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 Statistical Learning




AdRo-FL: Informed and Secure Client Selection for Federated Learning in the Presence of Adversarial Aggregator

arXiv.org Artificial Intelligence

Federated Learning (FL) enables collaborative learning without exposing clients' data. While clients only share model updates with the aggregator, studies reveal that aggregators can infer sensitive information from these updates. Secure Aggregation (SA) protects individual updates during transmission; however, recent work demonstrates a critical vulnerability where adversarial aggregators manipulate client selection to bypass SA protections, constituting a Biased Selection Attack (BSA). Although verifiable random selection prevents BSA, it precludes informed client selection essential for FL performance. We propose Adversarial Robust Federated Learning (AdRo-FL), which simultaneously enables: informed client selection based on client utility, and robust defense against BSA maintaining privacy-preserving aggregation. AdRo-FL implements two client selection frameworks tailored for distinct settings. The first framework assumes clients are grouped into clusters based on mutual trust, such as different branches of an organization. The second framework handles distributed clients where no trust relationships exist between them. For the cluster-oriented setting, we propose a novel defense against BSA by (1) enforcing a minimum client selection quota from each cluster, supervised by a cluster-head in every round, and (2) introducing a client utility function to prioritize efficient clients. For the distributed setting, we design a two-phase selection protocol: first, the aggregator selects the top clients based on our utility-driven ranking; then, a verifiable random function (VRF) ensures a BSA-resistant final selection. AdRo-FL also applies quantization to reduce communication overhead and sets strict transmission deadlines to improve energy efficiency. AdRo-FL achieves up to $1.85\times$ faster time-to-accuracy and up to $1.06\times$ higher final accuracy compared to insecure baselines.


Continuum Dropout for Neural Differential Equations

arXiv.org Machine Learning

Neural Differential Equations (NDEs) excel at modeling continuous-time dynamics, effectively handling challenges such as irregular observations, missing values, and noise. Despite their advantages, NDEs face a fundamental challenge in adopting dropout, a cornerstone of deep learning regularization, making them susceptible to overfitting. To address this research gap, we introduce Continuum Dropout, a universally applicable regularization technique for NDEs built upon the theory of alternating renewal processes. Continuum Dropout formulates the on-off mechanism of dropout as a stochastic process that alternates between active (evolution) and inactive (paused) states in continuous time. This provides a principled approach to prevent overfitting and enhance the generalization capabilities of NDEs. Moreover, Continuum Dropout offers a structured framework to quantify predictive uncertainty via Monte Carlo sampling at test time. Through extensive experiments, we demonstrate that Continuum Dropout outperforms existing regularization methods for NDEs, achieving superior performance on various time series and image classification tasks. It also yields better-calibrated and more trustworthy probability estimates, highlighting its effectiveness for uncertainty-aware modeling.


SmallML: Bayesian Transfer Learning for Small-Data Predictive Analytics

arXiv.org Machine Learning

Small and medium-sized enterprises (SMEs) represent 99.9% of U.S. businesses yet remain systematically excluded from AI due to a mismatch between their operational scale and modern machine learning's data requirements. This paper introduces SmallML, a Bayesian transfer learning framework achieving enterprise-level prediction accuracy with datasets as small as 50-200 observations. We develop a three-layer architecture integrating transfer learning, hierarchical Bayesian modeling, and conformal prediction. Layer 1 extracts informative priors from 22,673 public records using a SHAP-based procedure transferring knowledge from gradient boosting to logistic regression. Layer 2 implements hierarchical pooling across J=5-50 SMEs with adaptive shrinkage, balancing population patterns with entity-specific characteristics. Layer 3 provides conformal sets with finite-sample coverage guarantees P(y in C(x)) >= 1-alpha for distribution-free uncertainty quantification. Validation on customer churn data demonstrates 96.7% +/- 4.2% AUC with 100 observations per business -- a +24.2 point improvement over independent logistic regression (72.5% +/- 8.1%), with p < 0.000001. Conformal prediction achieves 92% empirical coverage at 90% target. Training completes in 33 minutes on standard CPU hardware. By enabling enterprise-grade predictions for 33 million U.S. SMEs previously excluded from machine learning, SmallML addresses a critical gap in AI democratization. Keywords: Bayesian transfer learning, hierarchical models, conformal prediction, small-data analytics, SME machine learning


Motor Imagery Classification Using Feature Fusion of Spatially Weighted Electroencephalography

arXiv.org Artificial Intelligence

A Brain Computer Interface (BCI) connects the human brain to the outside world, providing a direct communication channel. Electroencephalography (EEG) signals are commonly used in BCIs to reflect cognitive patterns related to motor function activities. However, due to the multichannel nature of EEG signals, explicit information processing is crucial to lessen computational complexity in BCI systems. This study proposes an innovative method based on brain region-specific channel selection and multi-domain feature fusion to improve classification accuracy. The novelty of the proposed approach lies in region-based channel selection, where EEG channels are grouped according to their functional relevance to distinct brain regions. By selecting channels based on specific regions involved in motor imagery (MI) tasks, this technique eliminates irrelevant channels, reducing data dimensionality and improving computational efficiency. This also ensures that the extracted features are more reflective of the brain actual activity related to motor tasks. Three distinct feature extraction methods Common Spatial Pattern (CSP), Fuzzy C-means clustering, and Tangent Space Mapping (TSM), are applied to each group of channels based on their brain region. Each method targets different characteristics of the EEG signal: CSP focuses on spatial patterns, Fuzzy C means identifies clusters within the data, and TSM captures non-linear patterns in the signal. The combined feature vector is used to classify motor imagery tasks (left hand, right hand, and right foot) using Support Vector Machine (SVM). The proposed method was validated on publicly available benchmark EEG datasets (IVA and I) from the BCI competition III and IV. The results show that the approach outperforms existing methods, achieving classification accuracies of 90.77% and 84.50% for datasets IVA and I, respectively.


