Statistical Learning
Client Selection for Generalization in Accelerated Federated Learning: A Multi-Armed Bandit Approach
Ami, Dan Ben, Cohen, Kobi, Zhao, Qing
Federated learning (FL) is an emerging machine learning (ML) paradigm used to train models across multiple nodes (i.e., clients) holding local data sets, without explicitly exchanging the data. It has attracted a growing interest in recent years due to its advantages in terms of privacy considerations, and communication resources. In FL, selected clients train their local models and send a function of the models to the server, which consumes a random processing and transmission time. The server updates the global model and broadcasts it back to the clients. The client selection problem in FL is to schedule a subset of the clients for training and transmission at each given time so as to optimize the learning performance. In this paper, we present a novel multi-armed bandit (MAB)-based approach for client selection to minimize the training latency without harming the ability of the model to generalize, that is, to provide reliable predictions for new observations. We develop a novel algorithm to achieve this goal, dubbed Bandit Scheduling for FL (BSFL). We analyze BSFL theoretically, and show that it achieves a logarithmic regret, defined as the loss of BSFL as compared to a genie that has complete knowledge about the latency means of all clients. Furthermore, simulation results using synthetic and real datasets demonstrate that BSFL is superior to existing methods.
Detecting Anomalous Cryptocurrency Transactions: an AML/CFT Application of Machine Learning-based Forensics
Pocher, Nadia, Zichichi, Mirko, Merizzi, Fabio, Shafiq, Muhammad Zohaib, Ferretti, Stefano
In shaping the Internet of Money, the application of blockchain and distributed ledger technologies (DLTs) to the financial sector triggered regulatory concerns. Notably, while the user anonymity enabled in this field may safeguard privacy and data protection, the lack of identifiability hinders accountability and challenges the fight against money laundering and the financing of terrorism and proliferation (AML/CFT). As law enforcement agencies and the private sector apply forensics to track crypto transfers across ecosystems that are socio-technical in nature, this paper focuses on the growing relevance of these techniques in a domain where their deployment impacts the traits and evolution of the sphere. In particular, this work offers contextualized insights into the application of methods of machine learning and transaction graph analysis. Namely, it analyzes a real-world dataset of Bitcoin transactions represented as a directed graph network through various techniques. The modeling of blockchain transactions as a complex network suggests that the use of graph-based data analysis methods can help classify transactions and identify illicit ones. Indeed, this work shows that the neural network types known as Graph Convolutional Networks (GCN) and Graph Attention Networks (GAT) are a promising AML/CFT solution. Notably, in this scenario GCN outperform other classic approaches and GAT are applied for the first time to detect anomalies in Bitcoin. Ultimately, the paper upholds the value of public-private synergies to devise forensic strategies conscious of the spirit of explainability and data openness.
S-Prompts Learning with Pre-trained Transformers: An Occam's Razor for Domain Incremental Learning
Wang, Yabin, Huang, Zhiwu, Hong, Xiaopeng
State-of-the-art deep neural networks are still struggling to address the catastrophic forgetting problem in continual learning. In this paper, we propose one simple paradigm (named as S-Prompting) and two concrete approaches to highly reduce the forgetting degree in one of the most typical continual learning scenarios, i.e., domain increment learning (DIL). The key idea of the paradigm is to learn prompts independently across domains with pre-trained transformers, avoiding the use of exemplars that commonly appear in conventional methods. This results in a win-win game where the prompting can achieve the best for each domain. The independent prompting across domains only requests one single cross-entropy loss for training and one simple K-NN operation as a domain identifier for inference. The learning paradigm derives an image prompt learning approach and a novel language-image prompt learning approach. Owning an excellent scalability (0.03% parameter increase per domain), the best of our approaches achieves a remarkable relative improvement (an average of about 30%) over the best of the state-of-the-art exemplar-free methods for three standard DIL tasks, and even surpasses the best of them relatively by about 6% in average when they use exemplars. Source code is available at \url{https://github.com/iamwangyabin/S-Prompts}.
UNREAL:Unlabeled Nodes Retrieval and Labeling for Heavily-imbalanced Node Classification
Yan, Liang, Zhang, Shengzhong, Li, Bisheng, Zhou, Min, Huang, Zengfeng
Extremely skewed label distributions are common in real-world node classification tasks. If not dealt with appropriately, it significantly hurts the performance of GNNs in minority classes. Due to its practical importance, there have been a series of recent research devoted to this challenge. Existing over-sampling techniques smooth the label distribution by generating ``fake'' minority nodes and synthesizing their features and local topology, which largely ignore the rich information of unlabeled nodes on graphs. In this paper, we propose UNREAL, an iterative over-sampling method. The first key difference is that we only add unlabeled nodes instead of synthetic nodes, which eliminates the challenge of feature and neighborhood generation. To select which unlabeled nodes to add, we propose geometric ranking to rank unlabeled nodes. Geometric ranking exploits unsupervised learning in the node embedding space to effectively calibrates pseudo-label assignment. Finally, we identify the issue of geometric imbalance in the embedding space and provide a simple metric to filter out geometrically imbalanced nodes. Extensive experiments on real-world benchmark datasets are conducted, and the empirical results show that our method significantly outperforms current state-of-the-art methods consistent on different datasets with different imbalance ratios.
