniform Information Density (UID) hypothesis posits that speakers tend to distribute information evenly across linguistic units to achieve efficient communication. Of course, information rate in texts and discourses is not perfectly uniform. While these fluctuations can be viewed as theoretically uninteresting noise on top of a uniform target, another explanation is that UID is not the only functional pressure regulating information content in a language. Speakers may also seek to maintain interest, adhere to writing conventions, and build compelling arguments. In this paper, we propose one such functional pressure; namely that speakers modulate information rate based on location within a hierarchically-structured model of discourse. We term this the Structured Context Hypothesis and test it by predicting the surprisal contours of naturally occurring discourses extracted from large language models using predictors derived from discourse structure. We find that hierarchical predictors are significant predictors of a discourse's information contour and that deeply nested hierarchical predictors are more predictive than shallow ones. This work takes an initial step beyond UID to propose testable hypotheses for why the information rate fluctuates in predictable ways


Dynamic Adaptive Rank Space Exploration for Efficient Sentiment Analysis with Large Language Models

arXiv.org Artificial Intelligence

Sentiment analysis has become increasingly important for assessing public opinion and informing decision-making. Large language models (LLMs) have revolutionized this field by capturing nuanced language patterns. However, adapting LLMs to domain-specific sentiment analysis tasks remains challenging due to computational constraints and the need for optimal fine-tuning. To address these challenges, we propose a novel Dynamic Adaptive Rank Space Exploration (DARSE) framework for efficient and effective sentiment analysis using LLMs. DARSE consists of a coarse-grained greedy algorithm to identify the optimal rank range, a fine-grained exploration algorithm to refine rank selection, and a dynamic rank allocation method to determine the optimal rank combination for each LLM layer. Extensive experiments demonstrate that DARSE significantly improves sentiment analysis accuracy, achieving a 15.1% improvement in MSE and a 4.3% improvement in accuracy compared to previous work. Our framework strikes a balance between computational efficiency and model performance, making it a promising approach for sentiment analysis with LLMs.


AMPLE: Emotion-Aware Multimodal Fusion Prompt Learning for Fake News Detection

arXiv.org Artificial Intelligence

Detecting fake news in large datasets is challenging due to its diversity and complexity, with traditional approaches often focusing on textual features while underutilizing semantic and emotional elements. Current methods also rely heavily on large annotated datasets, limiting their effectiveness in more nuanced analysis. To address these challenges, this paper introduces Emotion-\textbf{A}ware \textbf{M}ultimodal Fusion \textbf{P}rompt \textbf{L}\textbf{E}arning (\textbf{AMPLE}) framework to address the above issue by combining text sentiment analysis with multimodal data and hybrid prompt templates. This framework extracts emotional elements from texts by leveraging sentiment analysis tools. It then employs Multi-Head Cross-Attention (MCA) mechanisms and similarity-aware fusion methods to integrate multimodal data. The proposed AMPLE framework demonstrates strong performance on two public datasets in both few-shot and data-rich settings, with results indicating the potential of emotional aspects in fake news detection. Furthermore, the study explores the impact of integrating large language models with this method for text sentiment extraction, revealing substantial room for further improvement. The code can be found at :\url{https://github.com/xxm1215/MMM2025_few-shot/


CAST: Corpus-Aware Self-similarity Enhanced Topic modelling

arXiv.org Artificial Intelligence

Topic modelling is a pivotal unsupervised machine learning technique for extracting valuable insights from large document collections. Existing neural topic modelling methods often encode contextual information of documents, while ignoring contextual details of candidate centroid words, leading to the inaccurate selection of topic words due to the contextualization gap. In parallel, it is found that functional words are frequently selected over topical words. To address these limitations, we introduce CAST: Corpus-Aware Self-similarity Enhanced Topic modelling, a novel topic modelling method that builds upon candidate centroid word embeddings contextualized on the dataset, and a novel self-similarity-based method to filter out less meaningful tokens. Inspired by findings in contrastive learning that self-similarities of functional token embeddings in different contexts are much lower than topical tokens, we find self-similarity to be an effective metric to prevent functional words from acting as candidate topic words. Our approach significantly enhances the coherence and diversity of generated topics, as well as the topic model's ability to handle noisy data. Experiments on news benchmark datasets and one Twitter dataset demonstrate the method's superiority in generating coherent, diverse topics, and handling noisy data, outperforming strong baselines.


Enhancing Multimodal Sentiment Analysis for Missing Modality through Self-Distillation and Unified Modality Cross-Attention

arXiv.org Artificial Intelligence

In multimodal sentiment analysis, collecting text data is often more challenging than video or audio due to higher annotation costs and inconsistent automatic speech recognition (ASR) quality. To address this challenge, our study has developed a robust model that effectively integrates multimodal sentiment information, even in the absence of text modality. Specifically, we have developed a Double-Flow Self-Distillation Framework, including Unified Modality Cross-Attention (UMCA) and Modality Imagination Autoencoder (MIA), which excels at processing both scenarios with complete modalities and those with missing text modality. In detail, when the text modality is missing, our framework uses the LLM-based model to simulate the text representation from the audio modality, while the MIA module supplements information from the other two modalities to make the simulated text representation similar to the real text representation. To further align the simulated and real representations, and to enable the model to capture the continuous nature of sample orders in sentiment valence regression tasks, we have also introduced the Rank-N Contrast (RNC) loss function. When testing on the CMU-MOSEI, our model achieved outstanding performance on MAE and significantly outperformed other models when text modality is missing. The code is available at: https://github.com/WarmCongee/SDUMC


A Survey of Ontology Expansion for Conversational Understanding

arXiv.org Artificial Intelligence

In the rapidly evolving field of conversational AI, Ontology Expansion (OnExp) is crucial for enhancing the adaptability and robustness of conversational agents. Traditional models rely on static, predefined ontologies, limiting their ability to handle new and unforeseen user needs. This survey paper provides a comprehensive review of the state-of-the-art techniques in OnExp for conversational understanding. It categorizes the existing literature into three main areas: (1) New Intent Discovery, (2) New Slot-Value Discovery, and (3) Joint OnExp. By examining the methodologies, benchmarks, and challenges associated with these areas, we highlight several emerging frontiers in OnExp to improve agent performance in real-world scenarios and discuss their corresponding challenges. This survey aspires to be a foundational reference for researchers and practitioners, promoting further exploration and innovation in this crucial domain.


