Statistical Learning
Transfer Q-learning
Chen, Elynn, Li, Sai, Jordan, Michael I.
Time-inhomogeneous finite-horizon Markov decision processes (MDP) are frequently employed to model decision-making in dynamic treatment regimes and other statistical reinforcement learning (RL) scenarios. These fields, especially healthcare and business, often face challenges such as high-dimensional state spaces and time-inhomogeneity of the MDP process, compounded by insufficient sample availability which complicates informed decision-making. To overcome these challenges, we investigate knowledge transfer within time-inhomogeneous finite-horizon MDP by leveraging data from both a target RL task and several related source tasks. We have developed transfer learning (TL) algorithms that are adaptable for both batch and online $Q$-learning, integrating valuable insights from offline source studies. The proposed transfer $Q$-learning algorithm contains a novel {\em re-targeting} step that enables {\em cross-stage transfer} along multiple stages in an RL task, besides the usual {\em cross-task transfer} for supervised learning. We establish the first theoretical justifications of TL in RL tasks by showing a faster rate of convergence of the $Q^*$-function estimation in the offline RL transfer, and a lower regret bound in the offline-to-online RL transfer under stage-wise reward similarity and mild design similarity across tasks. Empirical evidence from both synthetic and real datasets is presented to evaluate the proposed algorithm and support our theoretical results.
DELULU: Discriminative Embedding Learning Using Latent Units for Speaker-Aware Self-Supervised Speech Foundational Model
Baali, Massa, Singh, Rita, Raj, Bhiksha
Self-supervised speech models have achieved remarkable success on content-driven tasks, yet they remain limited in capturing speaker-discriminative features critical for verification, diarization, and profiling applications. We introduce DELULU, a speaker-aware self-supervised foundational model that addresses this limitation by integrating external supervision into the pseudo-label generation process. DELULU leverages frame-level embeddings from ReDimNet, a state-of-the-art speaker verification model, to guide the k-means clustering step during pre-training, introducing a strong speaker-discriminative inductive bias that aligns representation learning with speaker identity. The model is trained using a dual objective that combines masked prediction and denoising, further enhancing robustness and generalization. DELULU significantly outperforms prior self-supervised learning (SSL) models across a range of speaker-centric tasks, achieving up to 62% relative improvement in equal error rate (EER) for speaker verification and consistent gains on zero-shot profiling tasks such as gender, age, accent, and speaker counting. Our findings demonstrate that DELULU is a strong universal encoder for speaker-aware speech processing, enabling superior performance even without task-specific fine-tuning.
Handling Extreme Class Imbalance: Using GANs in Data Augmentation for Suicide Prediction
Visweswaraiah, Vaishnavi, Banerjee, Tanvi, Romine, William
Suicide prediction is the key for prevention, but real data with sufficient positive samples is rare and causes extreme class imbalance. We utilized machine learning (ML) to build the model and deep learning (DL) techniques, like Generative Adversarial Networks (GAN), to generate synthetic data samples to enhance the dataset. The initial dataset contained 656 samples, with only four positive cases, prompting the need for data augmentation. A variety of machine learning models, ranging from interpretable data models to black box algorithmic models, were used. On real test data, Logistic Regression (LR) achieved a weighted precision of 0.99, a weighted recall of 0.85, and a weighted F1 score of 0.91; Random Forest (RF) showed 0.98, 0.99, and 0.99, respectively; and Support Vector Machine (SVM) achieved 0.99, 0.76, and 0.86. LR and SVM correctly identified one suicide attempt case (sensitivity:1.0) and misclassified LR(20) and SVM (31) non-attempts as attempts (specificity: 0.85 & 0.76, respectively). RF identified 0 suicide attempt cases (sensitivity: 0.0) with 0 false positives (specificity: 1.0). These results highlight the models' effectiveness, with GAN playing a key role in generating synthetic data to support suicide prevention modeling efforts.
