Statistical Learning
On the Generalization and Causal Explanation in Self-Supervised Learning
Qiang, Wenwen, Song, Zeen, Gu, Ziyin, Li, Jiangmeng, Zheng, Changwen, Sun, Fuchun, Xiong, Hui
Self-supervised learning (SSL) methods learn from unlabeled data and achieve high generalization performance on downstream tasks. However, they may also suffer from overfitting to their training data and lose the ability to adapt to new tasks. To investigate this phenomenon, we conduct experiments on various SSL methods and datasets and make two observations: (1) Overfitting occurs abruptly in later layers and epochs, while generalizing features are learned in early layers for all epochs; (2) Coding rate reduction can be used as an indicator to measure the degree of overfitting in SSL models. Based on these observations, we propose Undoing Memorization Mechanism (UMM), a plug-and-play method that mitigates overfitting of the pre-trained feature extractor by aligning the feature distributions of the early and the last layers to maximize the coding rate reduction of the last layer output. The learning process of UMM is a bi-level optimization process. We provide a causal analysis of UMM to explain how UMM can help the pre-trained feature extractor overcome overfitting and recover generalization. We also demonstrate that UMM significantly improves the generalization performance of SSL methods on various downstream tasks.
TAVRNN: Temporal Attention-enhanced Variational Graph RNN Captures Neural Dynamics and Behavior
Khajehnejad, Moein, Habibollahi, Forough, Khajehnejad, Ahmad, Kagan, Brett J., Razi, Adeel
We introduce Temporal Attention-enhanced Variational Graph Recurrent Neural Network (TAVRNN), a novel framework for analyzing the evolving dynamics of neuronal connectivity networks in response to external stimuli and behavioral feedback. TAVRNN captures temporal changes in network structure by modeling sequential snapshots of neuronal activity, enabling the identification of key connectivity patterns. Leveraging temporal attention mechanisms and variational graph techniques, TAVRNN uncovers how connectivity shifts align with behavior over time. We validate TAVRNN on two datasets: in vivo calcium imaging data from freely behaving rats and novel in vitro electrophysiological data from the DishBrain system, where biological neurons control a simulated environment during the game of pong. We show that TAVRNN outperforms previous baseline models in classification, clustering tasks and computational efficiency while accurately linking connectivity changes to performance variations. Crucially, TAVRNN reveals that high game performance in the DishBrain system correlates with the alignment of sensory and motor subregion channels, a relationship not evident in earlier models. This framework represents the first application of dynamic graph representation of electrophysiological (neuronal) data from DishBrain system, providing insights into the reorganization of neuronal networks during learning. TAVRNN's ability to differentiate between neuronal states associated with successful and unsuccessful learning outcomes, offers significant implications for real-time monitoring and manipulation of biological neuronal systems.
ICL-TSVD: Bridging Theory and Practice in Continual Learning with Pre-trained Models
Peng, Liangzu, Elenter, Juan, Agterberg, Joshua, Ribeiro, Alejandro, Vidal, Renรฉ
The goal of continual learning (CL) is to train a model that can solve multiple tasks presented sequentially. Recent CL approaches have achieved strong performance by leveraging large pre-trained models that generalize well to downstream tasks. However, such methods lack theoretical guarantees, making them prone to unexpected failures. Conversely, principled CL approaches often fail to achieve competitive performance. In this work, we bridge this gap between theory and practice by integrating an empirically strong approach (RanPAC) into a principled framework, Ideal Continual Learner (ICL), designed to prevent forgetting. Specifically, we lift pre-trained features into a higher dimensional space and formulate an over-parametrized minimum-norm least-squares problem. We find that the lifted features are highly ill-conditioned, potentially leading to large training errors (numerical instability) and increased generalization errors (double descent). We address these challenges by continually truncating the singular value decomposition (SVD) of the lifted features. Our approach, termed ICL-TSVD, is stable with respect to the choice of hyperparameters, can handle hundreds of tasks, and outperforms state-of-the-art CL methods on multiple datasets. Importantly, our method satisfies a recurrence relation throughout its continual learning process, which allows us to prove it maintains small training and generalization errors by appropriately truncating a fraction of SVD factors. This results in a stable continual learning method with strong empirical performance and theoretical guarantees.
