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Asynchronous Personalized Federated Learning through Global Memorization

arXiv.org Artificial Intelligence

The proliferation of Internet of Things devices and advances in communication technology have unleashed an explosion of personal data, amplifying privacy concerns amid stringent regulations like GDPR and CCPA. Federated Learning offers a privacy preserving solution by enabling collaborative model training across decentralized devices without centralizing sensitive data. However, statistical heterogeneity from non-independent and identically distributed datasets and system heterogeneity due to client dropouts particularly those with monopolistic classes severely degrade the global model's performance. To address these challenges, we propose the Asynchronous Personalized Federated Learning framework, which empowers clients to develop personalized models using a server side semantic generator. This generator, trained via data free knowledge transfer under global model supervision, enhances client data diversity by producing both seen and unseen samples, the latter enabled by Zero-Shot Learning to mitigate dropout-induced data loss. To counter the risks of synthetic data impairing training, we introduce a decoupled model interpolation method, ensuring robust personalization. Extensive experiments demonstrate that AP FL significantly outperforms state of the art FL methods in tackling non-IID distributions and client dropouts, achieving superior accuracy and resilience across diverse real-world scenarios.


Does Generation Require Memorization? Creative Diffusion Models using Ambient Diffusion

arXiv.org Machine Learning

There is strong empirical evidence that the state-of-the-art diffusion modeling paradigm leads to models that memorize the training set, especially when the training set is small. Prior methods to mitigate the memorization problem often lead to a decrease in image quality. Is it possible to obtain strong and creative generative models, i.e., models that achieve high generation quality and low memorization? Despite the current pessimistic landscape of results, we make significant progress in pushing the trade-off between fidelity and memorization. We first provide theoretical evidence that memorization in diffusion models is only necessary for denoising problems at low noise scales (usually used in generating high-frequency details). Using this theoretical insight, we propose a simple, principled method to train the diffusion models using noisy data at large noise scales. We show that our method significantly reduces memorization without decreasing the image quality, for both text-conditional and unconditional models and for a variety of data availability settings.


Quantifying Memorization and Retriever Performance in Retrieval-Augmented Vision-Language Models

arXiv.org Artificial Intelligence

Large Language Models (LLMs) demonstrate remarkable capabilities in question answering (QA), but metrics for assessing their reliance on memorization versus retrieval remain underdeveloped. Moreover, while finetuned models are state-of-the-art on closed-domain tasks, general-purpose models like GPT-4o exhibit strong zero-shot performance. This raises questions about the trade-offs between memorization, generalization, and retrieval. In this work, we analyze the extent to which multimodal retrieval-augmented VLMs memorize training data compared to baseline VLMs. Using the WebQA benchmark, we contrast finetuned models with baseline VLMs on multihop retrieval and question answering, examining the impact of finetuning on data memorization. To quantify memorization in end-to-end retrieval and QA systems, we propose several proxy metrics by investigating instances where QA succeeds despite retrieval failing. Our results reveal the extent to which finetuned models rely on memorization. In contrast, retrieval-augmented VLMs have lower memorization scores, at the cost of accuracy (72% vs 52% on WebQA test set). As such, our measures pose a challenge for future work to reconcile memorization and generalization in both Open-Domain QA and joint Retrieval-QA tasks.


Pruning as a Defense: Reducing Memorization in Large Language Models

arXiv.org Artificial Intelligence

Large language models have been shown to memorize significan t portions of their training data, which they can reproduce when appropriately prompted. This work investigates the impact of simple pruning techniques on thi s behavior. Our findings reveal that pruning effectively reduces the extent of m emorization in LLMs, demonstrating its potential as a foundational approach for mitigating membership inference attacks. Large language models are known to memorize portions of thei r training data, which poses significant privacy and security risks. Although various studies h ave explored the extent of memorization in LLMs, most of these efforts are qualitative (Carlini et al .


None of the Others: a General Technique to Distinguish Reasoning from Memorization in Multiple-Choice LLM Evaluation Benchmarks

arXiv.org Artificial Intelligence

In LLM evaluations, reasoning is often distinguished from recall/memorization by performing numerical variations to math-oriented questions. Here we introduce a general variation method for multiple-choice questions that completely dissociates the correct answer from previously seen tokens or concepts, requiring LLMs to understand and reason (rather than memorizing) in order to answer correctly. Using this method, we evaluate state-of-the-art proprietary and open-source LLMs on two datasets available in English and Spanish: the public MMLU benchmark and the private UNED-Access 2024 dataset. Results show that all models experience remarkable accuracy drops under our proposed variation, with an average loss of 57% on MMLU and 50% on UNED-Access 2024, ranging from 10% to 93% across models. Notably, the most accurate model in our experimentation (OpenAI-o3-mini) is not the most robust (DeepSeek-R1-70B), suggesting that the best models in standard evaluations may not be the ones with better reasoning capabilities. Also, we see larger accuracy drops in public (vs private) datasets and questions posed in their original language (vs a manual translation), which are signs of contamination and also point to a relevant role of recall/memorization in current LLMs' answers.


