Statistical Learning
On the Learn-to-Optimize Capabilities of Transformers in In-Context Sparse Recovery
Liu, Renpu, Zhou, Ruida, Shen, Cong, Yang, Jing
An intriguing property of the Transformer is its ability to perform in-context learning (ICL), where the Transformer can solve different inference tasks without parameter updating based on the contextual information provided by the corresponding input-output demonstration pairs. It has been theoretically proved that ICL is enabled by the capability of Transformers to perform gradient-descent algorithms (Von Oswald et al., 2023a; Bai et al., 2024). This work takes a step further and shows that Transformers can perform learning-to-optimize (L2O) algorithms. Specifically, for the ICL sparse recovery (formulated as LASSO) tasks, we show that a K-layer Transformer can perform an L2O algorithm with a provable convergence rate linear in K. This provides a new perspective explaining the superior ICL capability of Transformers, even with only a few layers, which cannot be achieved by the standard gradient-descent algorithms. Moreover, unlike the conventional L2O algorithms that require the measurement matrix involved in training to match that in testing, the trained Transformer is able to solve sparse recovery problems generated with different measurement matrices. Besides, Transformers as an L2O algorithm can leverage structural information embedded in the training tasks to accelerate its convergence during ICL, and generalize across different lengths of demonstration pairs, where conventional L2O algorithms typically struggle or fail. Such theoretical findings are supported by our experimental results.
A Communication and Computation Efficient Fully First-order Method for Decentralized Bilevel Optimization
Wen, Min, Liu, Chengchang, Abdelmoniem, Ahmed, Zhou, Yipeng, Xu, Yuedong
Bilevel optimization, crucial for hyperparameter tuning, meta-learning and reinforcement learning, remains less explored in the decentralized learning paradigm, such as decentralized federated learning (DFL). Typically, decentralized bilevel methods rely on both gradients and Hessian matrices to approximate hypergradients of upper-level models. However, acquiring and sharing the second-order oracle is compute and communication intensive. % and sharing this information incurs heavy communication overhead. To overcome these challenges, this paper introduces a fully first-order decentralized method for decentralized Bilevel optimization, $\text{C}^2$DFB which is both compute- and communicate-efficient. In $\text{C}^2$DFB, each learning node optimizes a min-min-max problem to approximate hypergradient by exclusively using gradients information. To reduce the traffic load at the inner-loop of solving the lower-level problem, $\text{C}^2$DFB incorporates a lightweight communication protocol for efficiently transmitting compressed residuals of local parameters. % during the inner loops. Rigorous theoretical analysis ensures its convergence % of the algorithm, indicating a first-order oracle calls of $\tilde{\mathcal{O}}(\epsilon^{-4})$. Experiments on hyperparameter tuning and hyper-representation tasks validate the superiority of $\text{C}^2$DFB across various typologies and heterogeneous data distributions.
A Mirror Descent Perspective of Smoothed Sign Descent
Recent work by Woodworth et al. (2020) shows that the optimization dynamics of gradient descent for overparameterized problems can be viewed as low-dimensional dual dynamics induced by a mirror map, explaining the implicit regularization phenomenon from the mirror descent perspective. However, the methodology does not apply to algorithms where update directions deviate from true gradients, such as ADAM. We use the mirror descent framework to study the dynamics of smoothed sign descent with a stability constant $\varepsilon$ for regression problems. We propose a mirror map that establishes equivalence to dual dynamics under some assumptions. By studying dual dynamics, we characterize the convergent solution as an approximate KKT point of minimizing a Bregman divergence style function, and show the benefit of tuning the stability constant $\varepsilon$ to reduce the KKT error.
