Statistical Learning
Federated Training of Dual Encoding Models on Small Non-IID Client Datasets
Vemulapalli, Raviteja, Morningstar, Warren Richard, Mansfield, Philip Andrew, Eichner, Hubert, Singhal, Karan, Afkanpour, Arash, Green, Bradley
Dual encoding models that encode a pair of inputs are widely used for representation learning. Many approaches train dual encoding models by maximizing agreement between pairs of encodings on centralized training data. However, in many scenarios, datasets are inherently decentralized across many clients (user devices or organizations) due to privacy concerns, motivating federated learning. In this work, we focus on federated training of dual encoding models on decentralized data composed of many small, non-IID (independent and identically distributed) client datasets. We show that existing approaches that work well in centralized settings perform poorly when naively adapted to this setting using federated averaging. We observe that, we can simulate large-batch loss computation on individual clients for loss functions that are based on encoding statistics. Based on this insight, we propose a novel federated training approach, Distributed Cross Correlation Optimization (DCCO), which trains dual encoding models using encoding statistics aggregated across clients, without sharing individual data samples. Our experimental results on two datasets demonstrate that the proposed DCCO approach outperforms federated variants of existing approaches by a large margin.
Deep Generative Modeling on Limited Data with Regularization by Nontransferable Pre-trained Models
Zhong, Yong, Liu, Hongtao, Liu, Xiaodong, Bao, Fan, Shen, Weiran, Li, Chongxuan
Deep generative models (DGMs) are data-eager because learning a complex model on limited data suffers from a large variance and easily overfits. Inspired by the classical perspective of the bias-variance tradeoff, we propose regularized deep generative model (Reg-DGM), which leverages a nontransferable pre-trained model to reduce the variance of generative modeling with limited data. Formally, Reg-DGM optimizes a weighted sum of a certain divergence and the expectation of an energy function, where the divergence is between the data and the model distributions, and the energy function is defined by the pre-trained model w.r.t. the model distribution. We analyze a simple yet representative Gaussian-fitting case to demonstrate how the weighting hyperparameter trades off the bias and the variance. Theoretically, we characterize the existence and the uniqueness of the global minimum of Reg-DGM in a non-parametric setting and prove its convergence with neural networks trained by gradient-based methods. Empirically, with various pretrained feature extractors and a data-dependent energy function, Reg-DGM consistently improves the generation performance of strong DGMs with limited data and achieves competitive results to the state-of-the-art methods. Such models are often data-eager (Li et al., 2021; Wang et al., 2018) due to the presence of complex function classes. Recent work (Karras et al., 2020a) found that the classical variants of generative adversarial networks (GANs) (Goodfellow et al., 2014; Karras et al., 2020b) produce poor samples with limited data, which is shared by other DGMs in principle. Thus, improving the sample efficiency is a common challenge for DGMs. The root cause of the problem is that learning a model in a complex class on limited data suffers from a large variance and easily overfits the training data (Mohri et al., 2018). Although not pointed out in the literature to our knowledge, prior work can be understood as reducing the variance of the estimate implicitly (Mohri et al., 2018). In Sec. 2, we formulate the objective function of Reg-DGM as the sum of a certain divergence and a regularization term weighted by a hyperparameter.
HIER: Metric Learning Beyond Class Labels via Hierarchical Regularization
Kim, Sungyeon, Jeong, Boseung, Kwak, Suha
Supervision for metric learning has long been given in the form of equivalence between human-labeled classes. Although this type of supervision has been a basis of metric learning for decades, we argue that it hinders further advances in the field. In this regard, we propose a new regularization method, dubbed HIER, to discover the latent semantic hierarchy of training data, and to deploy the hierarchy to provide richer and more fine-grained supervision than inter-class separability induced by common metric learning losses.HIER achieves this goal with no annotation for the semantic hierarchy but by learning hierarchical proxies in hyperbolic spaces. The hierarchical proxies are learnable parameters, and each of them is trained to serve as an ancestor of a group of data or other proxies to approximate the semantic hierarchy among them. HIER deals with the proxies along with data in hyperbolic space since the geometric properties of the space are well-suited to represent their hierarchical structure. The efficacy of HIER is evaluated on four standard benchmarks, where it consistently improved the performance of conventional methods when integrated with them, and consequently achieved the best records, surpassing even the existing hyperbolic metric learning technique, in almost all settings.