Quantum Federated Learning: Architectural Elements and Future Directions
Sai, Siva, Sawaika, Abhishek, Singh, Prabhjot, Buyya, Rajkumar
Federated learning (FL) focuses on collaborative model training without the need to move the private data silos to a central server. Despite its several benefits, the classical FL is plagued with several limitations, such as high computational power required for model training(which is critical for low-resource clients), privacy risks, large update traffic, and non-IID heterogeneity. This chapter surveys a hybrid paradigm - Quantum Federated Learning (QFL), which introduces quantum computation, that addresses multiple challenges of classical FL and offers rapid computing capability while keeping the classical orchestration intact. Firstly, we motivate QFL with a concrete presentation on pain points of classical FL, followed by a discussion on a general architecture of QFL frameworks specifying the roles of client and server, communication primitives and the quantum model placement. We classify the existing QFL systems based on four criteria - quantum architecture (pure QFL, hybrid QFL), data processing method (quantum data encoding, quantum feature mapping, and quantum feature selection & dimensionality reduction), network topology (centralized, hierarchial, decentralized), and quantum security mechanisms (quantum key distribution, quantum homomorphic encryption, quantum differential privacy, blind quantum computing). We then describe applications of QFL in healthcare, vehicular networks, wireless networks, and network security, clearly highlighting where QFL improves communication efficiency, security, and performance compared to classical FL. We close with multiple challenges and future works in QFL, including extension of QFL beyond classification tasks, adversarial attacks, realistic hardware deployment, quantum communication protocols deployment, aggregation of different quantum models, and quantum split learning as an alternative to QFL.
How Does Label Noise Gradient Descent Improve Generalization in the Low SNR Regime?
Huang, Wei, Han, Andi, Song, Yujin, Chen, Yilan, Wu, Denny, Zou, Difan, Suzuki, Taiji
The capacity of deep learning models is often large enough to both learn the underlying statistical signal and overfit to noise in the training set. This noise memorization can be harmful especially for data with a low signal-to-noise ratio (SNR), leading to poor generalization. Inspired by prior observations that label noise provides implicit regularization that improves generalization, in this work, we investigate whether introducing label noise to the gradient updates can enhance the test performance of neural network (NN) in the low SNR regime. Specifically, we consider training a two-layer NN with a simple label noise gradient descent (GD) algorithm, in an idealized signal-noise data setting. We prove that adding label noise during training suppresses noise memorization, preventing it from dominating the learning process; consequently, label noise GD enjoys rapid signal growth while the overfitting remains controlled, thereby achieving good generalization despite the low SNR. In contrast, we also show that NN trained with standard GD tends to overfit to noise in the same low SNR setting and establish a non-vanishing lower bound on its test error, thus demonstrating the benefit of introducing label noise in gradient-based training.
Curiosity Meets Cooperation: A Game-Theoretic Approach to Long-Tail Multi-Label Learning
Xiao, Canran, Zhao, Chuangxin, Ke, Zong, Shen, Fei
The per-label distribution is typically long-tailed (Tarekegn et al., 2021; De Alvis and Seneviratne, 2024): head labels dominate while tail labels appear sporadically. This imbalance is exacerbated in MLC because (i) co-occurring labels make resampling risky, and (ii) metrics like mAP favor head labels. As a result, standard optimizers (Ridnik et al., 2021) often learn head-biased boundaries, achieving high scores while failing on tail labels-problematic for safety-critical applications. In practice the per-label sample counts follow a heavy-tailed distribution: a handful of head labels dominate the data, whereas the vast majority of tail labels appear only sporadically, as shown in Figure 1. This long-tail imbalance (Tarekegn et al., 2021; De Alvis and Seneviratne, 2024) is particularly severe in the multi-label regime because (i) multiple labels co-occur within a single instance, so naรฏve resampling can destroy cross-label correlations, and (ii) evaluation metrics such as mAP or micro-F1 are disproportionately influenced by head labels, starving tail classes of gradient signal. Consequently, conventional optimizers (Ridnik et al., 2021) that target average loss or accuracy often learn a head-biased decision boundary, yielding high headline scores while silently failing on the tail-an outcome that is unacceptable in safety-critical or comprehensive retrieval scenarios(Barandas et al., 2024).
DETree: DEtecting Human-AI Collaborative Texts via Tree-Structured Hierarchical Representation Learning
He, Yongxin, Zhang, Shan, Cao, Yixuan, Ma, Lei, Luo, Ping
Detecting AI-involved text is essential for combating misinformation, plagiarism, and academic misconduct. However, AI text generation includes diverse collaborative processes (AI-written text edited by humans, human-written text edited by AI, and AI-generated text refined by other AI), where various or even new LLMs could be involved. Texts generated through these varied processes exhibit complex characteristics, presenting significant challenges for detection. Current methods model these processes rather crudely, primarily employing binary classification (purely human vs. AI-involved) or multi-classification (treating human-AI collaboration as a new class). We observe that representations of texts generated through different processes exhibit inherent clustering relationships. Therefore, we propose DETree, a novel approach that models the relationships among different processes as a Hierarchical Affinity Tree structure, and introduces a specialized loss function that aligns text representations with this tree. To facilitate this learning, we developed RealBench, a comprehensive benchmark dataset that automatically incorporates a wide spectrum of hybrid texts produced through various human-AI collaboration processes. Our method improves performance in hybrid text detection tasks and significantly enhances robustness and generalization in out-of-distribution scenarios, particularly in few-shot learning conditions, further demonstrating the promise of training-based approaches in OOD settings. Our code and dataset are available at https://github.com/heyongxin233/DETree.