Identifying Privacy Personas
Hrynenko, Olena, Cavallaro, Andrea
Privacy personas capture the differences in user segments with respect to one's knowledge, behavioural patterns, level of self-efficacy, and perception of the importance of privacy protection. Modelling these differences is essential for appropriately choosing personalised communication about privacy (e.g. to increase literacy) and for defining suitable choices for privacy enhancing technologies (PETs). While various privacy personas have been derived in the literature, they group together people who differ from each other in terms of important attributes such as perceived or desired level of control, and motivation to use PET. To address this lack of granularity and comprehensiveness in describing personas, we propose eight personas that we derive by combining qualitative and quantitative analysis of the responses to an interactive educational questionnaire. We design an analysis pipeline that uses divisive hierarchical clustering and Boschloo's statistical test of homogeneity of proportions to ensure that the elicited clusters differ from each other based on a statistical measure. Additionally, we propose a new measure for calculating distances between questionnaire responses, that accounts for the type of the question (closed- vs open-ended) used to derive traits. We show that the proposed privacy personas statistically differ from each other. We statistically validate the proposed personas and also compare them with personas in the literature, showing that they provide a more granular and comprehensive understanding of user segments, which will allow to better assist users with their privacy needs.
FedPAE: Peer-Adaptive Ensemble Learning for Asynchronous and Model-Heterogeneous Federated Learning
Mueller, Brianna, Street, W. Nick, Baek, Stephen, Lin, Qihang, Yang, Jingyi, Huang, Yankun
Federated learning (FL) enables multiple clients with distributed data sources to collaboratively train a shared model without compromising data privacy. However, existing FL paradigms face challenges due to heterogeneity in client data distributions and system capabilities. Personalized federated learning (pFL) has been proposed to mitigate these problems, but often requires a shared model architecture and a central entity for parameter aggregation, resulting in scalability and communication issues. More recently, model-heterogeneous FL has gained attention due to its ability to support diverse client models, but existing methods are limited by their dependence on a centralized framework, synchronized training, and publicly available datasets. To address these limitations, we introduce Federated Peer-Adaptive Ensemble Learning (FedPAE), a fully decentralized pFL algorithm that supports model heterogeneity and asynchronous learning. Our approach utilizes a peer-to-peer model sharing mechanism and ensemble selection to achieve a more refined balance between local and global information. Experimental results show that FedPAE outperforms existing state-of-the-art pFL algorithms, effectively managing diverse client capabilities and demonstrating robustness against statistical heterogeneity.
Conformal Prediction for Federated Graph Neural Networks with Missing Neighbor Information
Akgül, Ömer Faruk, Kannan, Rajgopal, Prasanna, Viktor
Graphs play a crucial role in data mining and machine learning, representing real-world objects and interactions. As graph datasets grow, managing large, decentralized subgraphs becomes essential, particularly within federated learning frameworks. These frameworks face significant challenges, including missing neighbor information, which can compromise model reliability in safety-critical settings. Deployment of federated learning models trained in such settings necessitates quantifying the uncertainty of the models. This study extends the applicability of Conformal Prediction (CP), a well-established method for uncertainty quantification, to federated graph learning. We specifically tackle the missing links issue in distributed subgraphs to minimize its adverse effects on CP set sizes. We discuss data dependencies across the distributed subgraphs and establish conditions for CP validity and precise test-time coverage. We introduce a Variational Autoencoder-based approach for reconstructing missing neighbors to mitigate the negative impact of missing data. Empirical evaluations on real-world datasets demonstrate the efficacy of our approach, yielding smaller prediction sets while ensuring coverage guarantees.
Trojan Prompt Attacks on Graph Neural Networks
Lin, Minhua, Zhang, Zhiwei, Dai, Enyan, Wu, Zongyu, Wang, Yilong, Zhang, Xiang, Wang, Suhang
Graph Prompt Learning (GPL) has been introduced as a promising approach that uses prompts to adapt pre-trained GNN models to specific downstream tasks without requiring fine-tuning of the entire model. Despite the advantages of GPL, little attention has been given to its vulnerability to backdoor attacks, where an adversary can manipulate the model's behavior by embedding hidden triggers. Existing graph backdoor attacks rely on modifying model parameters during training, but this approach is impractical in GPL as GNN encoder parameters are frozen after pre-training. Moreover, downstream users may fine-tune their own task models on clean datasets, further complicating the attack. In this paper, we propose TGPA, a backdoor attack framework designed specifically for GPL. TGPA injects backdoors into graph prompts without modifying pre-trained GNN encoders and ensures high attack success rates and clean accuracy. To address the challenge of model fine-tuning by users, we introduce a finetuning-resistant poisoning approach that maintains the effectiveness of the backdoor even after downstream model adjustments. Extensive experiments on multiple datasets under various settings demonstrate the effectiveness of TGPA in compromising GPL models with fixed GNN encoders.