DISTO: Evaluating Textual Distractors for Multi-Choice Questions using Negative Sampling based Approach
Multiple choice questions (MCQs) are an efficient and common way to assess reading comprehension (RC). Every MCQ needs a set of distractor answers that are incorrect, but plausible enough to test student knowledge. Distractor generation (DG) models have been proposed, and their performance is typically evaluated using machine translation (MT) metrics. However, MT metrics often misjudge the suitability of generated distractors. We propose DISTO: the first learned evaluation metric for generated distractors. We validate DISTO by showing its scores correlate highly with human ratings of distractor quality. At the same time, DISTO ranks the performance of stateof-the-art Figure 1: A multi-choice question example from the DG models very differently from RACE dataset (Lai et al., 2017). The generated distractors MT-based metrics, showing that MT metrics were produced using a T5 model. Though the should not be used for distractor evaluation.
Characterizing the Entities in Harmful Memes: Who is the Hero, the Villain, the Victim?
Sharma, Shivam, Kulkarni, Atharva, Suresh, Tharun, Mathur, Himanshi, Nakov, Preslav, Akhtar, Md. Shad, Chakraborty, Tanmoy
Memes can sway people's opinions over social media as they combine visual and textual information in an easy-to-consume manner. Since memes instantly turn viral, it becomes crucial to infer their intent and potentially associated harmfulness to take timely measures as needed. A common problem associated with meme comprehension lies in detecting the entities referenced and characterizing the role of each of these entities. Here, we aim to understand whether the meme glorifies, vilifies, or victimizes each entity it refers to. To this end, we address the task of role identification of entities in harmful memes, i.e., detecting who is the 'hero', the 'villain', and the 'victim' in the meme, if any. We utilize HVVMemes - a memes dataset on US Politics and Covid-19 memes, released recently as part of the CONSTRAINT@ACL-2022 shared-task. It contains memes, entities referenced, and their associated roles: hero, villain, victim, and other. We further design VECTOR (Visual-semantic role dEteCToR), a robust multi-modal framework for the task, which integrates entity-based contextual information in the multi-modal representation and compare it to several standard unimodal (text-only or image-only) or multi-modal (image+text) models. Our experimental results show that our proposed model achieves an improvement of 4% over the best baseline and 1% over the best competing stand-alone submission from the shared-task. Besides divulging an extensive experimental setup with comparative analyses, we finally highlight the challenges encountered in addressing the complex task of semantic role labeling within memes.
Modeling Speaker-Listener Interaction for Backchannel Prediction
Ortega, Daniel, Meyer, Sarina, Schweitzer, Antje, Vu, Ngoc Thang
We present our latest findings on backchannel modeling novelly motivated by the canonical use of the minimal responses Yeah and Uh-huh in English and their correspondent tokens in German, and the effect of encoding the speaker-listener interaction. Backchanneling theories emphasize the active and continuous role of the listener in the course of the conversation, their effects on the speaker's subsequent talk, and the consequent dynamic speaker-listener interaction. Therefore, we propose a neural-based acoustic backchannel classifier on minimal responses by processing acoustic features from the speaker speech, capturing and imitating listeners' backchanneling behavior, and encoding speaker-listener interaction. Our experimental results on the Switchboard and GECO datasets reveal that in almost all tested scenarios the speaker or listener behavior embeddings help the model make more accurate backchannel predictions. More importantly, a proper interaction encoding strategy, i.e., combining the speaker and listener embeddings, leads to the best performance on both datasets in terms of F1-score.
LADER: Log-Augmented DEnse Retrieval for Biomedical Literature Search
Jin, Qiao, Shin, Andrew, Lu, Zhiyong
Queries with similar information needs tend to have similar document clicks, especially in biomedical literature search engines where queries are generally short and top documents account for most of the total clicks. Motivated by this, we present a novel architecture for biomedical literature search, namely Log-Augmented DEnse Retrieval (LADER), which is a simple plug-in module that augments a dense retriever with the click logs retrieved from similar training queries. Specifically, LADER finds both similar documents and queries to the given query by a dense retriever. Then, LADER scores relevant (clicked) documents of similar queries weighted by their similarity to the input query. The final document scores by LADER are the average of (1) the document similarity scores from the dense retriever and (2) the aggregated document scores from the click logs of similar queries. Despite its simplicity, LADER achieves new state-of-the-art (SOTA) performance on TripClick, a recently released benchmark for biomedical literature retrieval. On the frequent (HEAD) queries, LADER largely outperforms the best retrieval model by 39% relative NDCG@10 (0.338 v.s. 0.243). LADER also achieves better performance on the less frequent (TORSO) queries with 11% relative NDCG@10 improvement over the previous SOTA (0.303 v.s. 0.272). On the rare (TAIL) queries where similar queries are scarce, LADER still compares favorably to the previous SOTA method (NDCG@10: 0.310 v.s. 0.295). On all queries, LADER can improve the performance of a dense retriever by 24%-37% relative NDCG@10 while not requiring additional training, and further performance improvement is expected from more logs. Our regression analysis has shown that queries that are more frequent, have higher entropy of query similarity and lower entropy of document similarity, tend to benefit more from log augmentation.
