Reinforcement Learning
Generalized Fitted Q-Iteration with Clustered Data
Hu, Liyuan, Wang, Jitao, Wu, Zhenke, Shi, Chengchun
This paper focuses on reinforcement learning (RL) with clustered data, which is commonly encountered in healthcare applications. We propose a generalized fitted Q-iteration (FQI) algorithm that incorporates generalized estimating equations into policy learning to handle the intra-cluster correlations. Theoretically, we demonstrate (i) the optimalities of our Q-function and policy estimators when the correlation structure is correctly specified, and (ii) their consistencies when the structure is mis-specified. Empirically, through simulations and analyses of a mobile health dataset, we find the proposed generalized FQI achieves, on average, a half reduction in regret compared to the standard FQI.
Distributed Area Coverage with High Altitude Balloons Using Multi-Agent Reinforcement Learning
Haroon, Adam, Schuler, Tristan
High Altitude Balloons (HABs) can leverage stratospheric wind layers for limited horizontal control, enabling applications in reconnaissance, environmental monitoring, and communications networks. Existing multi-agent HAB coordination approaches use deterministic methods like Voronoi partitioning and extremum seeking control for large global constellations, which perform poorly for smaller teams and localized missions. While single-agent HAB control using reinforcement learning has been demonstrated on HABs, coordinated multi-agent reinforcement learning (MARL) has not yet been investigated. This work presents the first systematic application of multi-agent reinforcement learning (MARL) to HAB coordination for distributed area coverage. We extend our previously developed reinforcement learning simulation environment (RLHAB) to support cooperative multi-agent learning, enabling multiple agents to operate simultaneously in realistic atmospheric conditions. We adapt QMIX for HAB area coverage coordination, leveraging Centralized Training with Decentralized Execution to address atmospheric vehicle coordination challenges. Our approach employs specialized observation spaces providing individual state, environmental context, and teammate data, with hierarchical rewards prioritizing coverage while encouraging spatial distribution. We demonstrate that QMIX achieves similar performance to the theoretically optimal geometric deterministic method for distributed area coverage, validating the MARL approach and providing a foundation for more complex autonomous multi-HAB missions where deterministic methods become intractable.
Dissecting Larval Zebrafish Hunting using Deep Reinforcement Learning Trained RNN Agents
Malik, Raaghav, Singh, Satpreet H., Johnson-Yu, Sonja, Wu, Nathan, Harpaz, Roy, Engert, Florian, Rajan, Kanaka
Larval zebrafish hunting provides a tractable setting to study how ecological and energetic constraints shape adaptive behavior in both biological brains and artificial agents. Here we develop a minimal agent-based model, training recurrent policies with deep reinforcement learning in a bout-based zebrafish simulator. Despite its simplicity, the model reproduces hallmark hunting behaviors -- including eye vergence-linked pursuit, speed modulation, and stereotyped approach trajectories -- that closely match real larval zebrafish. Quantitative trajectory analyses show that pursuit bouts systematically reduce prey angle by roughly half before strike, consistent with measurements. Virtual experiments and parameter sweeps vary ecological and energetic constraints, bout kinematics (coupled vs. uncoupled turns and forward motion), and environmental factors such as food density, food speed, and vergence limits. These manipulations reveal how constraints and environments shape pursuit dynamics, strike success, and abort rates, yielding falsifiable predictions for neuroscience experiments. These sweeps identify a compact set of constraints -- binocular sensing, the coupling of forward speed and turning in bout kinematics, and modest energetic costs on locomotion and vergence -- that are sufficient for zebrafish-like hunting to emerge. Strikingly, these behaviors arise in minimal agents without detailed biomechanics, fluid dynamics, circuit realism, or imitation learning from real zebrafish data. Taken together, this work provides a normative account of zebrafish hunting as the optimal balance between energetic cost and sensory benefit, highlighting the trade-offs that structure vergence and trajectory dynamics. We establish a virtual lab that narrows the experimental search space and generates falsifiable predictions about behavior and neural coding.
Optimising Battery Energy Storage System Trading via Energy Market Operator Price Forecast
In electricity markets around the world, the ability to anticipate price movements with precision can be the difference between profit and loss, especially for fast-acting assets like battery energy storage systems (BESS). As grid volatility increases due to renewables and market decentralisation, operators and forecasters alike face growing pressure to transform prediction into strategy. Yet while forecast data is abundant, especially in advanced markets like Australia's National Electricity Market (NEM), its practical value in driving real-world BESS trading decisions remains largely unexplored. This thesis dives into that gap. This work addresses a key research question: Can the accuracy of the Australian Energy Market Operator (AEMO) energy price forecasts be systematically leveraged to develop a reliable and profitable battery energy storage system trading algorithm? Despite the availability of AEMO price forecasts, no existing framework evaluates their reliability or incorporates them into practical BESS trading strategies. By analysing patterns in forecast accuracy based on time of day, forecast horizon, and regional variations, this project creates a novel, forecast-informed BESS trading model to optimise arbitrage financial returns. The performance of this forecast-driven algorithm is benchmarked against a basic trading algorithm with no knowledge of forecast data. The study further explores the potential of machine learning techniques to predict future energy prices by enhancing AEMO forecasts to govern a more advanced trading strategy. The research outcomes will inform future improvements in energy market trading models and promote more efficient BESS integration into market operations.
