Statistical Learning
DORIS-MAE: Scientific Document Retrieval using Multi-level Aspect-based Queries
Wang, Jianyou, Wang, Kaicheng, Wang, Xiaoyue, Naidu, Prudhviraj, Bergen, Leon, Paturi, Ramamohan
In scientific research, the ability to effectively retrieve relevant documents based on complex, multifaceted queries is critical. Existing evaluation datasets for this task are limited, primarily due to the high cost and effort required to annotate resources that effectively represent complex queries. To address this, we propose a novel task, Scientific DOcument Retrieval using Multi-level Aspect-based quEries (DORIS-MAE), which is designed to handle the complex nature of user queries in scientific research. We developed a benchmark dataset within the field of computer science, consisting of 100 human-authored complex query cases. For each complex query, we assembled a collection of 100 relevant documents and produced annotated relevance scores for ranking them. Recognizing the significant labor of expert annotation, we also introduce Anno-GPT, a scalable framework for validating the performance of Large Language Models (LLMs) on expert-level dataset annotation tasks. LLM annotation of the DORIS-MAE dataset resulted in a 500x reduction in cost, without compromising quality. Furthermore, due to the multi-tiered structure of these complex queries, the DORIS-MAE dataset can be extended to over 4,000 sub-query test cases without requiring additional annotation. We evaluated 17 recent retrieval methods on DORIS-MAE, observing notable performance drops compared to traditional datasets. This highlights the need for better approaches to handle complex, multifaceted queries in scientific research. Our dataset and codebase are available at https://github.com/Real-Doris-Mae/Doris-Mae-Dataset.
Statistical Limits of Adaptive Linear Models: Low-Dimensional Estimation and Inference
Lin, Licong, Ying, Mufang, Ghosh, Suvrojit, Khamaru, Koulik, Zhang, Cun-Hui
Estimation and inference in statistics pose significant challenges when data are collected adaptively. Even in linear models, the Ordinary Least Squares (OLS) estimator may fail to exhibit asymptotic normality for single coordinate estimation and have inflated error. This issue is highlighted by a recent minimax lower bound, which shows that the error of estimating a single coordinate can be enlarged by a multiple of $\sqrt{d}$ when data are allowed to be arbitrarily adaptive, compared with the case when they are i.i.d. Our work explores this striking difference in estimation performance between utilizing i.i.d. and adaptive data. We investigate how the degree of adaptivity in data collection impacts the performance of estimating a low-dimensional parameter component in high-dimensional linear models. We identify conditions on the data collection mechanism under which the estimation error for a low-dimensional parameter component matches its counterpart in the i.i.d. setting, up to a factor that depends on the degree of adaptivity. We show that OLS or OLS on centered data can achieve this matching error. In addition, we propose a novel estimator for single coordinate inference via solving a Two-stage Adaptive Linear Estimating equation (TALE). Under a weaker form of adaptivity in data collection, we establish an asymptotic normality property of the proposed estimator.
Robust Distributed Learning: Tight Error Bounds and Breakdown Point under Data Heterogeneity
Allouah, Youssef, Guerraoui, Rachid, Gupta, Nirupam, Pinot, Rafaël, Rizk, Geovani
The theory underlying robust distributed learning algorithms, designed to resist adversarial machines, matches empirical observations when data is homogeneous. Under data heterogeneity however, which is the norm in practical scenarios, established lower bounds on the learning error are essentially vacuous and greatly mismatch empirical observations. This is because the heterogeneity model considered is too restrictive and does not cover basic learning tasks such as least-squares regression. We consider in this paper a more realistic heterogeneity model, namely (G,B)-gradient dissimilarity, and show that it covers a larger class of learning problems than existing theory. Notably, we show that the breakdown point under heterogeneity is lower than the classical fraction 1/2. We also prove a new lower bound on the learning error of any distributed learning algorithm. We derive a matching upper bound for a robust variant of distributed gradient descent, and empirically show that our analysis reduces the gap between theory and practice.