Differentially Private Active Learning: Balancing Effective Data Selection and Privacy
Schwethelm, Kristian, Kaiser, Johannes, Kuntzer, Jonas, Yigitsoy, Mehmet, Rueckert, Daniel, Kaissis, Georgios
Active learning (AL) is a widely used technique for optimizing data labeling in machine learning by iteratively selecting, labeling, and training on the most informative data. However, its integration with formal privacy-preserving methods, particularly differential privacy (DP), remains largely underexplored. While some works have explored differentially private AL for specialized scenarios like online learning, the fundamental challenge of combining AL with DP in standard learning settings has remained unaddressed, severely limiting AL's applicability in privacy-sensitive domains. This work addresses this gap by introducing differentially private active learning (DP-AL) for standard learning settings. We demonstrate that naively integrating DP-SGD training into AL presents substantial challenges in privacy budget allocation and data utilization. To overcome these challenges, we propose step amplification, which leverages individual sampling probabilities in batch creation to maximize data point participation in training steps, thus optimizing data utilization. Additionally, we investigate the effectiveness of various acquisition functions for data selection under privacy constraints, revealing that many commonly used functions become impractical. Our experiments on vision and natural language processing tasks show that DP-AL can improve performance for specific datasets and model architectures. However, our findings also highlight the limitations of AL in privacy-constrained environments, emphasizing the trade-offs between privacy, model accuracy, and data selection accuracy.
Exploring the Learning Capabilities of Language Models using LEVERWORLDS
Wagner, Eitan, Feder, Amir, Abend, Omri
Learning a model of a stochastic setting often involves learning both general structure rules and specific properties of the instance. This paper investigates the interplay between learning the general and the specific in various learning methods, with emphasis on sample efficiency. We design a framework called {\sc LeverWorlds}, which allows the generation of simple physics-inspired worlds that follow a similar generative process with different distributions, and their instances can be expressed in natural language. These worlds allow for controlled experiments to assess the sample complexity of different learning methods. We experiment with classic learning algorithms as well as Transformer language models, both with fine-tuning and In-Context Learning (ICL). Our general finding is that (1) Transformers generally succeed in the task; but (2) they are considerably less sample efficient than classic methods that make stronger assumptions about the structure, such as Maximum Likelihood Estimation and Logistic Regression. This finding is in tension with the recent tendency to use Transformers as general-purpose estimators. We propose an approach that leverages the ICL capabilities of contemporary language models to apply simple algorithms for this type of data. Our experiments show that models currently struggle with the task but show promising potential.
Uncertainty-aware t-distributed Stochastic Neighbor Embedding for Single-cell RNA-seq Data
Nonlinear data visualization using t-distributed stochastic neighbor embedding (t-SNE) enables the representation of complex single-cell transcriptomic landscapes in two or three dimensions to depict biological populations accurately. However, t-SNE often fails to account for uncertainties in the original dataset, leading to misleading visualizations where cell subsets with noise appear indistinguishable. To address these challenges, we introduce uncertainty-aware t-SNE (Ut-SNE), a noise-defending visualization tool tailored for uncertain single-cell RNA-seq data. By creating a probabilistic representation for each sample, Our Ut-SNE accurately incorporates noise about transcriptomic variability into the visual interpretation of single-cell RNA sequencing data, revealing significant uncertainties in transcriptomic variability. Through various examples, we showcase the practical value of Ut-SNE and underscore the significance of incorporating uncertainty awareness into data visualization practices. This versatile uncertainty-aware visualization tool can be easily adapted to other scientific domains beyond single-cell RNA sequencing, making them valuable resources for high-dimensional data analysis.
Enhancing Solution Efficiency in Reinforcement Learning: Leveraging Sub-GFlowNet and Entropy Integration
Traditional reinforcement learning often struggles to generate diverse, high-reward solutions, especially in domains like drug design and black-box function optimization. Markov Chain Monte Carlo (MCMC) methods provide an alternative method of RL in candidate selection but suffer from high computational costs and limited candidate diversity exploration capabilities. In response, GFlowNet, a novel neural network architecture, was introduced to model complex system dynamics and generate diverse high-reward trajectories. To further enhance this approach, this paper proposes improvements to GFlowNet by introducing a new loss function and refining the training objective associated with sub-GFlowNet. These enhancements aim to integrate entropy and leverage network structure characteristics, improving both candidate diversity and computational efficiency. We demonstrated the superiority of the refined GFlowNet over traditional methods by empirical results from hypergrid experiments and molecule synthesis tasks. The findings underscore the effectiveness of incorporating entropy and exploiting network structure properties in solution generation in molecule synthesis as well as diverse experimental designs.
