Statistical Learning
Guiding adaptive shrinkage by co-data to improve regression-based prediction and feature selection
van de Wiel, Mark A., van Wieringen, Wessel N.
The high dimensional nature of genomics data complicates feature selection, in particular in low sample size studies - not uncommon in clinical prediction settings. It is widely recognized that complementary data on the features, `co-data', may improve results. Examples are prior feature groups or p-values from a related study. Such co-data are ubiquitous in genomics settings due to the availability of public repositories. Yet, the uptake of learning methods that structurally use such co-data is limited. We review guided adaptive shrinkage methods: a class of regression-based learners that use co-data to adapt the shrinkage parameters, crucial for the performance of those learners. We discuss technical aspects, but also the applicability in terms of types of co-data that can be handled. This class of methods is contrasted with several others. In particular, group-adaptive shrinkage is compared with the better-known sparse group-lasso by evaluating feature selection. Finally, we demonstrate the versatility of the guided shrinkage methodology by showing how to `do-it-yourself': we integrate implementations of a co-data learner and the spike-and-slab prior for the purpose of improving feature selection in genetics studies.
Model Reconstruction Using Counterfactual Explanations: Mitigating the Decision Boundary Shift
Dissanayake, Pasan, Dutta, Sanghamitra
Counterfactual explanations find ways of achieving a favorable model outcome with minimum input perturbation. However, counterfactual explanations can also be exploited to steal the model by strategically training a surrogate model to give similar predictions as the original (target) model. In this work, we investigate model extraction by specifically leveraging the fact that the counterfactual explanations also lie quite close to the decision boundary. We propose a novel strategy for model extraction that we call Counterfactual Clamping Attack (CCA) which trains a surrogate model using a unique loss function that treats counterfactuals differently than ordinary instances. Our approach also alleviates the related problem of decision boundary shift that arises in existing model extraction attacks which treat counterfactuals as ordinary instances. We also derive novel mathematical relationships between the error in model approximation and the number of queries using polytope theory. Experimental results demonstrate that our strategy provides improved fidelity between the target and surrogate model predictions on several real world datasets.
Variance Control for Black Box Variational Inference Using The James-Stein Estimator
Black Box Variational Inference is a promising framework in a succession of recent efforts to make Variational Inference more ``black box". However, in basic version it either fails to converge due to instability or requires some fine-tuning of the update steps prior to execution that hinder it from being completely general purpose. We propose a method for regulating its parameter updates by reframing stochastic gradient ascent as a multivariate estimation problem. We examine the properties of the James-Stein estimator as a replacement for the arithmetic mean of Monte Carlo estimates of the gradient of the evidence lower bound. The proposed method provides relatively weaker variance reduction than Rao-Blackwellization, but offers a tradeoff of being simpler and requiring no fine tuning on the part of the analyst. Performance on benchmark datasets also demonstrate a consistent performance at par or better than the Rao-Blackwellized approach in terms of model fit and time to convergence.
New allometric models for the USA create a step-change in forest carbon estimation, modeling, and mapping
Johnson, Lucas K., Mahoney, Michael J., Domke, Grant, Beier, Colin M.
The United States national forest inventory (NFI) serves as the foundation for forest aboveground biomass (AGB) and carbon accounting across the nation. These data enable design-based estimates of forest carbon stocks and stock-changes at state and regional levels, but also serve as inputs to model-based approaches for characterizing forest carbon stocks and stock-changes at finer resolutions. Although NFI tree and plot-level data are often treated as truth in these models, they are in fact estimates based on regional species-group models known collectively as the Component Ratio Method (CRM). In late 2023 the Forest Inventory and Analysis (FIA) program introduced a new National Scale Volume and Biomass Estimators (NSVB) system to replace CRM nationwide and offer more precise and accurate representations of forest AGB and carbon. Given the prevalence of model-based AGB studies relying on FIA, there is concern about the transferability of methods from CRM to NSVB models, as well as the comparability of existing CRM AGB products (e.g. maps) to new and forthcoming NSVB AGB products. To begin addressing these concerns we compared previously published CRM AGB maps to new maps produced using identical methods with NSVB AGB reference data. Our results suggest that models relying on passive satellite imagery (e.g. Landsat) provide acceptable estimates of point-in-time NSVB AGB and carbon stocks, but fail to accurately quantify growth in mature closed-canopy forests. We highlight that existing estimates, models, and maps based on FIA reference data are no longer compatible with NSVB, and recommend new methods as well as updated models and maps for accommodating this step-change. Our collective ability to adopt NSVB in our modeling and mapping workflows will help us provide the most accurate spatial forest carbon data possible in order to better inform local management and decision making.
Physics-based deep learning reveals rising heating demand heightens air pollution in Norwegian cities
Cao, Cong, Debnath, Ramit, Alvarez, R. Michael
Policymakers frequently analyze air quality and climate change in isolation, disregarding their interactions. This study explores the influence of specific climate factors on air quality by contrasting a regression model with K-Means Clustering, Hierarchical Clustering, and Random Forest techniques. We employ Physics-based Deep Learning (PBDL) and Long Short-Term Memory (LSTM) to examine the air pollution predictions. Our analysis utilizes ten years (2009-2018) of daily traffic, weather, and air pollution data from three major cities in Norway. Findings from feature selection reveal a correlation between rising heating degree days and heightened air pollution levels, suggesting increased heating activities in Norway are a contributing factor to worsening air quality. PBDL demonstrates superior accuracy in air pollution predictions compared to LSTM. This paper contributes to the growing literature on PBDL methods for more accurate air pollution predictions using environmental variables, aiding policymakers in formulating effective data-driven climate policies.
