Reinforcement Learning
Robotic Skill Diversification via Active Mutation of Reward Functions in Reinforcement Learning During a Liquid Pouring Task
van Buuren, Jannick, Giglio, Roberto, Roveda, Loris, Peternel, Luka
This paper explores how deliberate mutations of reward function in reinforcement learning can produce diversified skill variations in robotic manipulation tasks, examined with a liquid pouring use case. To this end, we developed a new reward function mutation framework that is based on applying Gaussian noise to the weights of the different terms in the reward function. Inspired by the cost-benefit tradeoff model from human motor control, we designed the reward function with the following key terms: accuracy, time, and effort. The study was performed in a simulation environment created in NVIDIA Isaac Sim, and the setup included Franka Emika Panda robotic arm holding a glass with a liquid that needed to be poured into a container. The reinforcement learning algorithm was based on Proximal Policy Optimization. We systematically explored how different configurations of mutated weights in the rewards function would affect the learned policy. The resulting policies exhibit a wide range of behaviours: from variations in execution of the originally intended pouring task to novel skills useful for unexpected tasks, such as container rim cleaning, liquid mixing, and watering. This approach offers promising directions for robotic systems to perform diversified learning of specific tasks, while also potentially deriving meaningful skills for future tasks.
Diffusion Policies with Offline and Inverse Reinforcement Learning for Promoting Physical Activity in Older Adults Using Wearable Sensors
Liu, Chang, Thiamwong, Ladda, Fu, Yanjie, Xie, Rui
Utilizing offline reinforcement learning (RL) with real-world clinical data is getting increasing attention in AI for healthcare. However, implementation poses significant challenges. Defining direct rewards is difficult, and inverse RL (IRL) struggles to infer accurate reward functions from expert behavior in complex environments. Offline RL also encounters challenges in aligning learned policies with observed human behavior in healthcare applications. To address challenges in applying offline RL to physical activity promotion for older adults at high risk of falls, based on wearable sensor activity monitoring, we introduce Kolmogorov-Arnold Networks and Diffusion Policies for Offline Inverse Reinforcement Learning (KANDI). By leveraging the flexible function approximation in Kolmogorov-Arnold Networks, we estimate reward functions by learning free-living environment behavior from low-fall-risk older adults (experts), while diffusion-based policies within an Actor-Critic framework provide a generative approach for action refinement and efficiency in offline RL. We evaluate KANDI using wearable activity monitoring data in a two-arm clinical trial from our Physio-feedback Exercise Program (PEER) study, emphasizing its practical application in a fall-risk intervention program to promote physical activity among older adults. Additionally, KANDI outperforms state-of-the-art methods on the D4RL benchmark. These results underscore KANDI's potential to address key challenges in offline RL for healthcare applications, offering an effective solution for activity promotion intervention strategies in healthcare.
DSFT: Inspiring Diffusion Large Language Models to Comprehend Mathematical and Logical Patterns
Diffusion large language models (dLLMs) have emerged as a new architecture following auto regressive models. Their denoising process offers a powerful generative advantage, but they present significant challenges in learning and understanding numerically sensitive mathematical and order-sensitive logical tasks. Current training methods, including pre-training, fine-tuning, and reinforcement learning, focus primarily on improving general knowledge retention and reasoning abilities, but lack a comprehensive understanding of mathematical and logical patterns. We propose DSFT, a simple yet effective Diffusion SFT strategy, by adjusting the masking strategy and loss function, guiding models to understand mathematical and logical patterns. This strategy can be flexibly combined with pre-training, reinforcement learning, and other training methods. Validated on models such as LLaDA and Dream series, we prove that DSFT on small-scale data can achieve improvements of 5-10% and approximately 2% on mathematical and logical problems, respectively. This inspiring masking approach offers insights for future learning of specific patterns, which can be easily and efficiently combined with other training methods and applied to various dLLMs. Our code is publicly available at https://anonymous.4open.science/r/DSFT-0FFB/
NurseSchedRL: Attention-Guided Reinforcement Learning for Nurse-Patient Assignment
Healthcare systems face increasing pressure to allocate limited nursing resources efficiently while accounting for skill heterogeneity, patient acuity, staff fatigue, and continuity of care. Traditional optimization and heuristic scheduling methods struggle to capture these dynamic, multi-constraint environments. I propose NurseSchedRL, a reinforcement learning framework for nurse-patient assignment that integrates structured state encoding, constrained action masking, and attention-based representations of skills, fatigue, and geographical context. NurseSchedRL uses Proximal Policy Optimization (PPO) with feasibility masks to ensure assignments respect real-world constraints, while dynamically adapting to patient arrivals and varying nurse availability. In simulation with realistic nurse and patient data, NurseSchedRL achieves improved scheduling efficiency, better alignment of skills to patient needs, and reduced fatigue compared to baseline heuristic and unconstrained RL approaches. These results highlight the potential of reinforcement learning for decision support in complex, high-stakes healthcare workforce management.