Iterative Multi-granular Image Editing using Diffusion Models
Joseph, K J, Udhayanan, Prateksha, Shukla, Tripti, Agarwal, Aishwarya, Karanam, Srikrishna, Goswami, Koustava, Srinivasan, Balaji Vasan
Recent advances in text-guided image synthesis has dramatically changed how creative professionals generate artistic and aesthetically pleasing visual assets. To fully support such creative endeavors, the process should possess the ability to: 1) iteratively edit the generations and 2) control the spatial reach of desired changes (global, local or anything in between). We formalize this pragmatic problem setting as Iterative Multi-granular Editing. While there has been substantial progress with diffusion-based models for image synthesis and editing, they are all one shot (i.e., no iterative editing capabilities) and do not naturally yield multi-granular control (i.e., covering the full spectrum of local-to-global edits). To overcome these drawbacks, we propose EMILIE: Iterative Multi-granular Image Editor. EMILIE introduces a novel latent iteration strategy, which re-purposes a pre-trained diffusion model to facilitate iterative editing. This is complemented by a gradient control operation for multi-granular control. We introduce a new benchmark dataset to evaluate our newly proposed setting. We conduct exhaustive quantitatively and qualitatively evaluation against recent state-of-the-art approaches adapted to our task, to being out the mettle of EMILIE. We hope our work would attract attention to this newly identified, pragmatic problem setting.
Sharpness-Aware Minimization Leads to Low-Rank Features
Andriushchenko, Maksym, Bahri, Dara, Mobahi, Hossein, Flammarion, Nicolas
Sharpness-aware minimization (SAM) is a recently proposed method that minimizes the sharpness of the training loss of a neural network. While its generalization improvement is well-known and is the primary motivation, we uncover an additional intriguing effect of SAM: reduction of the feature rank which happens at different layers of a neural network. We show that this low-rank effect occurs very broadly: for different architectures such as fully-connected networks, convolutional networks, vision transformers and for different objectives such as regression, classification, language-image contrastive training. To better understand this phenomenon, we provide a mechanistic understanding of how low-rank features arise in a simple two-layer network. We observe that a significant number of activations gets entirely pruned by SAM which directly contributes to the rank reduction. We confirm this effect theoretically and check that it can also occur in deep networks, although the overall rank reduction mechanism can be more complex, especially for deep networks with pre-activation skip connections and self-attention layers. We make our code available at https://github.com/tml-epfl/sam-low-rank-features.
RelaMiX: Exploring Few-Shot Adaptation in Video-based Action Recognition
Peng, Kunyu, Wen, Di, Schneider, David, Zhang, Jiaming, Yang, Kailun, Sarfraz, M. Saquib, Stiefelhagen, Rainer, Roitberg, Alina
Domain adaptation is essential for activity recognition to ensure accurate and robust performance across diverse environments, sensor types, and data sources. Unsupervised domain adaptation methods have been extensively studied, yet, they require large-scale unlabeled data from the target domain. In this work, we address Few-Shot Domain Adaptation for video-based Activity Recognition (FSDA-AR), which leverages a very small amount of labeled target videos to achieve effective adaptation. This setting is attractive and promising for applications, as it requires recording and labeling only a few, or even a single example per class in the target domain, which often includes activities that are rare yet crucial to recognize. We construct FSDA-AR benchmarks using five established datasets considering diverse domain types: UCF101, HMDB51, EPIC-KITCHEN, Sims4Action, and ToyotaSmartHome. Our results demonstrate that FSDA-AR performs comparably to unsupervised domain adaptation with significantly fewer (yet labeled) target domain samples. We further propose a novel approach, RelaMiX, to better leverage the few labeled target domain samples as knowledge guidance. RelaMiX encompasses a temporal relational attention network with relation dropout, alongside a cross-domain information alignment mechanism. Furthermore, it integrates a mechanism for mixing features within a latent space by using the few-shot target domain samples. The proposed RelaMiX solution achieves state-of-the-art performance on all datasets within the FSDA-AR benchmark. To encourage future research of few-shot domain adaptation for video-based activity recognition, our benchmarks and source code are made publicly available at https://github.com/KPeng9510/RelaMiX.
