Deep Learning
Playing Atari Space Invaders with Sparse Cosine Optimized Policy Evolution
O'Connor, Jim, Nash, Jay B., Gezgin, Derin, Parker, Gary B.
Evolutionary approaches have previously been shown to be effective learning methods for a diverse set of domains. However, the domain of game-playing poses a particular challenge for evolutionary methods due to the inherently large state space of video games. As the size of the input state expands, the size of the policy must also increase in order to effectively learn the temporal patterns in the game space. Consequently, a larger policy must contain more trainable parameters, exponentially increasing the size of the search space. Any increase in search space is highly problematic for evolutionary methods, as increasing the number of trainable parameters is inversely correlated with convergence speed. To reduce the size of the input space while maintaining a meaningful representation of the original space, we introduce Sparse Cosine Optimized Policy Evolution (SCOPE). SCOPE utilizes the Discrete Cosine Transform (DCT) as a pseudo attention mechanism, transforming an input state into a coefficient matrix. By truncating and applying sparsification to this matrix, we reduce the dimensionality of the input space while retaining the highest energy features of the original input. We demonstrate the effectiveness of SCOPE as the policy for the Atari game Space Invaders. In this task, SCOPE with CMA-ES outperforms evolutionary methods that consider an unmodified input state, such as OpenAI-ES and HyperNEAT. SCOPE also outperforms simple reinforcement learning methods, such as DQN and A3C. SCOPE achieves this result through reducing the input size by 53% from 33,600 to 15,625 then using a bilinear affine mapping of sparse DCT coefficients to policy actions learned by the CMA-ES algorithm.
VISOR: Visual Input-based Steering for Output Redirection in Vision-Language Models
Phute, Mansi, Balakrishnan, Ravikumar
Vision Language Models (VLMs) are increasingly being used in a broad range of applications, bringing their security and behavioral control to the forefront. While existing approaches for behavioral control or output redirection, like system prompting in VLMs, are easily detectable and often ineffective, activation-based steering vectors require invasive runtime access to model internals--incompatible with API-based services and closed-source deployments. We introduce VISOR (Visual Input-based Steering for Output Redirection), a novel method that achieves sophisticated behavioral control through optimized visual inputs alone. By crafting universal steering images that induce target activation patterns, VISOR enables practical deployment across all VLM serving modalities while remaining imperceptible compared to explicit textual instructions. We validate VISOR on LLaVA-1.5-7B across three critical alignment tasks: refusal, sycophancy and survival instinct. A single 150KB steering image matches steering vector performance within 1-2% for positive behavioral shifts while dramatically exceeding it for negative steering--achieving up to 25% shifts from baseline compared to steering vectors' modest changes. Unlike system prompting (3-4% shifts), VISOR provides robust bidirectional control while maintaining 99.9% performance on 14,000 unrelated MMLU tasks. Beyond eliminating runtime overhead and model access requirements, VISOR exposes a critical security vulnerability: adversaries can achieve sophisticated behavioral manipulation through visual channels alone, bypassing text-based defenses. Our work fundamentally re-imagines multimodal model control and highlights the urgent need for defenses against visual steering attacks.
Using LLMs to Capture Users' Temporal Context for Recommendation
Sabouri, Milad, Mansoury, Masoud, Lin, Kun, Mobasher, Bamshad
Effective recommender systems demand dynamic user understanding, especially in complex, evolving environments. Traditional user profiling often fails to capture the nuanced, temporal contextual factors of user preferences, such as transient short-term interests and enduring long-term tastes. This paper presents an assessment of Large Language Models (LLMs) for generating semantically rich, time-aware user profiles. We do not propose a novel end-to-end recommendation architecture; instead, the core contribution is a systematic investigation into the degree of LLM effectiveness in capturing the dynamics of user context by disentangling short-term and long-term preferences. This approach, framing temporal preferences as dynamic user contexts for recommendations, adaptively fuses these distinct contextual components into comprehensive user embeddings. The evaluation across Movies&TV and Video Games domains suggests that while LLM-generated profiles offer semantic depth and temporal structure, their effectiveness for context-aware recommendations is notably contingent on the richness of user interaction histories. Significant gains are observed in dense domains (e.g., Movies&TV), whereas improvements are less pronounced in sparse environments (e.g., Video Games). This work highlights LLMs' nuanced potential in enhancing user profiling for adaptive, context-aware recommendations, emphasizing the critical role of dataset characteristics for practical applicability.