Near-Optimal Sample Complexity Bounds for Constrained Average-Reward MDPs
Wei, Yukuan, Li, Xudong, Yang, Lin F.
Recent advances have significantly improved our understanding of the sample complexity of learning in average-reward Markov decision processes (AMDPs) under the generative model. However, much less is known about the constrained average-reward MDP (CAMDP), where policies must satisfy long-run average constraints. In this work, we address this gap by studying the sample complexity of learning an $ฮต$-optimal policy in CAMDPs under a generative model. We propose a model-based algorithm that operates under two settings: (i) relaxed feasibility, which allows small constraint violations, and (ii) strict feasibility, where the output policy satisfies the constraint. We show that our algorithm achieves sample complexities of $\tilde{O}\left(\frac{S A (B+H)}{ ฮต^2}\right)$ and $\tilde{O} \left(\frac{S A (B+H)}{ฮต^2 ฮถ^2} \right)$ under the relaxed and strict feasibility settings, respectively. Here, $ฮถ$ is the Slater constant indicating the size of the feasible region, $H$ is the span bound of the bias function, and $B$ is the transient time bound. Moreover, a matching lower bound of $\tildeฮฉ\left(\frac{S A (B+H)}{ ฮต^2ฮถ^2}\right)$ for the strict feasibility case is established, thus providing the first minimax-optimal bounds for CAMDPs. Our results close the theoretical gap in understanding the complexity of constrained average-reward MDPs.
Benchmarking Offline Reinforcement Learning for Emotion-Adaptive Social Robotics
Chu, Soon Jynn, Gottumukkala, Raju, Barhorst, Alan
The ability of social robots to respond to human emotions is crucial for building trust and acceptance in human-robot collaborative environments. However, developing such capabilities through online reinforcement learning is sometimes impractical due to the prohibitive cost of data collection and the risk of generating unsafe behaviors. In this paper, we study the use of offline reinforcement learning as a practical and efficient alternative. This technique uses pre-collected data to enable emotion-adaptive social robots. We present a system architecture that integrates multimodal sensing and recognition, decision-making, and adaptive responses. Using a limited dataset from a human-robot game-playing scenario, we establish a benchmark for comparing offline reinforcement learning algorithms that do not require an online environment. Our results show that BCQ and CQL are more robust to data sparsity, achieving higher state-action values compared to NFQ, DQN, and DDQN. This work establishes a foundation for benchmarking offline RL in emotion-adaptive robotics and informs future deployment in real-world HRI. Our findings provide empirical insight into the performance of offline reinforcement learning algorithms in data-constrained HRI. This work establishes a foundation for benchmarking offline RL in emotion-adaptive robotics and informs its future deployment in real-world HRI, such as in conversational agents, educational partners, and personal assistants, require reliable emotional responsiveness.
