Deep Learning
SpecQuant: Spectral Decomposition and Adaptive Truncation for Ultra-Low-Bit LLMs Quantization
Zhao, Zhixiong, Liu, Fangxin, Wang, Junjie, Guan, Chenyang, Wang, Zongwu, Jiang, Li, Guan, Haibing
The emergence of accurate open large language models (LLMs) has sparked a push for advanced quantization techniques to enable efficient deployment on end-user devices. In this paper, we revisit the challenge of extreme LLM compression -- targeting ultra-low-bit quantization for both activations and weights -- from a Fourier frequency domain perspective. We propose SpecQuant, a two-stage framework that tackles activation outliers and cross-channel variance. In the first stage, activation outliers are smoothed and transferred into the weight matrix to simplify downstream quantization. In the second stage, we apply channel-wise low-frequency Fourier truncation to suppress high-frequency components while preserving essential signal energy, improving quantization robustness. Our method builds on the principle that most of the weight energy is concentrated in low-frequency components, which can be retained with minimal impact on model accuracy. To enable runtime adaptability, we introduce a lightweight truncation module during inference that adjusts truncation thresholds based on channel characteristics. On LLaMA-3 8B, SpecQuant achieves 4-bit quantization for both weights and activations, narrowing the zero-shot accuracy gap to only 1.5% compared to full precision, while delivering 2 times faster inference and 3times lower memory usage.
Automatic generation of DRI Statements
Assessing the quality of group deliberation is essential for improving our understanding of deliberative processes. The Deliberative Reason Index (DRI) offers a sophisticated metric for evaluating group reasoning, but its implementation has been constrained by the complex and time-consuming process of statement generation. This thesis introduces an innovative, automated approach to DRI statement generation that leverages advanced natural language processing (NLP) and large language models (LLMs) to substantially reduce the human effort involved in survey preparation. Key contributions are a systematic framework for automated DRI statement generation and a methodological innovation that significantly lowers the barrier to conducting comprehensive deliberative process assessments. In addition, the findings provide a replicable template for integrating generative artificial intelligence into social science research methodologies.
GroupRank: A Groupwise Reranking Paradigm Driven by Reinforcement Learning
Sun, Duolin, Long, Meixiu, Yang, Dan, Jiao, Yihan, Tan, Zhehao, Feng, Jie, Wang, Junjie, Shen, Yue, Wei, Peng, Wang, Jian, Gu, Jinjie
Large Language Models have shown strong potential as rerankers to enhance the overall performance of RAG systems. However, existing reranking paradigms are constrained by a core theoretical and practical dilemma: Pointwise methods, while simple and highly flexible, evaluate documents independently, making them prone to the Ranking Myopia Trap, overlooking the relative importance between documents. In contrast, Listwise methods can perceive the global ranking context, but suffer from inherent List Rigidity, leading to severe scalability and flexibility issues when handling large candidate sets. To address these challenges, we propose Groupwise, a novel reranking paradigm. In this approach, the query and a group of candidate documents are jointly fed into the model, which performs within-group comparisons to assign individual relevance scores to each document. This design retains the flexibility of Pointwise methods while enabling the comparative capability of Listwise methods. We further adopt GRPO for model training, equipped with a heterogeneous reward function that integrates ranking metrics with a distributional reward aimed at aligning score distributions across groups. To overcome the bottleneck caused by the scarcity of high quality labeled data, we further propose an innovative pipeline for synthesizing high quality retrieval and ranking data. The resulting data can be leveraged not only for training the reranker but also for training the retriever. Extensive experiments validate the effectiveness of our approach. On two reasoning intensive retrieval benchmarks, BRIGHT and R2MED.
Enhanced Water Leak Detection with Convolutional Neural Networks and One-Class Support Vector Machine
Leonzio, Daniele Ugo, Bestagini, Paolo, Marcon, Marco, Tubaro, Stefano
Water is a critical resource that must be managed efficiently. However, a substantial amount of water is lost each year due to leaks in Water Distribution Networks (WDNs). This underscores the need for reliable and effective leak detection and localization systems. In recent years, various solutions have been proposed, with data-driven approaches gaining increasing attention due to their superior performance. In this paper, we propose a new method for leak detection. The method is based on water pressure measurements acquired at a series of nodes of a WDN. Our technique is a fully data-driven solution that makes only use of the knowledge of the WDN topology, and a series of pressure data acquisitions obtained in absence of leaks. The proposed solution is based on an feature extractor and a one-class Support Vector Machines (SVM) trained on no-leak data, so that leaks are detected as anomalies. The results achieved on a simulate dataset using the Modena WDN demonstrate that the proposed solution outperforms recent methods for leak detection.