Steerable Pluralism: Pluralistic Alignment via Few-Shot Comparative Regression
Adams, Jadie, Hu, Brian, Veenhuis, Emily, Joy, David, Ravichandran, Bharadwaj, Bray, Aaron, Hoogs, Anthony, Basharat, Arslan
Large language models (LLMs) are currently aligned using techniques such as reinforcement learning from human feedback (RLHF). However, these methods use scalar rewards that can only reflect user preferences on average . Pluralistic alignment instead seeks to capture diverse user preferences across a set of attributes, moving beyond just helpfulness and harmlessness. Toward this end, we propose a steerable pluralistic model based on few-shot comparative regression that can adapt to individual user preferences. Our approach leverages in-context learning and reasoning, grounded in a set of fine-grained attributes, to compare response options and make aligned choices. To evaluate our algorithm, we also propose two new steerable pluralistic benchmarks by adapting the Moral Integrity Corpus (MIC) and the HelpSteer2 datasets, demonstrating the applicability of our approach to value-aligned decision-making and reward modeling, respectively. Our few-shot comparative regression approach is interpretable and compatible with different attributes and LLMs, while outperforming multiple baseline and state-of-the-art methods. Our work provides new insights and research directions in pluralistic alignment, enabling a more fair and representative use of LLMs and advancing the state-of-the-art in ethical AI.
Momentum Point-Perplexity Mechanics in Large Language Models
Tomaz, Lorenzo, Rosenblatt, Judd, Jones, Thomas Berry, de Lucena, Diogo Schwerz
We take a physics-based approach to studying how the internal hidden states of large language models change from token to token during inference. Across 20 open-source transformer models (135M-3B parameters), we find that a quantity combining the rate of change in hidden states and the model's next-token certainty, analogous to energy in physics, remains nearly constant. Random-weight models conserve this "energy" more tightly than pre-trained ones, while training shifts models into a faster, more decisive regime with greater variability. Using this "log-Lagrangian" view, we derive a control method called Jacobian steering, which perturbs hidden states in the minimal way needed to favor a target token. This approach maintained near-constant energy in two tested models and produced continuations rated higher in semantic quality than the models' natural outputs. Viewing transformers through this mechanics lens offers a principled basis for interpretability, anomaly detection, and low-risk steering. This could help make powerful models more predictable and aligned with human intent.
Beyond Ordinal Preferences: Why Alignment Needs Cardinal Human Feedback
Whitfill, Parker, Slocum, Stewy
Alignment techniques for LLMs rely on optimizing preference-based objectives -- where these preferences are typically elicited as ordinal, binary choices between responses. Recent work has focused on improving label quality or mitigating particular biases, but we identify a more fundamental limitation: these methods collect the wrong kind of data. We prove an impossibility result: no algorithm relying solely on ordinal comparisons can systematically recover the most preferred model. Intuitively, ordinal data lacks the information needed to resolve tradeoffs -- e.g., fixing a factual error on one prompt versus improving style on another. We show that selecting the optimal model requires recovering preferences over \emph{models} (rather than just responses), which can only be identified given cardinal feedback about response quality. To address this, we collect and publicly release a dataset of 25,000 cardinal judgments using willingness-to-pay elicitations, a well-established tool from experimental economics. Empirically, we find that incorporating cardinal feedback into preference fine-tuning allows models to prioritize high-impact improvements and outperform ordinal-only methods on downstream benchmarks, such as Arena-Hard.