DAMSDAN: Distribution-Aware Multi-Source Domain Adaptation Network for Cross-Domain EEG-based Emotion Recognition
Hu, Fo, Wang, Can, Zheng, Qinxu, Yang, Xusheng, Zhou, Bin, Li, Gang, Sun, Yu, Zhang, Wen-an
Significant inter-individual variability limits the generalization of EEG-based emotion recognition under cross-domain settings. We address two core challenges in multi-source adaptation: (1) dynamically modeling distributional heterogeneity across sources and quantifying their relevance to a target to reduce negative transfer; and (2) achieving fine-grained semantic consistency to strengthen class discrimination. We propose a distribution-aware multi-source domain adaptation network (DAMSDAN). DAMSDAN integrates prototype-based constraints with adversarial learning to drive the encoder toward discriminative, domain-invariant emotion representations. A domain-aware source weighting strategy based on maximum mean discrepancy (MMD) dynamically estimates inter-domain shifts and reweights source contributions. In addition, a prototype-guided conditional alignment module with dual pseudo-label interaction enhances pseudo-label reliability and enables category-level, fine-grained alignment, mitigating noise propagation and semantic drift. Experiments on SEED and SEED-IV show average accuracies of 94.86\% and 79.78\% for cross-subject, and 95.12\% and 83.15\% for cross-session protocols. On the large-scale FACED dataset, DAMSDAN achieves 82.88\% (cross-subject). Extensive ablations and interpretability analyses corroborate the effectiveness of the proposed framework for cross-domain EEG-based emotion recognition.
Layer Specialization Underlying Compositional Reasoning in Transformers
Transformers exhibit compositional reasoning on sequences not observed during training, a capability often attributed to in-context learning (ICL) and skill composition. We investigate this phenomenon using the Random Hierarchy Model (RHM), a probabilistic context-free grammar that generates sequences through recursive rule application. Models are trained on subsets of sequences and evaluated across four generalization conditions: memorization, in-distribution generalization, out-of-distribution generalization with the same rules, and cross-layer transfer. Behaviorally, performance improves systematically with task complexity and the number of in-context examples, with out-of-distribution tasks requiring substantially more examples than in-distribution scenarios. Mechanistically, we identify a progressive emergence of layer specialization during training that correlates with generalization performance. Principal component analysis and attention pattern clustering reveal that transformers develop structured, hierarchically organized representations in specialized layers. These results demonstrate that transformers develop modular, interpretable mechanisms supporting compositional reasoning, linking internal algorithmic structure to observed behavioral capabilities.
A Conditional Diffusion Model for Probabilistic Prediction of Battery Capacity Degradation
Li, Hequn, Deng, Zhongwei, Jiang, Chunlin, Ning, Yvxin He andZhansheng
Accurate prediction of lithium-ion battery capacity and its associated uncertainty is essential for reliable battery management but remains challenging due to the stochastic nature of aging. This paper presents a novel method, termed the Condition Diffusion U-Net with Attention (CDUA), which integrates feature engineering and deep learning to address this challenge. The proposed approach employs a diffusion-based generative model for time-series forecasting and incorporates attention mechanisms to enhance predictive performance. Battery capacity is first derived from real-world vehicle operation data. The most relevant features are then identified using the Pearson correlation coefficient and the XGBoost algorithm. These features are used to train the CDUA model, which comprises two core components: (1) a contextual U-Net with self-attention to capture complex temporal dependencies, and (2) a denoising network to reconstruct accurate capacity values from noisy observations. Experimental validation on the real-world vehicle data demonstrates that the proposed CDUA model achieves a relative Mean Absolute Error (MAE) of 0.94% and a relative Root Mean Square Error (RMSE) of 1.14%, with a narrow 95% confidence interval of 3.74% in relative width. These results confirm that CDUA provides both accurate capacity estimation and reliable uncertainty quantification. Comparative experiments further verify its robustness and superior performance over existing mainstream approaches.