Statistical Learning
RPN: Reconciled Polynomial Network Towards Unifying PGMs, Kernel SVMs, MLP and KAN
In this paper, we will introduce a novel deep model named Reconciled Polynomial Network (RPN) for deep function learning. RPN has a very general architecture and can be used to build models with various complexities, capacities, and levels of completeness, which all contribute to the correctness of these models. As indicated in the subtitle, RPN can also serve as the backbone to unify different base models into one canonical representation. This includes non-deep models, like probabilistic graphical models (PGMs) - such as Bayesian network and Markov network - and kernel support vector machines (kernel SVMs), as well as deep models like the classic multi-layer perceptron (MLP) and the recent Kolmogorov-Arnold network (KAN). Technically, RPN proposes to disentangle the underlying function to be inferred into the inner product of a data expansion function and a parameter reconciliation function. Together with the remainder function, RPN accurately approximates the underlying functions that governs data distributions. The data expansion functions in RPN project data vectors from the input space to a high-dimensional intermediate space, specified by the expansion functions in definition. Meanwhile, RPN also introduces the parameter reconciliation functions to fabricate a small number of parameters into a higher-order parameter matrix to address the ``curse of dimensionality'' problem caused by the data expansions. Moreover, the remainder functions provide RPN with additional complementary information to reduce potential approximation errors. We conducted extensive empirical experiments on numerous benchmark datasets across multiple modalities, including continuous function datasets, discrete vision and language datasets, and classic tabular datasets, to investigate the effectiveness of RPN.
Decentralized Kernel Ridge Regression Based on Data-Dependent Random Feature
Yang, Ruikai, He, Fan, He, Mingzhen, Yang, Jie, Huang, Xiaolin
Random feature (RF) has been widely used for node consistency in decentralized kernel ridge regression (KRR). Currently, the consistency is guaranteed by imposing constraints on coefficients of features, necessitating that the random features on different nodes are identical. However, in many applications, data on different nodes varies significantly on the number or distribution, which calls for adaptive and data-dependent methods that generate different RFs. To tackle the essential difficulty, we propose a new decentralized KRR algorithm that pursues consensus on decision functions, which allows great flexibility and well adapts data on nodes. The convergence is rigorously given and the effectiveness is numerically verified: by capturing the characteristics of the data on each node, while maintaining the same communication costs as other methods, we achieved an average regression accuracy improvement of 25.5\% across six real-world data sets.
Second Maximum of a Gaussian Random Field and Exact (t-)Spacing test
Azaïs, Jean-Marc, Dalmao, Federico, De Castro, Yohann
In this article, we introduce the novel concept of the second maximum of a Gaussian random field on a Riemannian submanifold. This second maximum serves as a powerful tool for characterizing the distribution of the maximum. By utilizing an ad-hoc Kac Rice formula, we derive the explicit form of the maximum's distribution, conditioned on the second maximum and some regressed component of the Riemannian Hessian. This approach results in an exact test, based on the evaluation of spacing between these maxima, which we refer to as the spacing test. We investigate the applicability of this test in detecting sparse alternatives within Gaussian symmetric tensors, continuous sparse deconvolution, and two-layered neural networks with smooth rectifiers. Our theoretical results are supported by numerical experiments, which illustrate the calibration and power of the proposed tests. More generally, this test can be applied to any Gaussian random field on a Riemannian manifold, and we provide a general framework for the application of the spacing test in continuous sparse kernel regression. Furthermore, when the variance-covariance function of the Gaussian random field is known up to a scaling factor, we derive an exact Studentized version of our test, coined the $t$-spacing test. This test is perfectly calibrated under the null hypothesis and has high power for detecting sparse alternatives.
