Goto

Collaborating Authors

 Reinforcement Learning


Reinforcement Learning with Adaptive Regularization for Safe Control of Critical Systems

Neural Information Processing Systems

Reinforcement Learning (RL) is a powerful method for controlling dynamic systems, but its learning mechanism can lead to unpredictable actions that undermine the safety of critical systems. Here, we propose RL with Adaptive Regularization (RL-AR), an algorithm that enables safe RL exploration by combining the RL policy with a policy regularizer that hard-codes the safety constraints. RL-AR performs policy combination via a "focus module," which determines the appropriate combination depending on the state--relying more on the safe policy regularizer for less-exploited states while allowing unbiased convergence for well-exploited states. In a series of critical control applications, we demonstrate that RL-AR not only ensures safety during training but also achieves a return competitive with the standards of model-free RL that disregards safety.







Deep Policy Gradient Methods Without Batch Updates, Target Networks, or Replay Buffers

Neural Information Processing Systems

We show that these methods fail catastrophically when limited to small replay buffers or during incremental learning, where updates only use the most recent sample without batch updates or a replay buffer.


Occupancy-based Policy Gradient: Estimation, Convergence, and Optimality

Neural Information Processing Systems

Occupancy functions play an instrumental role in reinforcement learning (RL) for guiding exploration, handling distribution shift, and optimizing general objectives beyond the expected return. Y et, computationally efficient policy optimization methods that use (only) occupancy functions are virtually non-existent. In this paper, we establish the theoretical foundations of model-free policy gradient (PG) methods that compute the gradient through the occupancy for both online and offline RL, without modeling value functions. Our algorithms reduce gradient estimation to squared-loss regression and are computationally oracle-efficient. We characterize the sample complexities of both local and global convergence, accounting for both finite-sample estimation error and the roles of exploration (online) and data coverage (offline). Occupancy-based PG naturally handles arbitrary offline data distributions, and, with one-line algorithmic changes, can be adapted to optimize any differentiable objective functional.



Approximate Value Equivalence

Neural Information Processing Systems

This gives rise to a rich collection of topological relationships and conditions under which VE models are optimal for planning. Despite this effort, relatively little is known about the planning performance of models that fail to satisfy these conditions.