A General Learning Framework for Open Ad Hoc Teamwork Using Graph-based Policy Learning
Rahman, Arrasy, Carlucho, Ignacio, Höpner, Niklas, Albrecht, Stefano V.
Open ad hoc teamwork is the problem of training a single agent to efficiently collaborate with an unknown group of teammates whose composition may change over time. A variable team composition creates challenges for the agent, such as the requirement to adapt to new team dynamics and dealing with changing state vector sizes. These challenges are aggravated in real-world applications in which the controlled agent only has a partial view of the environment. In this work, we develop a class of solutions for open ad hoc teamwork under full and partial observability. We start by developing a solution for the fully observable case that leverages graph neural network architectures to obtain an optimal policy based on reinforcement learning. We then extend this solution to partially observable scenarios by proposing different methodologies that maintain belief estimates over the latent environment states and team composition. These belief estimates are combined with our solution for the fully observable case to compute an agent's optimal policy under partial observability in open ad hoc teamwork. Empirical results demonstrate that our solution can learn efficient policies in open ad hoc teamwork in fully and partially observable cases. Further analysis demonstrates that our methods' success is a result of effectively learning the effects of teammates' actions while also inferring the inherent state of the environment under partial observability.
Explaining by Imitating: Understanding Decisions by Interpretable Policy Learning
Hüyük, Alihan, Jarrett, Daniel, van der Schaar, Mihaela
Understanding human behavior from observed data is critical for transparency and accountability in decision-making. Consider real-world settings such as healthcare, in which modeling a decision-maker's policy is challenging -- with no access to underlying states, no knowledge of environment dynamics, and no allowance for live experimentation. We desire learning a data-driven representation of decision-making behavior that (1) inheres transparency by design, (2) accommodates partial observability, and (3) operates completely offline. To satisfy these key criteria, we propose a novel model-based Bayesian method for interpretable policy learning ("Interpole") that jointly estimates an agent's (possibly biased) belief-update process together with their (possibly suboptimal) belief-action mapping. Through experiments on both simulated and real-world data for the problem of Alzheimer's disease diagnosis, we illustrate the potential of our approach as an investigative device for auditing, quantifying, and understanding human decision-making behavior.
Simple and Asymmetric Graph Contrastive Learning without Augmentations
Xiao, Teng, Zhu, Huaisheng, Chen, Zhengyu, Wang, Suhang
Graph Contrastive Learning (GCL) has shown superior performance in representation learning in graph-structured data. Despite their success, most existing GCL methods rely on prefabricated graph augmentation and homophily assumptions. Thus, they fail to generalize well to heterophilic graphs where connected nodes may have different class labels and dissimilar features. In this paper, we study the problem of conducting contrastive learning on homophilic and heterophilic graphs. We find that we can achieve promising performance simply by considering an asymmetric view of the neighboring nodes. The resulting simple algorithm, Asymmetric Contrastive Learning for Graphs (GraphACL), is easy to implement and does not rely on graph augmentations and homophily assumptions. We provide theoretical and empirical evidence that GraphACL can capture one-hop local neighborhood information and two-hop monophily similarity, which are both important for modeling heterophilic graphs. Experimental results show that the simple GraphACL significantly outperforms state-of-the-art graph contrastive learning and self-supervised learning methods on homophilic and heterophilic graphs.
Reflection coupling for unadjusted generalized Hamiltonian Monte Carlo in the nonconvex stochastic gradient case
Chak, Martin, Monmarché, Pierre
Contraction in Wasserstein 1-distance with explicit rates is established for generalized Hamiltonian Monte Carlo with stochastic gradients under possibly nonconvex conditions. The algorithms considered include splitting schemes of kinetic Langevin diffusion. As consequence, quantitative Gaussian concentration bounds are provided for empirical averages. Convergence in Wasserstein 2-distance, total variation and relative entropy are also given, together with numerical bias estimates.