On the Limits of Tabular Hardness Metrics for Deep RL: A Study with the Pharos Benchmark
Conserva, Michelangelo, Sasso, Remo, Rauber, Paulo
Principled evaluation is critical for progress in deep reinforcement learning (RL), yet it lags behind the theory-driven benchmarks of tabular RL. While tabular settings benefit from well-understood hardness measures like MDP diameter and suboptimality gaps, deep RL benchmarks are often chosen based on intuition and popularity. This raises a critical question: can tabular hardness metrics be adapted to guide non-tabular benchmarking? We investigate this question and reveal a fundamental gap. Our primary contribution is demonstrating that the difficulty of non-tabular environments is dominated by a factor that tabular metrics ignore: representation hardness. The same underlying MDP can pose vastly different challenges depending on whether the agent receives state vectors or pixel-based observations. To enable this analysis, we introduce \texttt{pharos}, a new open-source library for principled RL benchmarking that allows for systematic control over both environment structure and agent representations. Our extensive case study using \texttt{pharos} shows that while tabular metrics offer some insight, they are poor predictors of deep RL agent performance on their own. This work highlights the urgent need for new, representation-aware hardness measures and positions \texttt{pharos} as a key tool for developing them.
Test-Time Learning and Inference-Time Deliberation for Efficiency-First Offline Reinforcement Learning in Care Coordination and Population Health Management
Basu, Sanjay, Patel, Sadiq Y., Sheth, Parth, Muralidharan, Bhairavi, Elamaran, Namrata, Kinra, Aakriti, Batniji, Rajaie
Care coordination and population health management (PHM) are core functions of health systems and community partners, impacting large numbers of Americans enrolled in Medicaid and other safety-net programs. These efforts aim to proactively identify needs, prioritize outreach, and escalate appropriately, all within finite staffing and budget constraints. While outreach modalities (text, phone, video, in-person) carry low clinical risk, their time and opportunity costs vary significantly, making efficiency a primary design goal. In practice, the central operational question is when to deploy expensive in-person outreach versus efficient virtual modalities to maximize value and equity under capacity constraints. These decisions must be made in strictly offline settings, where policies are learned from logged data without exploration at deployment [1]. Classical approaches include constrained Markov decision processes [2], risk-sensitive objectives, and conservative offline RL (e.g., CQL/IQL) [3, 4]. Conformal prediction can provide calibrated error control [5, 6]; ensembles provide practical uncertainty quantification [7]; and decision-time computation is common in control [8]. In health services research and health economic evaluation, cost-effectiveness and cost-benefit analyses (CEA/CBA) guide program-level choices [9-12], but they are not designed for per-patient, per-decision recommendations that adapt to granular state features and logged behavior constraints. 1
Deep Reinforcement Learning in Factor Investment
Deep reinforcement learning (DRL) has shown promise in trade execution, yet its use in low-frequency factor portfolio construction remains under-explored. A key obstacle is the high-dimensional, unbalanced state space created by stocks that enter and exit the in-vestable universe. We introduce Conditional Auto-encoded Factor-based Portfolio Optimisation (CAFPO), which compresses stock-level returns into a small set of latent factors conditioned on 94 firm-specific characteristics. The factors feed a DRL agent--implemented with both PPO and DDPG--to generate continuous long-short weights. On 20 years of U.S. equity data (2000-2020), CAFPO outperforms equal-weight, value-weight, Markowitz (historical & factor), vanilla DRL, and Fama-French-driven DRL, delivering a 24.6% compound return and a Sharpe ratio of 0.94 out of sample. SHAP analysis further reveals economically intuitive factor attributions. Our results demonstrate that factor-aware representation learning can make DRL practical for institutional, low-turnover portfolio management.
Rectified Robust Policy Optimization for Model-Uncertain Constrained Reinforcement Learning without Strong Duality
Ma, Shaocong, Chen, Ziyi, Zhou, Yi, Huang, Heng
The goal of robust constrained reinforcement learning (RL) is to optimize an agent's performance under the worst-case model uncertainty while satisfying safety or resource constraints. In this paper, we demonstrate that strong duality does not generally hold in robust constrained RL, indicating that traditional primal-dual methods may fail to find optimal feasible policies. To overcome this limitation, we propose a novel primal-only algorithm called Rectified Robust Policy Optimization (RRPO), which operates directly on the primal problem without relying on dual formulations. We provide theoretical convergence guarantees under mild regularity assumptions, showing convergence to an approximately optimal feasible policy with iteration complexity matching the best-known lower bound when the uncertainty set diameter is controlled in a specific level. Empirical results in a grid-world environment validate the effectiveness of our approach, demonstrating that RRPO achieves robust and safe performance under model uncertainties while the non-robust method can violate the worst-case safety constraints.