The Environmental Impact of Ensemble Techniques in Recommender Systems
Ensemble techniques in recommender systems have demonstrated accuracy improvements of 10-30%, yet their environmental impact remains unmeasured. While deep learning recommendation algorithms can generate up to 3,297 kg CO2 per paper, ensemble methods have not been sufficiently evaluated for energy consumption. This thesis investigates how ensemble techniques influence environmental impact compared to single optimized models. We conducted 93 experiments across two frameworks (Surprise for rating prediction, LensKit for ranking) on four datasets spanning 100,000 to 7.8 million interactions. We evaluated four ensemble strategies (Average, Weighted, Stacking/Rank Fusion, Top Performers) against simple baselines and optimized single models, measuring energy consumption with a smart plug. Results revealed a non-linear accuracy-energy relationship. Ensemble methods achieved 0.3-5.7% accuracy improvements while consuming 19-2,549% more energy depending on dataset size and strategy. The Top Performers ensemble showed best efficiency: 0.96% RMSE improvement with 18.8% energy overhead on MovieLens-1M, and 5.7% NDCG improvement with 103% overhead on MovieLens-100K. Exhaustive averaging strategies consumed 88-270% more energy for comparable gains. On the largest dataset (Anime, 7.8M interactions), the Surprise ensemble consumed 2,005% more energy (0.21 Wh vs. 0.01 Wh) for 1.2% accuracy improvement, producing 53.8 mg CO2 versus 2.6 mg CO2 for the single model. This research provides one of the first systematic measurements of energy and carbon footprint for ensemble recommender systems, demonstrates that selective strategies offer superior efficiency over exhaustive averaging, and identifies scalability limitations at industrial scale. These findings enable informed decisions about sustainable algorithm selection in recommender systems.
Lightweight Time Series Data Valuation on Time Series Foundation Models via In-Context Finetuning
Wu, Shunyu, Li, Tianyue, Leng, Yixuan, Suo, Jingyi, Lou, Jian, Li, Dan, Ng, See-Kiong
Time series foundation models (TSFMs) have demonstrated increasing capabilities due to their extensive pretraining on large volumes of diverse time series data. Consequently, the quality of time series data is crucial to TSFM performance, rendering an accurate and efficient data valuation of time series for TSFMs indispensable. However, traditional data valuation methods, such as influence functions, face severe computational bottlenecks due to their poor scalability with growing TSFM model sizes and often fail to preserve temporal dependencies. In this paper, we propose LTSV, a Lightweight Time Series Valuation on TSFMS via in-context finetuning. Grounded in the theoretical evidence that in-context finetuning approximates the influence function, LTSV estimates a sample's contribution by measuring the change in context loss after in-context finetuning, leveraging the strong generalization capabilities of TSFMs to produce robust and transferable data valuations. To capture temporal dependencies, we introduce temporal block aggregation, which integrates per-block influence scores across overlapping time windows. Experiments across multiple time series datasets and models demonstrate that LTSV consistently provides reliable and strong valuation performance, while maintaining manageable computational requirements. Our results suggest that in-context finetuning on time series foundation models provides a practical and effective bridge between data attribution and model generalization in time series learning.
EcoSpa: Efficient Transformer Training with Coupled Sparsity
Xiao, Jinqi, Luo, Cheng, Huang, Lingyi, Yang, Cheng, Sui, Yang, Phan, Huy, Zang, Xiao, Ying, Yibiao, Tang, Zhexiang, Anandkumar, Anima, Yuan, Bo
Transformers have become the backbone of modern AI, yet their high computational demands pose critical system challenges. While sparse training offers efficiency gains, existing methods fail to preserve critical structural relationships between weight matrices that interact multiplicatively in attention and feed-forward layers. This oversight leads to performance degradation at high sparsity levels. We introduce EcoSpa, an efficient structured sparse training method that jointly evaluates and sparsifies coupled weight matrix pairs, preserving their interaction patterns through aligned row/column removal. EcoSpa introduces a new granularity for calibrating structural component importance and performs coupled estimation and sparsification across both pre-training and fine-tuning scenarios. Evaluations demonstrate substantial improvements: EcoSpa enables efficient training of LLaMA-1B with 50\% memory reduction and 21\% faster training, achieves $2.2\times$ model compression on GPT-2-Medium with $2.4$ lower perplexity, and delivers $1.6\times$ inference speedup. The approach uses standard PyTorch operations, requiring no custom hardware or kernels, making efficient transformer training accessible on commodity hardware.
