Discourse & Dialogue
Towards a Japanese Full-duplex Spoken Dialogue System
Ohashi, Atsumoto, Iizuka, Shinya, Jiang, Jingjing, Higashinaka, Ryuichiro
Full-duplex spoken dialogue systems, which can model simultaneous bidirectional features of human conversations such as speech overlaps and backchannels, have attracted significant attention recently. However, the study of full-duplex spoken dialogue systems for the Japanese language has been limited, and the research on their development in Japanese remains scarce. In this paper, we present the first publicly available full-duplex spoken dialogue model in Japanese, which is built upon Moshi, a full-duplex dialogue model in English. Our model is trained through a two-stage process: pre-training on a large-scale spoken dialogue data in Japanese, followed by fine-tuning on high-quality stereo spoken dialogue data. We further enhance the model's performance by incorporating synthetic dialogue data generated by a multi-stream text-to-speech system. Evaluation experiments demonstrate that the trained model outperforms Japanese baseline models in both naturalness and meaningfulness.
Domain Lexical Knowledge-based Word Embedding Learning for Text Classification under Small Data
Pre-trained language models such as BERT have been proved to be powerful in many natural language processing tasks. But in some text classification applications such as emotion recognition and sentiment analysis, BERT may not lead to satisfactory performance. This often happens in applications where keywords play critical roles in the prediction of class labels. Our investigation found that the root cause of the problem is that the context-based BERT embedding of the keywords may not be discriminative enough to produce discriminative text representation for classification. Motivated by this finding, we develop a method to enhance word embeddings using domain-specific lexical knowledge. The knowledge-based embedding enhancement model projects the BERT embedding into a new space where within-class similarity and between-class difference are maximized. To implement the knowledge-based word embedding enhancement model, we also develop a knowledge acquisition algorithm for automatically collecting lexical knowledge from online open sources. Experiment results on three classification tasks, including sentiment analysis, emotion recognition and question answering, have shown the effectiveness of our proposed word embedding enhancing model. The codes and datasets are in https://github.com/MidiyaZhu/KVWEFFER.
Confidence-Aware Self-Distillation for Multimodal Sentiment Analysis with Incomplete Modalities
Luo, Yanxi, Wang, Shijin, Xu, Zhongxing, Li, Yulong, Tang, Feilong, Su, Jionglong
Multimodal sentiment analysis (MSA) aims to understand human sentiment through multimodal data. In real-world scenarios, practical factors often lead to uncertain modality missingness. Existing methods for handling modality missingness are based on data reconstruction or common subspace projections. However, these methods neglect the confidence in multimodal combinations and impose constraints on intra-class representation, hindering the capture of modality-specific information and resulting in suboptimal performance. To address these challenges, we propose a Confidence-Aware Self-Distillation (CASD) strategy that effectively incorporates multimodal probabilistic embeddings via a mixture of Student's $t$-distributions, enhancing its robustness by incorporating confidence and accommodating heavy-tailed properties. This strategy estimates joint distributions with uncertainty scores and reduces uncertainty in the student network by consistency distillation. Furthermore, we introduce a reparameterization representation module that facilitates CASD in robust multimodal learning by sampling embeddings from the joint distribution for the prediction module to calculate the task loss. As a result, the directional constraint from the loss minimization is alleviated by the sampled representation. Experimental results on three benchmark datasets demonstrate that our method achieves state-of-the-art performance.
Chain-of-Thought Training for Open E2E Spoken Dialogue Systems
Arora, Siddhant, Tian, Jinchuan, Futami, Hayato, Jung, Jee-weon, Shi, Jiatong, Kashiwagi, Yosuke, Tsunoo, Emiru, Watanabe, Shinji
Unlike traditional cascaded pipelines, end-to-end (E2E) spoken dialogue systems preserve full differentiability and capture non-phonemic information, making them well-suited for modeling spoken interactions. However, existing E2E approaches often require large-scale training data and generates responses lacking semantic coherence. We propose a simple yet effective strategy leveraging a chain-of-thought (CoT) formulation, ensuring that training on conversational data remains closely aligned with the multimodal language model (LM)'s pre-training on speech recognition (ASR), text-to-speech synthesis (TTS), and text LM tasks. Our method achieves over 1.5 ROUGE-1 improvement over the baseline, successfully training spoken dialogue systems on publicly available human-human conversation datasets, while being compute-efficient enough to train on just 300 hours of public human-human conversation data, such as the Switchboard. We will publicly release our models and training code.
Entriever: Energy-based Retriever for Knowledge-Grounded Dialog Systems
Cai, Yucheng, Li, Ke, Huang, Yi, Feng, Junlan, Ou, Zhijian
A retriever, which retrieves relevant knowledge pieces from a knowledge base given a context, is an important component in many natural language processing (NLP) tasks. Retrievers have been introduced in knowledge-grounded dialog systems to improve knowledge acquisition. In knowledge-grounded dialog systems, when conditioning on a given context, there may be multiple relevant and correlated knowledge pieces. However, knowledge pieces are usually assumed to be conditionally independent in current retriever models. To address this issue, we propose Entriever, an energy-based retriever. Entriever directly models the candidate retrieval results as a whole instead of modeling the knowledge pieces separately, with the relevance score defined by an energy function. We explore various architectures of energy functions and different training methods for Entriever, and show that Entriever substantially outperforms the strong cross-encoder baseline in knowledge retrieval tasks. Furthermore, we show that in semi-supervised training of knowledge-grounded dialog systems, Entriever enables effective scoring of retrieved knowledge pieces and significantly improves end-to-end performance of dialog systems.