Artificial Intelligence and Algorithmic Price Collusion in Two-sided Markets
Chica, Cristian, Guo, Yinglong, Lerman, Gilad
Algorithmic price collusion facilitated by artificial intelligence (AI) algorithms raises significant concerns. We examine how AI agents using Q-learning engage in tacit collusion in two-sided markets. Our experiments reveal that AI-driven platforms achieve higher collusion levels compared to Bertrand competition. Increased network externalities significantly enhance collusion, suggesting AI algorithms exploit them to maximize profits. Higher user heterogeneity or greater utility from outside options generally reduce collusion, while higher discount rates increase it. Tacit collusion remains feasible even at low discount rates. To mitigate collusive behavior and inform potential regulatory measures, we propose incorporating a penalty term in the Q-learning algorithm.
Safe MPC Alignment with Human Directional Feedback
Xie, Zhixian, Zhang, Wenlong, Ren, Yi, Wang, Zhaoran, Pappas, George J., Jin, Wanxin
In safety-critical robot planning or control, manually specifying safety constraints or learning them from demonstrations can be challenging. In this paper, we propose a certifiable alignment method for a robot to learn a safety constraint in its model predictive control (MPC) policy with human online directional feedback. To our knowledge, it is the first method to learn safety constraints from human feedback. The proposed method is based on an empirical observation: human directional feedback, when available, tends to guide the robot toward safer regions. The method only requires the direction of human feedback to update the learning hypothesis space. It is certifiable, providing an upper bound on the total number of human feedback in the case of successful learning of safety constraints, or declaring the misspecification of the hypothesis space, i.e., the true implicit safety constraint cannot be found within the specified hypothesis space. We evaluated the proposed method using numerical examples and user studies in two developed simulation games. Additionally, we implemented and tested the proposed method on a real-world Franka robot arm performing mobile water-pouring tasks in a user study. The simulation and experimental results demonstrate the efficacy and efficiency of our method, showing that it enables a robot to successfully learn safety constraints with a small handful (tens) of human directional corrections.
Bridging Data Gaps in Healthcare: A Scoping Review of Transfer Learning in Biomedical Data Analysis
Li, Siqi, Li, Xin, Yu, Kunyu, Miao, Di, Zhu, Mingcheng, Yan, Mengying, Ke, Yuhe, D'Agostino, Danny, Ning, Yilin, Wu, Qiming, Wang, Ziwen, Shang, Yuqing, Liu, Molei, Hong, Chuan, Liu, Nan
Clinical and biomedical research in low-resource settings often faces significant challenges due to the need for high-quality data with sufficient sample sizes to construct effective models. These constraints hinder robust model training and prompt researchers to seek methods for leveraging existing knowledge from related studies to support new research efforts. Transfer learning (TL), a machine learning technique, emerges as a powerful solution by utilizing knowledge from pre-trained models to enhance the performance of new models, offering promise across various healthcare domains. Despite its conceptual origins in the 1990s, the application of TL in medical research has remained limited, especially beyond image analysis. In our review of TL applications in structured clinical and biomedical data, we screened 3,515 papers, with 55 meeting the inclusion criteria. Among these, only 2% (one out of 55) utilized external studies, and 7% (four out of 55) addressed scenarios involving multi-site collaborations with privacy constraints. To achieve actionable TL with structured medical data while addressing regional disparities, inequality, and privacy constraints in healthcare research, we advocate for the careful identification of appropriate source data and models, the selection of suitable TL frameworks, and the validation of TL models with proper baselines.
Robust Learning under Hybrid Noise
Wei, Yang, Chen, Shuo, Ye, Shanshan, Han, Bo, Gong, Chen
Feature noise and label noise are ubiquitous in practical scenarios, which pose great challenges for training a robust machine learning model. Most previous approaches usually deal with only a single problem of either feature noise or label noise. However, in real-world applications, hybrid noise, which contains both feature noise and label noise, is very common due to the unreliable data collection and annotation processes. Although some results have been achieved by a few representation learning based attempts, this issue is still far from being addressed with promising performance and guaranteed theoretical analyses. To address the challenge, we propose a novel unified learning framework called "Feature and Label Recovery" (FLR) to combat the hybrid noise from the perspective of data recovery, where we concurrently reconstruct both the feature matrix and the label matrix of input data. Specifically, the clean feature matrix is discovered by the low-rank approximation, and the ground-truth label matrix is embedded based on the recovered features with a nuclear norm regularization. Meanwhile, the feature noise and label noise are characterized by their respective adaptive matrix norms to satisfy the corresponding maximum likelihood. As this framework leads to a non-convex optimization problem, we develop the non-convex Alternating Direction Method of Multipliers (ADMM) with the convergence guarantee to solve our learning objective. We also provide the theoretical analysis to show that the generalization error of FLR can be upper-bounded in the presence of hybrid noise. Experimental results on several typical benchmark datasets clearly demonstrate the superiority of our proposed method over the state-of-the-art robust learning approaches for various noises.
