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 Markov Models


Value-Directed Compression of POMDPs

Neural Information Processing Systems

We examine the problem of generating state-space compressions of POMDPs in a way that minimally impacts decision quality. We analyze the impact of compressions on decision quality, observing that compressions that allow accurate policy evaluation (prediction of expected future reward) will not affect decision quality. We derive a set of sufficient conditions that ensure accurate prediction in this respect, illustrate interesting mathematical properties these confer on lossless linear compressions, and use these to derive an iterative procedure for finding good linear lossy compressions. We also elaborate on how structured representations of a POMDP can be used to find such compressions.


A Prototype for Automatic Recognition of Spontaneous Facial Actions

Neural Information Processing Systems

Spontaneous facial expressions differ substantially from posed expressions, similar to how continuous, spontaneous speech differs from isolated words produced on command. Previous methods for automatic facial expression recognition assumed images were collected in controlled environments in which the subjects deliberately faced the camera. Since people often nod or turn their heads, automatic recognition of spontaneous facial behavior requires methods for handling out-of-image-plane head rotations. Here we explore an approach based on 3-D warping of images into canonical views. We evaluated the performance of the approach as a front-end for a spontaneous expression recognition system using support vector machines and hidden Markov models. This system employed general purpose learning mechanisms that can be applied to recognition of any facial movement. The system was tested for recognition of a set of facial actions defined by the Facial Action Coding System (FACS). We showed that 3D tracking and warping followed by machine learning techniques directly applied to the warped images, is a viable and promising technology for automatic facial expression recognition. One exciting aspect of the approach presented here is that information about movement dynamics emerged out of filters which were derived from the statistics of images.


Discriminative Learning for Label Sequences via Boosting

Neural Information Processing Systems

Well-known applications include part-of-speech (POS) tagging, named entity classification, information extraction, text segmentation and phoneme classification in text and speech processing [7] as well as problems like protein homology detection, secondary structure prediction or gene classification in computational biology [3]. Up to now, the predominant formalism for modeling and predicting label sequences has been based on Hidden Markov Models (HMMs) and variations thereof. Yet, despite its success, generative probabilistic models - of which HMMs are a special case - have two major shortcomings, which this paper is not the first one to point out. First, generative probabilistic models are typically trained using maximum likelihood estimation (MLE) for a joint sampling model of observation and label sequences. As has been emphasized frequently, MLE based on the joint probability model is inherently non-discriminative and thus may lead to suboptimal prediction accuracy. Secondly, efficient inference and learning in this setting often requires to make questionable conditional independence assumptions.


Forward-Decoding Kernel-Based Phone Recognition

Neural Information Processing Systems

Forward decoding kernel machines (FDKM) combine large-margin classifiers with hidden Markov models (HMM) for maximum a posteriori (MAP) adaptive sequence estimation. State transitions in the sequence are conditioned on observed data using a kernel-based probability model trained with a recursive scheme that deals effectively with noisy and partially labeled data. Training over very large data sets is accomplished using a sparse probabilistic support vector machine (SVM) model based on quadratic entropy, and an online stochastic steepest descent algorithm. For speaker-independent continuous phone recognition, FDKM trained over 177,080 samples of the TlMIT database achieves 80.6% recognition accuracy over the full test set, without use of a prior phonetic language model. 1 Introduction Sequence estimation is at the core of many problems in pattern recognition, most notably speech and language processing. Recognizing dynamic patterns in sequential data requires a set of tools very different from classifiers trained to recognize static patterns in data assumed i.i.d.


Multiplicative Updates for Nonnegative Quadratic Programming in Support Vector Machines

Neural Information Processing Systems

We derive multiplicative updates for solving the nonnegative quadratic programming problem in support vector machines (SVMs). The updates have a simple closed form, and we prove that they converge monotonically to the solution of the maximum margin hyperplane. The updates optimize the traditionally proposed objective function for SVMs. They do not involve any heuristics such as choosing a learning rate or deciding which variables to update at each iteration. They can be used to adjust all the quadratic programming variables in parallel with a guarantee of improvement at each iteration. We analyze the asymptotic convergence of the updates and show that the coefficients of nonsupport vectors decay geometrically to zero at a rate that depends on their margins.


Hidden Markov Model of Cortical Synaptic Plasticity: Derivation of the Learning Rule

Neural Information Processing Systems

Cortical synaptic plasticity depends on the relative timing of pre-and postsynaptic spikes and also on the temporal pattern of presynaptic spikes and of postsynaptic spikes. We study the hypothesis that cortical synaptic plasticity does not associate individual spikes, but rather whole firing episodes, and depends only on when these episodes start and how long they last, but as little as possible on the timing of individual spikes. Here we present the mathematical background for such a study. Standard methods from hidden Markov models are used to define what "firing episodes" are. Estimating the probability of being in such an episode requires not only the knowledge of past spikes, but also of future spikes. We show how to construct a causal learning rule, which depends only on past spikes, but associates pre-and postsynaptic firing episodes as if it also knew future spikes. We also show that this learning rule agrees with some features of synaptic plasticity in superficial layers of rat visual cortex (Froemke and Dan, Nature 416:433, 2002).



Reinforcement Learning to Play an Optimal Nash Equilibrium in Team Markov Games

Neural Information Processing Systems

Multiagent learning is a key problem in AI. In the presence of multiple Nash equilibria, even agents with non-conflicting interests may not be able to learn an optimal coordination policy. The problem is exaccerbated if the agents do not know the game and independently receive noisy payoffs. So, multiagent reinforfcement learning involves two interrelated problems: identifying the game and learning to play.


Prediction of Protein Topologies Using Generalized IOHMMs and RNNs

Neural Information Processing Systems

We develop and test new machine learning methods for the prediction of topological representations of protein structures in the form of coarse-or fine-grained contact or distance maps that are translation and rotation invariant. The methods are based on generalized input-output hidden Markov models (GIOHMMs) and generalized recursive neural networks (GRNNs). The methods are used to predict topology directly in the fine-grained case and, in the coarsegrained case, indirectly by first learning how to score candidate graphs and then using the scoring function to search the space of possible configurations. Computer simulations show that the predictors achieve state-of-the-art performance.


Exponential Family PCA for Belief Compression in POMDPs

Neural Information Processing Systems

Standard value function approaches to finding policies for Partially Observable Markov Decision Processes (POMDPs) are intractable for large models. The intractability of these algorithms is due to a great extent to their generating an optimal policy over the entire belief space. However, in real POMDP problems most belief states are unlikely, and there is a structured, low-dimensional manifold of plausible beliefs embedded in the high-dimensional belief space. We introduce a new method for solving large-scale POMDPs by taking advantage of belief space sparsity. We reduce the dimensionality of the belief space by exponential family Principal Components Analysis [1], which allows us to turn the sparse, highdimensional belief space into a compact, low-dimensional representation in terms of learned features of the belief state. We then plan directly on the low-dimensional belief features. By planning in a low-dimensional space, we can find policies for POMDPs that are orders of magnitude larger than can be handled by conventional techniques. We demonstrate the use of this algorithm on a synthetic problem and also on a mobile robot navigation task.