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 Statistical Learning


Federated Learning with Unlabeled Clients: Personalization Can Happen in Low Dimensions

arXiv.org Machine Learning

Personalized federated learning has emerged as a popular approach to training on devices holding statistically heterogeneous data, known as clients. However, most existing approaches require a client to have labeled data for training or finetuning in order to obtain their own personalized model. In this paper we address this by proposing FLowDUP, a novel method that is able to generate a personalized model using only a forward pass with unlabeled data. The generated model parameters reside in a low-dimensional subspace, enabling efficient communication and computation. FLowDUP's learning objective is theoretically motivated by our new transductive multi-task PAC-Bayesian generalization bound, that provides performance guarantees for unlabeled clients. The objective is structured in such a way that it allows both clients with labeled data and clients with only unlabeled data to contribute to the training process. To supplement our theoretical results we carry out a thorough experimental evaluation of FLowDUP, demonstrating strong empirical performance on a range of datasets with differing sorts of statistically heterogeneous clients. Through numerous ablation studies, we test the efficacy of the individual components of the method.


Uncertainty Quantification in SVM prediction

arXiv.org Machine Learning

This paper explores Uncertainty Quantification (UQ) in SVM predictions, particularly for regression and forecasting tasks. Unlike the Neural Network, the SVM solutions are typically more stable, sparse, optimal and interpretable. However, there are only few literature which addresses the UQ in SVM prediction. At first, we provide a comprehensive summary of existing Prediction Interval (PI) estimation and probabilistic forecasting methods developed in the SVM framework and evaluate them against the key properties expected from an ideal PI model. We find that none of the existing SVM PI models achieves a sparse solution. To introduce sparsity in SVM model, we propose the Sparse Support Vector Quantile Regression (SSVQR) model, which constructs PIs and probabilistic forecasts by solving a pair of linear programs. Further, we develop a feature selection algorithm for PI estimation using SSVQR that effectively eliminates a significant number of features while improving PI quality in case of high-dimensional dataset. Finally we extend the SVM models in Conformal Regression setting for obtaining more stable prediction set with finite test set guarantees. Extensive experiments on artificial, real-world benchmark datasets compare the different characteristics of both existing and proposed SVM-based PI estimation methods and also highlight the advantages of the feature selection in PI estimation. Furthermore, we compare both, the existing and proposed SVM-based PI estimation models, with modern deep learning models for probabilistic forecasting tasks on benchmark datasets. Furthermore, SVM models show comparable or superior performance to modern complex deep learning models for probabilistic forecasting task in our experiments.


Beyond Linearity: Squeeze-and-Recalibrate Blocks for Few-Shot Whole Slide Image Classification

arXiv.org Artificial Intelligence

Deep learning has advanced computational pathology but expert annotations remain scarce. Few-shot learning mitigates annotation burdens yet suffers from overfitting and discriminative feature mischaracterization. In addition, the current few-shot multiple instance learning (MIL) approaches leverage pretrained vision-language models to alleviate these issues, but at the cost of complex preprocessing and high computational cost. We propose a Squeeze-and-Recalibrate (SR) block, a drop-in replacement for linear layers in MIL models to address these challenges. The SR block comprises two core components: a pair of low-rank trainable matrices (squeeze pathway, SP) that reduces parameter count and imposes a bottleneck to prevent spurious feature learning, and a frozen random recalibration matrix that preserves geometric structure, diversifies feature directions, and redefines the optimization objective for the SP. We provide theoretical guarantees that the SR block can approximate any linear mapping to arbitrary precision, thereby ensuring that the performance of a standard MIL model serves as a lower bound for its SR-enhanced counterpart. Extensive experiments demonstrate that our SR-MIL models consistently outperform prior methods while requiring significantly fewer parameters and no architectural changes.


Nonparametric Teaching for Graph Property Learners

arXiv.org Artificial Intelligence

Inferring properties of graph-structured data, e.g., the solubility of molecules, essentially involves learning the implicit mapping from graphs to their properties. This learning process is often costly for graph property learners like Graph Convolutional Networks (GCNs). To address this, we propose a paradigm called Graph Neural Teaching (GraNT) that reinterprets the learning process through a novel nonparametric teaching perspective. Specifically, the latter offers a theoretical framework for teaching implicitly defined (i.e., nonparametric) mappings via example selection. Such an implicit mapping is realized by a dense set of graph-property pairs, with the GraNT teacher selecting a subset of them to promote faster convergence in GCN training. By analytically examining the impact of graph structure on parameter-based gradient descent during training, and recasting the evolution of GCNs--shaped by parameter updates--through functional gradient descent in nonparametric teaching, we show for the first time that teaching graph property learners (i.e., GCNs) is consistent with teaching structure-aware nonparametric learners. These new findings readily commit GraNT to enhancing learning efficiency of the graph property learner, showing significant reductions in training time for graph-level regression (-36.62%), graph-level classification (-38.19%), node-level regression (-30.97%) and node-level classification (-47.30%), all while maintaining its generalization performance.