When big data actually are low-rank, or entrywise approximation of certain function-generated matrices
The article concerns low-rank approximation of matrices generated by sampling a smooth function of two $m$-dimensional variables. We refute an argument made in the literature that, for a specific class of analytic functions, such matrices admit accurate entrywise approximation of rank that is independent of $m$. We provide a theoretical explanation of the numerical results presented in support of this argument, describing three narrower classes of functions for which $n \times n$ function-generated matrices can be approximated within an entrywise error of order $\varepsilon$ with rank $\mathcal{O}(\log(n) \varepsilon^{-2} \mathrm{polylog}(\varepsilon^{-1}))$ that is independent of the dimension $m$: (i) functions of the inner product of the two variables, (ii) functions of the squared Euclidean distance between the variables, and (iii) shift-invariant positive-definite kernels. We extend our argument to low-rank tensor-train approximation of tensors generated with functions of the multi-linear product of their $m$-dimensional variables. We discuss our results in the context of low-rank approximation of attention in transformer neural networks.
Exploring Diachronic and Diatopic Changes in Dialect Continua: Tasks, Datasets and Challenges
Çelikkol, Melis, Körber, Lydia, Zhao, Wei
Everlasting contact between language communities leads to constant changes in languages over time, and gives rise to language varieties and dialects. However, the communities speaking non-standard language are often overlooked by non-inclusive NLP technologies. Recently, there has been a surge of interest in studying diatopic and diachronic changes in dialect NLP, but there is currently no research exploring the intersection of both. Our work aims to fill this gap by systematically reviewing diachronic and diatopic papers from a unified perspective. In this work, we critically assess nine tasks and datasets across five dialects from three language families (Slavic, Romance, and Germanic) in both spoken and written modalities. The tasks covered are diverse, including corpus construction, dialect distance estimation, and dialect geolocation prediction, among others. Moreover, we outline five open challenges regarding changes in dialect use over time, the reliability of dialect datasets, the importance of speaker characteristics, limited coverage of dialects, and ethical considerations in data collection. We hope that our work sheds light on future research towards inclusive computational methods and datasets for language varieties and dialects.
Reinforced In-Context Black-Box Optimization
Song, Lei, Gao, Chenxiao, Xue, Ke, Wu, Chenyang, Li, Dong, Hao, Jianye, Zhang, Zongzhang, Qian, Chao
Black-Box Optimization (BBO) has found successful applications in many fields of science and engineering. Recently, there has been a growing interest in meta-learning particular components of BBO algorithms to speed up optimization and get rid of tedious hand-crafted heuristics. As an extension, learning the entire algorithm from data requires the least labor from experts and can provide the most flexibility. In this paper, we propose RIBBO, a method to reinforce-learn a BBO algorithm from offline data in an end-to-end fashion. RIBBO employs expressive sequence models to learn the optimization histories produced by multiple behavior algorithms and tasks, leveraging the in-context learning ability of large models to extract task information and make decisions accordingly. Central to our method is to augment the optimization histories with \textit{regret-to-go} tokens, which are designed to represent the performance of an algorithm based on cumulative regret over the future part of the histories. The integration of regret-to-go tokens enables RIBBO to automatically generate sequences of query points that satisfy the user-desired regret, which is verified by its universally good empirical performance on diverse problems, including BBO benchmark functions, hyper-parameter optimization and robot control problems.