Cross-Modal Fine-Tuning: Align then Refine
Shen, Junhong, Li, Liam, Dery, Lucio M., Staten, Corey, Khodak, Mikhail, Neubig, Graham, Talwalkar, Ameet
Fine-tuning large-scale pretrained models has led to tremendous progress in well-studied modalities such as vision and NLP. However, similar gains have not been observed in many other modalities due to a lack of relevant pretrained models. In this work, we propose ORCA, a general cross-modal fine-tuning framework that extends the applicability of a single large-scale pretrained model to diverse modalities. ORCA adapts to a target task via an align-then-refine workflow: given the target input, ORCA first learns an embedding network that aligns the embedded feature distribution with the pretraining modality. The pretrained model is then fine-tuned on the embedded data to exploit the knowledge shared across modalities. Through extensive experiments, we show that ORCA obtains state-of-the-art results on 3 benchmarks containing over 60 datasets from 12 modalities, outperforming a wide range of hand-designed, AutoML, general-purpose, and task-specific methods. We highlight the importance of data alignment via a series of ablation studies and demonstrate ORCA's utility in data-limited regimes.
Byzantine-Robust Federated Learning with Optimal Statistical Rates and Privacy Guarantees
Zhu, Banghua, Wang, Lun, Pang, Qi, Wang, Shuai, Jiao, Jiantao, Song, Dawn, Jordan, Michael I.
We propose Byzantine-robust federated learning protocols with nearly optimal statistical rates. In contrast to prior work, our proposed protocols improve the dimension dependence and achieve a tight statistical rate in terms of all the parameters for strongly convex losses. We benchmark against competing protocols and show the empirical superiority of the proposed protocols. Finally, we remark that our protocols with bucketing can be naturally combined with privacy-guaranteeing procedures to introduce security against a semi-honest server. The code for evaluation is provided in https://github.com/wanglun1996/secure-robust-federated-learning.
Representation Bias in Data: A Survey on Identification and Resolution Techniques
Shahbazi, Nima, Lin, Yin, Asudeh, Abolfazl, Jagadish, H. V.
Data-driven algorithms are only as good as the data they work with, while data sets, especially social data, often fail to represent minorities adequately. Representation Bias in data can happen due to various reasons ranging from historical discrimination to selection and sampling biases in the data acquisition and preparation methods. Given that "bias in, bias out", one cannot expect AI-based solutions to have equitable outcomes for societal applications, without addressing issues such as representation bias. While there has been extensive study of fairness in machine learning models, including several review papers, bias in the data has been less studied. This paper reviews the literature on identifying and resolving representation bias as a feature of a data set, independent of how consumed later. The scope of this survey is bounded to structured (tabular) and unstructured (e.g., image, text, graph) data. It presents taxonomies to categorize the studied techniques based on multiple design dimensions and provides a side-by-side comparison of their properties. There is still a long way to fully address representation bias issues in data. The authors hope that this survey motivates researchers to approach these challenges in the future by observing existing work within their respective domains.
Disentangling Geometric Deformation Spaces in Generative Latent Shape Models
Aumentado-Armstrong, Tristan, Tsogkas, Stavros, Dickinson, Sven, Jepson, Allan
A complete representation of 3D objects requires characterizing the space of deformations in an interpretable manner, from articulations of a single instance to changes in shape across categories. In this work, we improve on a prior generative model of geometric disentanglement for 3D shapes, wherein the space of object geometry is factorized into rigid orientation, non-rigid pose, and intrinsic shape. The resulting model can be trained from raw 3D shapes, without correspondences, labels, or even rigid alignment, using a combination of classical spectral geometry and probabilistic disentanglement of a structured latent representation space. Our improvements include more sophisticated handling of rotational invariance and the use of a diffeomorphic flow network to bridge latent and spectral space. The geometric structuring of the latent space imparts an interpretable characterization of the deformation space of an object. Furthermore, it enables tasks like pose transfer and pose-aware retrieval without requiring supervision. We evaluate our model on its generative modelling, representation learning, and disentanglement performance, showing improved rotation invariance and intrinsic-extrinsic factorization quality over the prior model.
Byzantine-Resilient Federated Learning at Edge
Tao, Youming, Cui, Sijia, Xu, Wenlu, Yin, Haofei, Yu, Dongxiao, Liang, Weifa, Cheng, Xiuzhen
Both Byzantine resilience and communication efficiency have attracted tremendous attention recently for their significance in edge federated learning. However, most existing algorithms may fail when dealing with real-world irregular data that behaves in a heavy-tailed manner. To address this issue, we study the stochastic convex and non-convex optimization problem for federated learning at edge and show how to handle heavy-tailed data while retaining the Byzantine resilience, communication efficiency and the optimal statistical error rates simultaneously. Specifically, we first present a Byzantine-resilient distributed gradient descent algorithm that can handle the heavy-tailed data and meanwhile converge under the standard assumptions. To reduce the communication overhead, we further propose another algorithm that incorporates gradient compression techniques to save communication costs during the learning process. Theoretical analysis shows that our algorithms achieve order-optimal statistical error rate in presence of Byzantine devices. Finally, we conduct extensive experiments on both synthetic and real-world datasets to verify the efficacy of our algorithms.
An Empirical Evaluation of Federated Contextual Bandit Algorithms
Agarwal, Alekh, McMahan, H. Brendan, Xu, Zheng
As the adoption of federated learning increases for learning from sensitive data local to user devices, it is natural to ask if the learning can be done using implicit signals generated as users interact with the applications of interest, rather than requiring access to explicit labels which can be difficult to acquire in many tasks. We approach such problems with the framework of federated contextual bandits, and develop variants of prominent contextual bandit algorithms from the centralized seting for the federated setting. We carefully evaluate these algorithms in a range of scenarios simulated using publicly available datasets. Our simulations model typical setups encountered in the real-world, such as various misalignments between an initial pre-trained model and the subsequent user interactions due to non-stationarity in the data and/or heterogeneity across clients. Our experiments reveal the surprising effectiveness of the simple and commonly used softmax heuristic in balancing the well-know exploration-exploitation tradeoff across the breadth of our settings.