Identifying High Consideration E-Commerce Search Queries
Chen, Zhiyu, Choi, Jason, Fetahu, Besnik, Malmasi, Shervin
In e-commerce, high consideration search missions typically require careful and elaborate decision making, and involve a substantial research investment from customers. We consider the task of identifying High Consideration (HC) queries. Identifying such queries enables e-commerce sites to better serve user needs using targeted experiences such as curated QA widgets that help users reach purchase decisions. We explore the task by proposing an Engagement-based Query Ranking (EQR) approach, focusing on query ranking to indicate potential engagement levels with query-related shopping knowledge content during product search. Unlike previous studies on predicting trends, EQR prioritizes query-level features related to customer behavior, finance, and catalog information rather than popularity signals. We introduce an accurate and scalable method for EQR and present experimental results demonstrating its effectiveness. Offline experiments show strong ranking performance. Human evaluation shows a precision of 96% for HC queries identified by our model. The model was commercially deployed, and shown to outperform human-selected queries in terms of downstream customer impact, as measured through engagement.
Nonlinear Stochastic Gradient Descent and Heavy-tailed Noise: A Unified Framework and High-probability Guarantees
Armacki, Aleksandar, Yu, Shuhua, Sharma, Pranay, Joshi, Gauri, Bajovic, Dragana, Jakovetic, Dusan, Kar, Soummya
We study high-probability convergence in online learning, in the presence of heavy-tailed noise. To combat the heavy tails, a general framework of nonlinear SGD methods is considered, subsuming several popular nonlinearities like sign, quantization, component-wise and joint clipping. In our work the nonlinearity is treated in a black-box manner, allowing us to establish unified guarantees for a broad range of nonlinear methods. For symmetric noise and non-convex costs we establish convergence of gradient norm-squared, at a rate $\widetilde{\mathcal{O}}(t^{-1/4})$, while for the last iterate of strongly convex costs we establish convergence to the population optima, at a rate $\mathcal{O}(t^{-\zeta})$, where $\zeta \in (0,1)$ depends on noise and problem parameters. Further, if the noise is a (biased) mixture of symmetric and non-symmetric components, we show convergence to a neighbourhood of stationarity, whose size depends on the mixture coefficient, nonlinearity and noise. Compared to state-of-the-art, who only consider clipping and require unbiased noise with bounded $p$-th moments, $p \in (1,2]$, we provide guarantees for a broad class of nonlinearities, without any assumptions on noise moments. While the rate exponents in state-of-the-art depend on noise moments and vanish as $p \rightarrow 1$, our exponents are constant and strictly better whenever $p < 6/5$ for non-convex and $p < 8/7$ for strongly convex costs. Experiments validate our theory, demonstrating noise symmetry in real-life settings and showing that clipping is not always the optimal nonlinearity, further underlining the value of a general framework.
From Distributional Robustness to Robust Statistics: A Confidence Sets Perspective
Chan, Gabriel, Van Parys, Bart, Bennouna, Amine
We establish a connection between distributionally robust optimization (DRO) and classical robust statistics. We demonstrate that this connection arises naturally in the context of estimation under data corruption, where the goal is to construct ``minimal'' confidence sets for the unknown data-generating distribution. Specifically, we show that a DRO ambiguity set, based on the Kullback-Leibler divergence and total variation distance, is uniformly minimal, meaning it represents the smallest confidence set that contains the unknown distribution with at a given confidence power. Moreover, we prove that when parametric assumptions are imposed on the unknown distribution, the ambiguity set is never larger than a confidence set based on the optimal estimator proposed by Huber. This insight reveals that the commonly observed conservatism of DRO formulations is not intrinsic to these formulations themselves but rather stems from the non-parametric framework in which these formulations are employed.