Reviews: Approximating Interactive Human Evaluation with Self-Play for Open-Domain Dialog Systems
The paper attempts to move away from traditional evaluation of open-domain dialog systems (i.e., judge response given its conversation history) and moves towards a more interactive one (i.e., human talking to a bot), which is likely an important step towards better evaluation. However, I do have several serious concerns about this work in its current form: (1) The authors contrast their work with existing evaluation for open-domain dialog evaluation, which they call "single-turn" evaluation. They point out that this type of evaluation prevents it from capturing "failure modes [โฆ] such as a lack of diversity in the responses, inability to track long-term aspects of the conversation". I think this is rather misleading and the term is "single-turn" is a misnomer. Most previous work has indeed evaluated each conversation by factorizing it into a sequence of independent turn-level judgments, but each of these judgments assesses the quality of the current turn T_n **given** a history of several previous turns โฆ, T_n-k, โฆ T_n-1.
Reviews: Approximating Interactive Human Evaluation with Self-Play for Open-Domain Dialog Systems
This paper explores interesting directions, in particular 1) using interactive settings to evaluate a model rather than a single answer, and 2) combining different automated metrics in a weighted sums to approximate human evaluation (e.g., based on sentiment). Reviewers have raised crucial points, regarding gameability (so that using the metrics for training a model is tricky if not followed by a non-gameable evaluation), and lack of comparability between different self-play. It's indeed a much better evaluation setting if the system does not control both sides (e.g., models being matched to the same set of fixed models), so authors should definitely follow that direction. However, I expect this work would still be interesting to the dialog community: many of the diagnostic advantages of the model-talking-to-model setting remain, in practice, especially because the model is in fact not trained with the self-play objective, but that criterion is only used post hoc (so the system can't extensively exploit it during training). In practice, a lot of the problems of the generations of a given model already show up during self-play, and the reasonable worry raised by reviewers that the model could exploit the metric remains theoretical at the moment.
FCKT: Fine-Grained Cross-Task Knowledge Transfer with Semantic Contrastive Learning for Targeted Sentiment Analysis
Chen, Wei, Zhang, Zhao, Yuan, Meng, Xu, Kepeng, Zhuang, Fuzhen
In this paper, we address the task of targeted sentiment analysis (TSA), which involves two sub-tasks, i.e., identifying specific aspects from reviews and determining their corresponding sentiments. Aspect extraction forms the foundation for sentiment prediction, highlighting the critical dependency between these two tasks for effective cross-task knowledge transfer. While most existing studies adopt a multi-task learning paradigm to align task-specific features in the latent space, they predominantly rely on coarse-grained knowledge transfer. Such approaches lack fine-grained control over aspect-sentiment relationships, often assuming uniform sentiment polarity within related aspects. This oversimplification neglects contextual cues that differentiate sentiments, leading to negative transfer. To overcome these limitations, we propose FCKT, a fine-grained cross-task knowledge transfer framework tailored for TSA. By explicitly incorporating aspect-level information into sentiment prediction, FCKT achieves fine-grained knowledge transfer, effectively mitigating negative transfer and enhancing task performance. Experiments on three datasets, including comparisons with various baselines and large language models (LLMs), demonstrate the effectiveness of FCKT. The source code is available on https://github.com/cwei01/FCKT.
Limited Generalizability in Argument Mining: State-Of-The-Art Models Learn Datasets, Not Arguments
Feger, Marc, Boland, Katarina, Dietze, Stefan
Identifying arguments is a necessary prerequisite for various tasks in automated discourse analysis, particularly within contexts such as political debates, online discussions, and scientific reasoning. In addition to theoretical advances in understanding the constitution of arguments, a significant body of research has emerged around practical argument mining, supported by a growing number of publicly available datasets. On these benchmarks, BERT-like transformers have consistently performed best, reinforcing the belief that such models are broadly applicable across diverse contexts of debate. This study offers the first large-scale re-evaluation of such state-of-the-art models, with a specific focus on their ability to generalize in identifying arguments. We evaluate four transformers, three standard and one enhanced with contrastive pre-training for better generalization, on 17 English sentence-level datasets as most relevant to the task. Our findings show that, to varying degrees, these models tend to rely on lexical shortcuts tied to content words, suggesting that apparent progress may often be driven by dataset-specific cues rather than true task alignment. While the models achieve strong results on familiar benchmarks, their performance drops markedly when applied to unseen datasets. Nonetheless, incorporating both task-specific pre-training and joint benchmark training proves effective in enhancing both robustness and generalization.
Infer Induced Sentiment of Comment Response to Video: A New Task, Dataset and Baseline
Existing video multi-modal sentiment analysis mainly focuses on the sentiment expression of people within the video, yet often neglects the induced sentiment of viewers while watching the videos. Induced sentiment of viewers is essential for inferring the public response to videos and has broad application in analyzing public societal sentiment, effectiveness of advertising and other areas. The micro videos and the related comments provide a rich application scenario for viewers' induced sentiment analysis. In light of this, we introduces a novel research task, Multimodal Sentiment Analysis for Comment Response of Video Induced(MSA-CRVI), aims to infer opinions and emotions according to comments response to micro video. Meanwhile, we manually annotate a dataset named Comment Sentiment toward to Micro Video (CSMV) to support this research.