You Shall Know a Tool by the Traces it Leaves: The Predictability of Sentiment Analysis Tools

arXiv.org Artificial Intelligence

If sentiment analysis tools were valid classifiers, one would expect them to provide comparable results for sentiment classification on different kinds of corpora and for different languages. In line with results of previous studies we show that sentiment analysis tools disagree on the same dataset. Going beyond previous studies we show that the sentiment tool used for sentiment annotation can even be predicted from its outcome, revealing an algorithmic bias of sentiment analysis. Based on Twitter, Wikipedia and different news corpora from the English, German and French languages, our classifiers separate sentiment tools with an averaged F1-score of 0.89 (for the English corpora). We therefore warn against taking sentiment annotations as face value and argue for the need of more and systematic NLP evaluation studies.


Sentiment Analysis Based on RoBERTa for Amazon Review: An Empirical Study on Decision Making

arXiv.org Artificial Intelligence

In this study, we leverage state-of-the-art Natural Language Processing (NLP) techniques to perform sentiment analysis on Amazon product reviews. By employing transformer-based models, RoBERTa, we analyze a vast dataset to derive sentiment scores that accurately reflect the emotional tones of the reviews. We provide an in-depth explanation of the underlying principles of these models and evaluate their performance in generating sentiment scores. Further, we conduct comprehensive data analysis and visualization to identify patterns and trends in sentiment scores, examining their alignment with behavioral economics principles such as electronic word of mouth (eWOM), consumer emotional reactions, and the confirmation bias. Our findings demonstrate the efficacy of advanced NLP models in sentiment analysis and offer valuable insights into consumer behavior, with implications for strategic decision-making and marketing practices.


Enhancing Cryptocurrency Market Forecasting: Advanced Machine Learning Techniques and Industrial Engineering Contributions

arXiv.org Artificial Intelligence

Cryptocurrencies, as decentralized digital assets, have experienced rapid growth and adoption, with over 23,000 cryptocurrencies and a market capitalization nearing \$1.1 trillion (about \$3,400 per person in the US) as of 2023. This dynamic market presents significant opportunities and risks, highlighting the need for accurate price prediction models to manage volatility. This chapter comprehensively reviews machine learning (ML) techniques applied to cryptocurrency price prediction from 2014 to 2024. We explore various ML algorithms, including linear models, tree-based approaches, and advanced deep learning architectures such as transformers and large language models. Additionally, we examine the role of sentiment analysis in capturing market sentiment from textual data like social media posts and news articles to anticipate price fluctuations. With expertise in optimizing complex systems and processes, industrial engineers are pivotal in enhancing these models. They contribute by applying principles of process optimization, efficiency, and risk mitigation to improve computational performance and data management. This chapter highlights the evolving landscape of cryptocurrency price prediction, the integration of emerging technologies, and the significant role of industrial engineers in refining predictive models. By addressing current limitations and exploring future research directions, this chapter aims to advance the development of more accurate and robust prediction systems, supporting better-informed investment decisions and more stable market behavior.


MixEHR-Nest: Identifying Subphenotypes within Electronic Health Records through Hierarchical Guided-Topic Modeling

arXiv.org Artificial Intelligence

Automatic subphenotyping from electronic health records (EHRs)provides numerous opportunities to understand diseases with unique subgroups and enhance personalized medicine for patients. However, existing machine learning algorithms either focus on specific diseases for better interpretability or produce coarse-grained phenotype topics without considering nuanced disease patterns. In this study, we propose a guided topic model, MixEHR-Nest, to infer sub-phenotype topics from thousands of disease using multi-modal EHR data. Specifically, MixEHR-Nest detects multiple subtopics from each phenotype topic, whose prior is guided by the expert-curated phenotype concepts such as Phenotype Codes (PheCodes) or Clinical Classification Software (CCS) codes. We evaluated MixEHR-Nest on two EHR datasets: (1) the MIMIC-III dataset consisting of over 38 thousand patients from intensive care unit (ICU) from Beth Israel Deaconess Medical Center (BIDMC) in Boston, USA; (2) the healthcare administrative database PopHR, comprising 1.3 million patients from Montreal, Canada. Experimental results demonstrate that MixEHR-Nest can identify subphenotypes with distinct patterns within each phenotype, which are predictive for disease progression and severity. Consequently, MixEHR-Nest distinguishes between type 1 and type 2 diabetes by inferring subphenotypes using CCS codes, which do not differentiate these two subtype concepts. Additionally, MixEHR-Nest not only improved the prediction accuracy of short-term mortality of ICU patients and initial insulin treatment in diabetic patients but also revealed the contributions of subphenotypes. For longitudinal analysis, MixEHR-Nest identified subphenotypes of distinct age prevalence under the same phenotypes, such as asthma, leukemia, epilepsy, and depression. The MixEHR-Nest software is available at GitHub: https://github.com/li-lab-mcgill/MixEHR-Nest.