When LLMs meet open-world graph learning: a new perspective for unlabeled data uncertainty

arXiv.org Artificial Intelligence

Recently, large language models (LLMs) have significantly advanced text-attributed graph (TAG) learning. However, existing methods inadequately handle data uncertainty in open-world scenarios, especially concerning limited labeling and unknown-class nodes. Prior solutions typically rely on isolated semantic or structural approaches for unknown-class rejection, lacking effective annotation pipelines. To address these limitations, we propose Open-world Graph Assistant (OGA), an LLM-based framework that combines adaptive label traceability, which integrates semantics and topology for unknown-class rejection, and a graph label annotator to enable model updates using newly annotated nodes. Comprehensive experiments demonstrate OGA's effectiveness and practicality.


Structural Inference: Interpreting Small Language Models with Susceptibilities

arXiv.org Artificial Intelligence

We develop a linear response framework for interpretability that treats a neural network as a Bayesian statistical mechanical system. A small perturbation of the data distribution, for example shifting the Pile toward GitHub or legal text, induces a first-order change in the posterior expectation of an observable localized on a chosen component of the network. The resulting susceptibility can be estimated efficiently with local SGLD samples and factorizes into signed, per-token contributions that serve as attribution scores. We combine these susceptibilities into a response matrix whose low-rank structure separates functional modules such as multigram and induction heads in a 3M-parameter transformer.


Adaptive Estimation and Learning under Temporal Distribution Shift

arXiv.org Artificial Intelligence

In this paper, we study the problem of estimation and learning under temporal distribution shift. Consider an observation sequence of length $n$, which is a noisy realization of a time-varying groundtruth sequence. Our focus is to develop methods to estimate the groundtruth at the final time-step while providing sharp point-wise estimation error rates. We show that, without prior knowledge on the level of temporal shift, a wavelet soft-thresholding estimator provides an optimal estimation error bound for the groundtruth. Our proposed estimation method generalizes existing researches Mazzetto and Upfal (2023) by establishing a connection between the sequence's non-stationarity level and the sparsity in the wavelet-transformed domain. Our theoretical findings are validated by numerical experiments. Additionally, we applied the estimator to derive sparsity-aware excess risk bounds for binary classification under distribution shift and to develop computationally efficient training objectives. As a final contribution, we draw parallels between our results and the classical signal processing problem of total-variation denoising (Mammen and van de Geer,1997; Tibshirani, 2014), uncovering novel optimal algorithms for such task.


Transfer of Structural Knowledge from Synthetic Languages

arXiv.org Artificial Intelligence

This work explores transfer learning from several synthetic languages to English. We investigate the structure of the embeddings in the fine-tuned models, the information they contain, and the capabilities of the fine-tuned models on simple linguistic tasks. We also introduce a new synthetic language that leads to better transfer to English than the languages used in previous research. Finally, we introduce Tiny-Cloze Benchmark - a new synthetic benchmark for natural language understanding that is more informative for less powerful models. We use Tiny-Cloze Benchmark to evaluate fine-tuned models in several domains demonstrating that fine-tuning on a new synthetic language allows for better performance on a variety of tasks.


Neuro-Argumentative Learning with Case-Based Reasoning

arXiv.org Artificial Intelligence

We introduce Gradual Abstract Argumentation for Case-Based Reasoning (Gradual AA-CBR), a data-driven, neurosymbolic classification model in which the outcome is determined by an argumentation debate structure that is learned simultaneously with neural-based feature extractors. Each argument in the debate is an observed case from the training data, favouring their labelling. Cases attack or support those with opposing or agreeing labellings, with the strength of each argument and relationship learned through gradient-based methods. This argumentation debate structure provides human-aligned reasoning, improving model interpretability compared to traditional neural networks (NNs). Unlike the existing purely symbolic variant, Abstract Argumentation for Case-Based Reasoning (AA-CBR), Gradual AA-CBR is capable of multi-class classification, automatic learning of feature and data point importance, assigning uncertainty values to outcomes, using all available data points, and does not require binary features. We show that Gradual AA-CBR performs comparably to NNs whilst significantly outperforming existing AA-CBR formulations.


A Unified Theoretical Analysis of Private and Robust Offline Alignment: from RLHF to DPO

arXiv.org Artificial Intelligence

In this paper, we theoretically investigate the effects of noisy labels in offline alignment, with a focus on the interplay between privacy and robustness against adversarial corruption. Specifically, under linear modeling assumptions, we present a unified analysis covering both reinforcement learning from human feedback (RLHF) and direct preference optimization (DPO) under different privacy-corruption scenarios, such as Local differential privacy-then-Corruption (LTC), where human preference labels are privatized before being corrupted by an adversary, and Corruption-then-Local differential privacy (CTL), where labels are corrupted before privacy protection. Our analysis leverages a reduction framework that reduces the offline alignment problem under linear modeling assumptions to parameter estimation in logistic regression. This framework allows us to establish an interesting separation result between LTC and CTL, demonstrating that LTC presents a greater challenge than CTL in offline alignment, even under linear models. As important by-products, our findings also advance the state-of-the-art theoretical results in offline alignment under privacy-only or corruption-only scenarios.