In-Vivo Training for Deep Brain Stimulation
Carter, Nicholas, Gupta, Arkaprava, Ganguli, Prateek, Dietrich, Benedikt, Krishna, Vibhor, Chakraborty, Samarjit
Abstract--Deep Brain Stimulation (DBS) is a highly effective treatment for Parkinson's Disease (PD). Recent research uses reinforcement learning (RL) for DBS, with RL agents modulating the stimulation frequency and amplitude. But, these models rely on biomarkers that are not measurable in patients and are only present in brain-on-chip (BoC) simulations. In this work, we present an RL-based DBS approach that adapts these stimulation parameters according to brain activity measurable in vivo. Using a TD3 based RL agent trained on a model of the basal ganglia region of the brain, we see a greater suppression of biomarkers correlated with PD severity, compared to modern clinical DBS implementations. Our agent outperforms the standard clinical approaches in suppressing PD biomarkers while relying on information that can be measured in a real world environment, thereby opening up the possibility of training personalized RL agents specific to individual patient needs.
Learning to Act Through Contact: A Unified View of Multi-Task Robot Learning
We present a unified framework for multi-task locomotion and manipulation policy learning grounded in a contact-explicit representation. Instead of designing different policies for different tasks, our approach unifies the definition of a task through a sequence of contact goals-desired contact positions, timings, and active end-effectors. This enables leveraging the shared structure across diverse contact-rich tasks, leading to a single policy that can perform a wide range of tasks. In particular, we train a goal-conditioned reinforcement learning (RL) policy to realise given contact plans. We validate our framework on multiple robotic embodiments and tasks: a quadruped performing multiple gaits, a humanoid performing multiple biped and quadrupedal gaits, and a humanoid executing different bimanual object manipulation tasks. Each of these scenarios is controlled by a single policy trained to execute different tasks grounded in contacts, demonstrating versatile and robust behaviours across morphologically distinct systems. Our results show that explicit contact reasoning significantly improves generalisation to unseen scenarios, positioning contact-explicit policy learning as a promising foundation for scalable loco-manipulation.
Deep Reinforcement Learning for Multi-Agent Coordination
We address the challenge of coordinating multiple robots in narrow and confined environments, where congestion and interference often hinder collective task performance. Drawing inspiration from insect colonies, which achieve robust coordination through stigmergy -- modifying and interpreting environmental traces -- we propose a Stigmergic Multi-Agent Deep Reinforcement Learning (S-MADRL) framework that leverages virtual pheromones to model local and social interactions, enabling decentralized emergent coordination without explicit communication. To overcome the convergence and scalability limitations of existing algorithms such as MADQN, MADDPG, and MAPPO, we leverage curriculum learning, which decomposes complex tasks into progressively harder sub-problems. Simulation results show that our framework achieves the most effective coordination of up to eight agents, where robots self-organize into asymmetric workload distributions that reduce congestion and modulate group performance. This emergent behavior, analogous to strategies observed in nature, demonstrates a scalable solution for decentralized multi-agent coordination in crowded environments with communication constraints.
RAPID: An Efficient Reinforcement Learning Algorithm for Small Language Models
Huang, Lianghuan, Anupam, Sagnik, Lee, Insup, Li, Shuo, Bastani, Osbert
Reinforcement learning (RL) has emerged as a promising strategy for finetuning small language models (SLMs) to solve targeted tasks such as math and coding. However, RL algorithms tend to be resource-intensive, taking a significant amount of time to train. We propose RAPID, a novel RL algorithm that can substantially reduce the running time of RL. Our key insight is that RL tends to be costly due to the need to perform both inference and backpropagation during training. To maximize use of computational resources, our algorithm performs inference in large batches, and then performs off-policy policy gradient updates in mini-batches. For off-policy updates, we incorporate group advantage estimation into the policy gradient algorithm, and derive an importance weighted estimator to correct for the bias arising from off-policy learning. Our experiments demonstrate that our algorithm can reduce running time by 11%-34% on three benchmarks compared to state-of-the-art RL algorithms while maintaining similar or better accuracy.
Learning Pareto-Optimal Pandemic Intervention Policies with MORL
The COVID-19 pandemic underscored a critical need for intervention strategies that balance disease containment with socioeconomic stability. We approach this challenge by designing a framework for modeling and evaluating disease-spread prevention strategies. Our framework leverages multi-objective reinforcement learning (MORL) - a formulation necessitated by competing objectives - combined with a new stochastic differential equation (SDE) pandemic simulator, calibrated and validated against global COVID-19 data. Our simulator reproduces national-scale pandemic dynamics with orders of magnitude higher fidelity than other models commonly used in reinforcement learning (RL) approaches to pandemic intervention. Training a Pareto-Conditioned Network (PCN) agent on this simulator, we illustrate the direct policy trade-offs between epidemiological control and economic stability for COVID-19. Furthermore, we demonstrate the framework's generality by extending it to pathogens with different epidemiological profiles, such as polio and influenza, and show how these profiles lead the agent to discover fundamentally different intervention policies. To ground our work in contemporary policymaking challenges, we apply the model to measles outbreaks, quantifying how a modest 5% drop in vaccination coverage necessitates significantly more stringent and costly interventions to curb disease spread. This work provides a robust and adaptable framework to support transparent, evidence-based policymaking for mitigating public health crises.
Constant in an Ever-Changing World
Wu, Andy, Lin, Chun-Cheng, Huang, Yuehua, Liaw, Rung-Tzuo
The training process of reinforcement learning often suffers from severe oscillations, leading to instability and degraded performance. In this paper, we propose a Constant in an Ever-Changing World (CIC) framework that enhances algorithmic stability to improve performance. CIC maintains both a representative policy and a current policy. Instead of updating the representative policy blindly, CIC selectively updates it only when the current policy demonstrates superiority. Furthermore, CIC employs an adaptive adjustment mechanism, enabling the representative and current policies to jointly facilitate critic training. We evaluate CIC on five MuJoCo environments, and the results show that CIC improves the performance of conventional algorithms without incurring additional computational cost.