Sparse Partial Optimal Transport via Quadratic Regularization
Tran, Khang, Nguyen, Khoa, Nguyen, Anh, Huynh, Thong, Pham, Son, Nguyen-Dang, Sy-Hoang, Pham, Manh, Vo, Bang, Tran, Mai Ngoc, Tran, Mai Ngoc, Luong, Dung
Partial Optimal Transport (POT) has recently emerged as a central tool in various Machine Learning (ML) applications. It lifts the stringent assumption of the conventional Optimal Transport (OT) that input measures are of equal masses, which is often not guaranteed in real-world datasets, and thus offers greater flexibility by permitting transport between unbalanced input measures. Nevertheless, existing major solvers for POT commonly rely on entropic regularization for acceleration and thus return dense transport plans, hindering the adoption of POT in various applications that favor sparsity. In this paper, as an alternative approach to the entropic POT formulation in the literature, we propose a novel formulation of POT with quadratic regularization, hence termed quadratic regularized POT (QPOT), which induces sparsity to the transport plan and consequently facilitates the adoption of POT in many applications with sparsity requirements. Extensive experiments on synthetic and CIFAR-10 datasets, as well as real-world applications such as color transfer and domain adaptations, consistently demonstrate the improved sparsity and favorable performance of our proposed QPOT formulation.
Empowering Children to Create AI-Enabled Augmented Reality Experiences
Zhang, Lei, Zhou, Shuyao, Liaqat, Amna, Mak, Tinney, Berengard, Brian, Qian, Emily, Monroy-Hernรกndez, Andrรฉs
Despite their potential to enhance children's learning experiences, AI-enabled AR technologies are predominantly used in ways that position children as consumers rather than creators. We introduce Capybara, an AR-based and AI-powered visual programming environment that empowers children to create, customize, and program 3D characters overlaid onto the physical world. Capybara enables children to create virtual characters and accessories using text-to-3D generative AI models, and to animate these characters through auto-rigging and body tracking. In addition, our system employs vision-based AI models to recognize physical objects, allowing children to program interactive behaviors between virtual characters and their physical surroundings. We demonstrate the expressiveness of Capybara through a set of novel AR experiences. We conducted user studies with 20 children in the United States and Argentina. Our findings suggest that Capybara can empower children to harness AI in authoring personalized and engaging AR experiences that seamlessly bridge the virtual and physical worlds.
Temporal User Profiling with LLMs: Balancing Short-Term and Long-Term Preferences for Recommendations
Sabouri, Milad, Mansoury, Masoud, Lin, Kun, Mobasher, Bamshad
Accurately modeling user preferences is crucial for improving the performance of content-based recommender systems. Existing approaches often rely on simplistic user profiling methods, such as averaging or concatenating item embeddings, which fail to capture the nuanced nature of user preference dynamics, particularly the interactions between long-term and short-term preferences. In this work, we propose LLM-driven Temporal User Profiling (LLM-TUP), a novel method for user profiling that explicitly models short-term and long-term preferences by leveraging interaction timestamps and generating natural language representations of user histories using a large language model (LLM). These representations are encoded into high-dimensional embeddings using a pre-trained BERT model, and an attention mechanism is applied to dynamically fuse the short-term and long-term embeddings into a comprehensive user profile. Experimental results on real-world datasets demonstrate that LLM-TUP achieves substantial improvements over several baselines, underscoring the effectiveness of our temporally aware user-profiling approach and the use of semantically rich user profiles, generated by LLMs, for personalized content-based recommendation.
Enhanced Liver Tumor Detection in CT Images Using 3D U-Net and Bat Algorithm for Hyperparameter Optimization
Ghorbani, Nastaran, Jamshidi, Bitasadat, Rostamy-Malkhalifeh, Mohsen
Liver cancer is one of the most prevalent and lethal forms of cancer, making early detection crucial for effective treatment. This paper introduces a novel approach for automated liver tumor segmentation in computed tomography (CT) images by integrating a 3D U-Net architecture with the Bat Algorithm for hyperparameter optimization. The method enhances segmentation accuracy and robustness by intelligently optimizing key parameters like the learning rate and batch size. Evaluated on a publicly available dataset, our model demonstrates a strong ability to balance precision and recall, with a high F1-score at lower prediction thresholds. This is particularly valuable for clinical diagnostics, where ensuring no potential tumors are missed is paramount. Our work contributes to the field of medical image analysis by demonstrating that the synergy between a robust deep learning architecture and a metaheuristic optimization algorithm can yield a highly effective solution for complex segmentation tasks.