Carbon Filter: Real-time Alert Triage Using Large Scale Clustering and Fast Search
Oliver, Jonathan, Batta, Raghav, Bates, Adam, Inam, Muhammad Adil, Mehta, Shelly, Xia, Shugao
"Alert fatigue" is one of the biggest challenges faced by the Security Operations Center (SOC) today, with analysts spending more than half of their time reviewing false alerts. Endpoint detection products raise alerts by pattern matching on event telemetry against behavioral rules that describe potentially malicious behavior, but can suffer from high false positives that distract from actual attacks. While alert triage techniques based on data provenance may show promise, these techniques can take over a minute to inspect a single alert, while EDR customers may face tens of millions of alerts per day; the current reality is that these approaches aren't nearly scalable enough for production environments. We present Carbon Filter, a statistical learning based system that dramatically reduces the number of alerts analysts need to manually review. Our approach is based on the observation that false alert triggers can be efficiently identified and separated from suspicious behaviors by examining the process initiation context (e.g., the command line) that launched the responsible process. Through the use of fast-search algorithms for training and inference, our approach scales to millions of alerts per day. Through batching queries to the model, we observe a theoretical maximum throughput of 20 million alerts per hour. Based on the analysis of tens of million alerts from customer deployments, our solution resulted in a 6-fold improvement in the Signal-to-Noise ratio without compromising on alert triage performance.
Gaining Insights into Group-Level Course Difficulty via Differential Course Functioning
Baucks, Frederik, Schmucker, Robin, Borchers, Conrad, Pardos, Zachary A., Wiskott, Laurenz
Curriculum Analytics (CA) studies curriculum structure and student data to ensure the quality of educational programs. One desirable property of courses within curricula is that they are not unexpectedly more difficult for students of different backgrounds. While prior work points to likely variations in course difficulty across student groups, robust methodologies for capturing such variations are scarce, and existing approaches do not adequately decouple course-specific difficulty from students' general performance levels. The present study introduces Differential Course Functioning (DCF) as an Item Response Theory (IRT)-based CA methodology. DCF controls for student performance levels and examines whether significant differences exist in how distinct student groups succeed in a given course. Leveraging data from over 20,000 students at a large public university, we demonstrate DCF's ability to detect inequities in undergraduate course difficulty across student groups described by grade achievement. We compare major pairs with high co-enrollment and transfer students to their non-transfer peers. For the former, our findings suggest a link between DCF effect sizes and the alignment of course content to student home department motivating interventions targeted towards improving course preparedness. For the latter, results suggest minor variations in course-specific difficulty between transfer and non-transfer students. While this is desirable, it also suggests that interventions targeted toward mitigating grade achievement gaps in transfer students should encompass comprehensive support beyond enhancing preparedness for individual courses. By providing more nuanced and equitable assessments of academic performance and difficulties experienced by diverse student populations, DCF could support policymakers, course articulation officers, and student advisors.
Optimal Group Fair Classifiers from Linear Post-Processing
We propose a post-processing algorithm for fair classification that mitigates model bias under a unified family of group fairness criteria covering statistical parity, equal opportunity, and equalized odds, applicable to multi-class problems and both attribute-aware and attribute-blind settings. It achieves fairness by re-calibrating the output score of the given base model with a "fairness cost" -- a linear combination of the (predicted) group memberships. Our algorithm is based on a representation result showing that the optimal fair classifier can be expressed as a linear post-processing of the loss function and the group predictor, derived via using these as sufficient statistics to reformulate the fair classification problem as a linear program. The parameters of the post-processor are estimated by solving the empirical LP. Experiments on benchmark datasets show the efficiency and effectiveness of our algorithm at reducing disparity compared to existing algorithms, including in-processing, especially on larger problems.
A General Model for Detecting Learner Engagement: Implementation and Evaluation
Malekshahi, Somayeh, Kheyridoost, Javad M., Fatemi, Omid
Considering learner engagement has a mutual benefit for both learners and instructors. Instructors can help learners increase their attention, involvement, motivation, and interest. On the other hand, instructors can improve their instructional performance by evaluating the cumulative results of all learners and upgrading their training programs. This paper proposes a general, lightweight model for selecting and processing features to detect learners' engagement levels while preserving the sequential temporal relationship over time. During training and testing, we analyzed the videos from the publicly available DAiSEE dataset to capture the dynamic essence of learner engagement. We have also proposed an adaptation policy to find new labels that utilize the affective states of this dataset related to education, thereby improving the models' judgment. The suggested model achieves an accuracy of 68.57\% in a specific implementation and outperforms the studied state-of-the-art models detecting learners' engagement levels.
Few-Shot Class Incremental Learning via Robust Transformer Approach
Paeedeh, Naeem, Pratama, Mahardhika, Wibirama, Sunu, Mayer, Wolfgang, Cao, Zehong, Kowalczyk, Ryszard
Few-Shot Class-Incremental Learning presents an extension of the Class Incremental Learning problem where a model is faced with the problem of data scarcity while addressing the catastrophic forgetting problem. This problem remains an open problem because all recent works are built upon the convolutional neural networks performing sub-optimally compared to the transformer approaches. Our paper presents Robust Transformer Approach built upon the Compact Convolution Transformer. The issue of overfitting due to few samples is overcome with the notion of the stochastic classifier, where the classifier's weights are sampled from a distribution with mean and variance vectors, thus increasing the likelihood of correct classifications, and the batch-norm layer to stabilize the training process. The issue of CF is dealt with the idea of delta parameters, small task-specific trainable parameters while keeping the backbone networks frozen. A non-parametric approach is developed to infer the delta parameters for the model's predictions. The prototype rectification approach is applied to avoid biased prototype calculations due to the issue of data scarcity. The advantage of ROBUSTA is demonstrated through a series of experiments in the benchmark problems where it is capable of outperforming prior arts with big margins without any data augmentation protocols.