ECORS: An Ensembled Clustering Approach to Eradicate The Local And Global Outlier In Collaborative Filtering Recommender System
Recommender systems are designed to suggest items based on user preferences, helping users navigate the vast amount of information available on the internet. Given the overwhelming content, outlier detection has emerged as a key research area in recommender systems. It involves identifying unusual or suspicious patterns in user behavior. However, existing studies in this field face several challenges, including the limited universality of algorithms, difficulties in selecting users, and a lack of optimization. In this paper, we propose an approach that addresses these challenges by employing various clustering algorithms. Specifically, we utilize a user-user matrix-based clustering technique to detect outliers. By constructing a user-user matrix, we can identify suspicious users in the system. Both local and global outliers are detected to ensure comprehensive analysis. Our experimental results demonstrate that this approach significantly improves the accuracy of outlier detection in recommender systems.
Linear Projections of Teacher Embeddings for Few-Class Distillation
Loo, Noel, Iliopoulos, Fotis, Hu, Wei, Vee, Erik
Knowledge Distillation (KD) has emerged as a promising approach for transferring knowledge from a larger, more complex teacher model to a smaller student model. Traditionally, KD involves training the student to mimic the teacher's output probabilities, while more advanced techniques have explored guiding the student to adopt the teacher's internal representations. Despite its widespread success, the performance of KD in binary classification and few-class problems has been less satisfactory. This is because the information about the teacher model's generalization patterns scales directly with the number of classes. Moreover, several sophisticated distillation methods may not be universally applicable or effective for data types beyond Computer Vision. Consequently, effective distillation techniques remain elusive for a range of key real-world applications, such as sentiment analysis, search query understanding, and advertisement-query relevance assessment. Taking these observations into account, we introduce a novel method for distilling knowledge from the teacher's model representations, which we term Learning Embedding Linear Projections (LELP). Inspired by recent findings about the structure of final-layer representations, LELP works by identifying informative linear subspaces in the teacher's embedding space, and splitting them into pseudo-subclasses. The student model is then trained to replicate these pseudo-classes. Our experimental evaluation on large-scale NLP benchmarks like Amazon Reviews and Sentiment140 demonstrate the LELP is consistently competitive with, and typically superior to, existing state-of-the-art distillation algorithms for binary and few-class problems, where most KD methods suffer.
FLeNS: Federated Learning with Enhanced Nesterov-Newton Sketch
Gupta, Sunny, Jindal, Mohit, Kashyap, Pankhi, Jeevan, Pranav, Sethi, Amit
Federated learning faces a critical challenge in balancing communication efficiency with rapid convergence, especially for second-order methods. While Newton-type algorithms achieve linear convergence in communication rounds, transmitting full Hessian matrices is often impractical due to quadratic complexity. We introduce Federated Learning with Enhanced Nesterov-Newton Sketch (FLeNS), a novel method that harnesses both the acceleration capabilities of Nesterov's method and the dimensionality reduction benefits of Hessian sketching. FLeNS approximates the centralized Newton's method without relying on the exact Hessian, significantly reducing communication overhead. By combining Nesterov's acceleration with adaptive Hessian sketching, FLeNS preserves crucial second-order information while preserving the rapid convergence characteristics. Our theoretical analysis, grounded in statistical learning, demonstrates that FLeNS achieves super-linear convergence rates in communication rounds - a notable advancement in federated optimization. We provide rigorous convergence guarantees and characterize tradeoffs between acceleration, sketch size, and convergence speed. Extensive empirical evaluation validates our theoretical findings, showcasing FLeNS's state-of-the-art performance with reduced communication requirements, particularly in privacy-sensitive and edge-computing scenarios. The code is available at https://github.com/sunnyinAI/FLeNS