Logarithmic Width Suffices for Robust Memorization

arXiv.org Machine Learning

The ability of neural networks to memorize labeled datasets is a central question in the study of their expressive power. Given some input domain X, output domain Y, and dataset size N, we say that a network memorizes datasets of size N, if for every labeled dataset D X Y, where |D| = N, we can find parameters such that the resulting network f: X Y perfectly fits the dataset (that is, f(x) = y for every labeled pair (x, y) D). The main question here - which has been studied in many recent works (see Section 2 for details) - is to characterize the size/architecture of the networks that have enough expressive power to memorize any dataset of a given size N. However, merely fitting a given dataset is not enough for most tasks, and a desirable property for trained networks is that they remain robust to noise and minor modifications in the dataset. This robustness property allows neural networks to generalize from observed data points to unseen data points. Furthermore, neural networks have been shown to be vulnerable to adversarial attacks [Szegedy et al., 2013, Carlini and Wagner, 2017, Papernot et al., 2017, Athalye et al., 2018] in the form of slightly perturbed examples, where (in the context of visual data) the perturbation is often imperceptible to the human eye. Moreover, existing constructions of memorizing networks are often quite delicate, and not at all robust to such perturbations. This motivates the question of characterizing the networks that have enough capacity to robustly memorize a dataset.


The Devil is in the Prompts: De-Identification Traces Enhance Memorization Risks in Synthetic Chest X-Ray Generation

arXiv.org Artificial Intelligence

Generative models, particularly text-to-image (T2I) diffusion models, play a crucial role in medical image analysis. However, these models are prone to training data memorization, posing significant risks to patient privacy. Synthetic chest X-ray generation is one of the most common applications in medical image analysis with the MIMIC-CXR dataset serving as the primary data repository for this task. This study presents the first systematic attempt to identify prompts and text tokens in MIMIC-CXR that contribute the most to training data memorization. Our analysis reveals two unexpected findings: (1) prompts containing traces of de-identification procedures (markers introduced to hide Protected Health Information) are the most memorized, and (2) among all tokens, de-identification markers contribute the most towards memorization. This highlights a broader issue with the standard anonymization practices and T2I synthesis with MIMIC-CXR. To exacerbate, existing inference-time memorization mitigation strategies are ineffective and fail to sufficiently reduce the model's reliance on memorized text tokens. On this front, we propose actionable strategies for different stakeholders to enhance privacy and improve the reliability of generative models in medical imaging. Finally, our results provide a foundation for future work on developing and benchmarking memorization mitigation techniques for synthetic chest X-ray generation using the MIMIC-CXR dataset. The anonymized code is available at https://anonymous.4open.science/r/diffusion_memorization-8011/


Captured by Captions: On Memorization and its Mitigation in CLIP Models

arXiv.org Artificial Intelligence

Multi-modal models, such as CLIP, have demonstrated strong performance in aligning visual and textual representations, excelling in tasks like image retrieval and zero-shot classification. Despite this success, the mechanisms by which these models utilize training data, particularly the role of memorization, remain unclear. In uni-modal models, both supervised and self-supervised, memorization has been shown to be essential for generalization. However, it is not well understood how these findings would apply to CLIP, which incorporates elements from both supervised learning via captions that provide a supervisory signal similar to labels, and from self-supervised learning via the contrastive objective. To bridge this gap in understanding, we propose a formal definition of memorization in CLIP (CLIPMem) and use it to quantify memorization in CLIP models. Our results indicate that CLIP's memorization behavior falls between the supervised and self-supervised paradigms, with "mis-captioned" samples exhibiting highest levels of memorization. Additionally, we find that the text encoder contributes more to memorization than the image encoder, suggesting that mitigation strategies should focus on the text domain. Building on these insights, we propose multiple strategies to reduce memorization while at the same time improving utility--something that had not been shown before for traditional learning paradigms where reducing memorization typically results in utility decrease.


Review for NeurIPS paper: Early-Learning Regularization Prevents Memorization of Noisy Labels

Neural Information Processing Systems

Weaknesses: I have many reservation against the claims of the paper. I would appreciate it if the authors can clarify some of these issues during their rebuttal. First, the proof of their main theorem about logistic regression has many issues. One key issue is that the authors make assumptions within the proof that are not clearly stated or justified upfront. For example, in Line 440 in the supplementary materials, the proof assumes that theta Tv .1.


Review for NeurIPS paper: Early-Learning Regularization Prevents Memorization of Noisy Labels

Neural Information Processing Systems

The paper studies the following interesting phenomenon (observed in the previous literature): when trained on the dataset with incorrectly labeled points (i.e. "label noise"), DNNs first learn the benign ("correctly labeled") points and once this is done they start "memorizing" the noisy points. It was previously shown in the literature (empirically) that the second "memorization" phase hurts the generalization. The authors make 2 Contributions: (Contribution 1) They demonstrate (empirically and theoretically) that similar phenomenon can be observed in the simpler setting of the over-parametrized (dimensionality number of points) linear two-class logistic regression, when the class distributions are isotropic Gaussian with fixed means \pm mu and vanishing variance (see Theorem 1 and Figure A.1). (Contribution 2) Motivated by the theory of contribution 1, the authors propose a novel regularizer. When used in the vanilla DNN training with the cross-entropy loss, this regularizer successfully prevents the networks from falling to the "memorization phase" (as evidenced by Figure 1). All the reviewers agree that the topic and the focus of this paper is very timely.