SparseST: Exploiting Data Sparsity in Spatiotemporal Modeling and Prediction

arXiv.org Artificial Intelligence

Spatiotemporal data mining (STDM) has a wide range of applications in various complex physical systems (CPS), i.e., transportation, manufacturing, healthcare, etc. Among all the proposed methods, the Convolutional Long Short-Term Memory (ConvLSTM) has proved to be generalizable and extendable in different applications and has multiple variants achieving state-of-the-art performance in various STDM applications. However, ConvLSTM and its variants are computationally expensive, which makes them inapplicable in edge devices with limited computational resources. With the emerging need for edge computing in CPS, efficient AI is essential to reduce the computational cost while preserving the model performance. Common methods of efficient AI are developed to reduce redundancy in model capacity (i.e., model pruning, compression, etc.). However, spatiotemporal data mining naturally requires extensive model capacity, as the embedded dependencies in spatiotemporal data are complex and hard to capture, which limits the model redundancy. Instead, there is a fairly high level of data and feature redundancy that introduces an unnecessary computational burden, which has been largely overlooked in existing research. Therefore, we developed a novel framework SparseST, that pioneered in exploiting data sparsity to develop an efficient spatiotemporal model. In addition, we explore and approximate the Pareto front between model performance and computational efficiency by designing a multi-objective composite loss function, which provides a practical guide for practitioners to adjust the model according to computational resource constraints and the performance requirements of downstream tasks.


Beyond Means: A Dynamic Framework for Predicting Customer Satisfaction

arXiv.org Artificial Intelligence

Online ratings influence customer decision-making, yet standard aggregation methods, such as the sample mean, fail to adapt to quality changes over time and ignore review heterogeneity (e.g., review sentiment, a review's helpfulness). To address these challenges, we demonstrate the value of using the Gaussian process (GP) framework for rating aggregation. Specifically, we present a tailored GP model that captures the dynamics of ratings over time while additionally accounting for review heterogeneity. Based on 121,123 ratings from Yelp, we compare the predictive power of different rating aggregation methods in predicting future ratings, thereby finding that the GP model is considerably more accurate and reduces the mean absolute error by 10.2% compared to the sample mean. Our findings have important implications for marketing practitioners and customers. By moving beyond means, designers of online reputation systems can display more informative and adaptive aggregated rating scores that are accurate signals of expected customer satisfaction.


Quadratic Term Correction on Heaps' Law

arXiv.org Artificial Intelligence

Heaps' or Herdan's law characterizes the word-type vs. word-token relation by a power-law function, which is concave in linear-linear scale but a straight line in log-log scale. However, it has been observed that even in log-log scale, the type-token curve is still slightly concave, invalidating the power-law relation. At the next-order approximation, we have shown, by twenty English novels or writings (some are translated from another language to English), that quadratic functions in log-log scale fit the type-token data perfectly. Regression analyses of log(type)-log(token) data with both a linear and quadratic term consistently lead to a linear coefficient of slightly larger than 1, and a quadratic coefficient around -0.02. Using the ``random drawing colored ball from the bag with replacement" model, we have shown that the curvature of the log-log scale is identical to a ``pseudo-variance" which is negative. Although a pseudo-variance calculation may encounter numeric instability when the number of tokens is large, due to the large values of pseudo-weights, this formalism provides a rough estimation of the curvature when the number of tokens is small.


A Method for Characterizing Disease Progression from Acute Kidney Injury to Chronic Kidney Disease

arXiv.org Artificial Intelligence

Patients with acute kidney injury (AKI) are at high risk of developing chronic kidney disease (CKD), but identifying those at greatest risk remains challenging. We used electronic health record (EHR) data to dynamically track AKI patients' clinical evolution and characterize AKI-to-CKD progression. Post-AKI clinical states were identified by clustering patient vectors derived from longitudinal medical codes and creatinine measurements. Transition probabilities between states and progression to CKD were estimated using multi-state modeling. After identifying common post-AKI trajectories, CKD risk factors in AKI subpopulations were identified through survival analysis. Of 20,699 patients with AKI at admission, 3,491 (17%) developed CKD. We identified fifteen distinct post-AKI states, each with different probabilities of CKD development. Most patients (75%, n=15,607) remained in a single state or made only one transition during the study period. Both established (e.g., AKI severity, diabetes, hypertension, heart failure, liver disease) and novel CKD risk factors, with their impact varying across these clinical states. This study demonstrates a data-driven approach for identifying high-risk AKI patients, supporting the development of decision-support tools for early CKD detection and intervention.