Randomized and Deterministic Attention Sparsification Algorithms for Over-parameterized Feature Dimension
Deng, Yichuan, Mahadevan, Sridhar, Song, Zhao
Large language models (LLMs) have shown their power in different areas. Attention computation, as an important subroutine of LLMs, has also attracted interests in theory. Recently the static computation and dynamic maintenance of attention matrix has been studied by [Alman and Song 2023] and [Brand, Song and Zhou 2023] from both algorithmic perspective and hardness perspective. In this work, we consider the sparsification of the attention problem. We make one simplification which is the logit matrix is symmetric. Let $n$ denote the length of sentence, let $d$ denote the embedding dimension. Given a matrix $X \in \mathbb{R}^{n \times d}$, suppose $d \gg n$ and $\| X X^\top \|_{\infty} < r$ with $r \in (0,0.1)$, then we aim for finding $Y \in \mathbb{R}^{n \times m}$ (where $m\ll d$) such that \begin{align*} \| D(Y)^{-1} \exp( Y Y^\top ) - D(X)^{-1} \exp( X X^\top) \|_{\infty} \leq O(r) \end{align*} We provide two results for this problem. $\bullet$ Our first result is a randomized algorithm. It runs in $\widetilde{O}(\mathrm{nnz}(X) + n^{\omega} ) $ time, has $1-\delta$ succeed probability, and chooses $m = O(n \log(n/\delta))$. Here $\mathrm{nnz}(X)$ denotes the number of non-zero entries in $X$. We use $\omega$ to denote the exponent of matrix multiplication. Currently $\omega \approx 2.373$. $\bullet$ Our second result is a deterministic algorithm. It runs in $\widetilde{O}(\min\{\sum_{i\in[d]}\mathrm{nnz}(X_i)^2, dn^{\omega-1}\} + n^{\omega+1})$ time and chooses $m = O(n)$. Here $X_i$ denote the $i$-th column of matrix $X$. Our main findings have the following implication for applied LLMs task: for any super large feature dimension, we can reduce it down to the size nearly linear in length of sentence.
GraphMAE2: A Decoding-Enhanced Masked Self-Supervised Graph Learner
Hou, Zhenyu, He, Yufei, Cen, Yukuo, Liu, Xiao, Dong, Yuxiao, Kharlamov, Evgeny, Tang, Jie
Graph self-supervised learning (SSL), including contrastive and generative approaches, offers great potential to address the fundamental challenge of label scarcity in real-world graph data. Among both sets of graph SSL techniques, the masked graph autoencoders (e.g., GraphMAE)--one type of generative method--have recently produced promising results. The idea behind this is to reconstruct the node features (or structures)--that are randomly masked from the input--with the autoencoder architecture. However, the performance of masked feature reconstruction naturally relies on the discriminability of the input features and is usually vulnerable to disturbance in the features. In this paper, we present a masked self-supervised learning framework GraphMAE2 with the goal of overcoming this issue. The idea is to impose regularization on feature reconstruction for graph SSL. Specifically, we design the strategies of multi-view random re-mask decoding and latent representation prediction to regularize the feature reconstruction. The multi-view random re-mask decoding is to introduce randomness into reconstruction in the feature space, while the latent representation prediction is to enforce the reconstruction in the embedding space. Extensive experiments show that GraphMAE2 can consistently generate top results on various public datasets, including at least 2.45% improvements over state-of-the-art baselines on ogbn-Papers100M with 111M nodes and 1.6B edges.
Linking a predictive model to causal effect estimation
Li, Jiuyong, Liu, Lin, Xu, Ziqi, Tran, Ha Xuan, Le, Thuc Duy, Liu, Jixue
A predictive model makes outcome predictions based on some given features, i.e., it estimates the conditional probability of the outcome given a feature vector. In general, a predictive model cannot estimate the causal effect of a feature on the outcome, i.e., how the outcome will change if the feature is changed while keeping the values of other features unchanged. This is because causal effect estimation requires interventional probabilities. However, many real world problems such as personalised decision making, recommendation, and fairness computing, need to know the causal effect of any feature on the outcome for a given instance. This is different from the traditional causal effect estimation problem with a fixed treatment variable. This paper first tackles the challenge of estimating the causal effect of any feature (as the treatment) on the outcome w.r.t. a given instance. The theoretical results naturally link a predictive model to causal effect estimations and imply that a predictive model is causally interpretable when the conditions identified in the paper are satisfied. The paper also reveals the robust property of a causally interpretable model. We use experiments to demonstrate that various types of predictive models, when satisfying the conditions identified in this paper, can estimate the causal effects of features as accurately as state-of-the-art causal effect estimation methods. We also show the potential of such causally interpretable predictive models for robust predictions and personalised decision making.