Quantifying and Improving Adaptivity in Conformal Prediction through Input Transformations
Conformal prediction constructs a set of labels instead of a single point prediction, while providing a probabilistic coverage guarantee. Beyond the coverage guarantee, adaptiveness to example difficulty is an important property. It means that the method should produce larger prediction sets for more difficult examples, and smaller ones for easier examples. Existing evaluation methods for adaptiveness typically analyze coverage rate violation or average set size across bins of examples grouped by difficulty. However, these approaches often suffer from imbalanced binning, which can lead to inaccurate estimates of coverage or set size. To address this issue, we propose a binning method that leverages input transformations to sort examples by difficulty, followed by uniform-mass binning. Building on this binning, we introduce two metrics to better evaluate adaptiveness. These metrics provide more reliable estimates of coverage rate violation and average set size due to balanced binning, leading to more accurate adaptivity assessment. Through experiments, we demonstrate that our proposed metric correlates more strongly with the desired adaptiveness property compared to existing ones. Furthermore, motivated by our findings, we propose a new adaptive prediction set algorithm that groups examples by estimated difficulty and applies group-conditional conformal prediction. This allows us to determine appropriate thresholds for each group. Experimental results on both (a) an Image Classification (ImageNet) (b) a medical task (visual acuity prediction) show that our method outperforms existing approaches according to the new metrics.
Privacy Challenges and Solutions in Retrieval-Augmented Generation-Enhanced LLMs for Healthcare Chatbots: A Review of Applications, Risks, and Future Directions
Guan, Shaowei, Kwok, Hin Chi, Law, Ngai Fong, Stiglic, Gregor, Qin, Harry, Hui, Vivian
Retrieval-augmented generation (RAG) has rapidly emerged as a transformative approach for integrating large language models into clinical and biomedical workflows. However, privacy risks, such as protected health information (PHI) exposure, remain inconsistently mitigated. This review provides a thorough analysis of the current landscape of RAG applications in healthcare, including (i) sensitive data type across clinical scenarios, (ii) the associated privacy risks, (iii) current and emerging data-privacy protection mechanisms and (iv) future direction for patient data privacy protection. We synthesize 23 articles on RAG applications in healthcare and systematically analyze privacy challenges through a pipeline-structured framework encompassing data storage, transmission, retrieval and generation stages, delineating potential failure modes, their underlying causes in threat models and system mechanisms, and their practical implications. Building on this analysis, we critically review 17 articles on privacy-preserving strategies for RAG systems. Our evaluation reveals critical gaps, including insufficient clinical validation, absence of standardized evaluation frameworks, and lack of automated assessment tools. We propose actionable directions based on these limitations and conclude with a call to action. This review provides researchers and practitioners with a structured framework for understanding privacy vulnerabilities in healthcare RAG and offers a roadmap toward developing systems that achieve both clinical effectiveness and robust privacy preservation.
DialogGraph-LLM: Graph-Informed LLMs for End-to-End Audio Dialogue Intent Recognition
Liu, HongYu, Li, Junxin, Guo, Changxi, Chen, Hao, Huang, Yaqian, Guo, Yifu, Yang, Huan, Cai, Lihua
Recognizing speaker intent in long audio dialogues among speakers has a wide range of applications, but is a non-trivial AI task due to complex inter-dependencies in speaker utterances and scarce annotated data. To address these challenges, an end-to-end framework, namely DialogGraph-LLM, is proposed in the current work. DialogGraph-LLM combines a novel Multi-Relational Dialogue Attention Network (MR-DAN) architecture with multimodal foundation models (e.g., Qwen2.5-Omni-7B) for direct acoustic-to-intent inference. An adaptive semi-supervised learning strategy is designed using LLM with a confidence-aware pseudo-label generation mechanism based on dual-threshold filtering using both global and class confidences, and an entropy-based sample selection process that prioritizes high-information unlabeled instances. Extensive evaluations on the proprietary MarketCalls corpus and the publicly available MIntRec 2.0 benchmark demonstrate DialogGraph-LLM's superiority over strong audio and text-driven baselines. The framework demonstrates strong performance and efficiency in intent recognition in real world scenario audio dialogues, proving its practical value for audio-rich domains with limited supervision.