Decision Tree Learning
The Computational Curse of Big Data for Bayesian Additive Regression Trees: A Hitting Time Analysis
Tan, Yan Shuo, Ronen, Omer, Saarinen, Theo, Yu, Bin
Bayesian Additive Regression Trees (BART) is a popular Bayesian non-parametric regression model that is commonly used in causal inference and beyond. Its strong predictive performance is supported by theoretical guarantees that its posterior distribution concentrates around the true regression function at optimal rates under various data generative settings and for appropriate prior choices. In this paper, we show that the BART sampler often converges slowly, confirming empirical observations by other researchers. Assuming discrete covariates, we show that, while the BART posterior concentrates on a set comprising all optimal tree structures (smallest bias and complexity), the Markov chain's hitting time for this set increases with $n$ (training sample size), under several common data generative settings. As $n$ increases, the approximate BART posterior thus becomes increasingly different from the exact posterior (for the same number of MCMC samples), contrasting with earlier concentration results on the exact posterior. This contrast is highlighted by our simulations showing worsening frequentist undercoverage for approximate posterior intervals and a growing ratio between the MSE of the approximate posterior and that obtainable by artificially improving convergence via averaging multiple sampler chains. Finally, based on our theoretical insights, possibilities are discussed to improve the BART sampler convergence performance.
Hacking a surrogate model approach to XAI
Wilhelm, Alexander, Zweig, Katharina A.
In recent years, the number of new applications for highly complex AI systems has risen significantly. Algorithmic decision-making systems (ADMs) are one of such applications, where an AI system replaces the decision-making process of a human expert. As one approach to ensure fairness and transparency of such systems, explainable AI (XAI) has become more important. One variant to achieve explainability are surrogate models, i.e., the idea to train a new simpler machine learning model based on the input-output-relationship of a black box model. The simpler machine learning model could, for example, be a decision tree, which is thought to be intuitively understandable by humans. However, there is not much insight into how well the surrogate model approximates the black box. Our main assumption is that a good surrogate model approach should be able to bring such a discriminating behavior to the attention of humans; prior to our research we assumed that a surrogate decision tree would identify such a pattern on one of its first levels. However, in this article we show that even if the discriminated subgroup - while otherwise being the same in all categories - does not get a single positive decision from the black box ADM system, the corresponding question of group membership can be pushed down onto a level as low as wanted by the operator of the system. We then generalize this finding to pinpoint the exact level of the tree on which the discriminating question is asked and show that in a more realistic scenario, where discrimination only occurs to some fraction of the disadvantaged group, it is even more feasible to hide such discrimination. Our approach can be generalized easily to other surrogate models.
Bounding-Box Inference for Error-Aware Model-Based Reinforcement Learning
Talvitie, Erin J., Shao, Zilei, Li, Huiying, Hu, Jinghan, Boerma, Jacob, Zhao, Rory, Wang, Xintong
In model-based reinforcement learning, simulated experiences from the learned model are often treated as equivalent to experience from the real environment. However, when the model is inaccurate, it can catastrophically interfere with policy learning. Alternatively, the agent might learn about the model's accuracy and selectively use it only when it can provide reliable predictions. We empirically explore model uncertainty measures for selective planning and show that best results require distribution insensitive inference to estimate the uncertainty over model-based updates. To that end, we propose and evaluate bounding-box inference, which operates on bounding-boxes around sets of possible states and other quantities. We find that bounding-box inference can reliably support effective selective planning.
Impact on clinical guideline adherence of Orient-COVID, a CDSS based on dynamic medical decision trees for COVID19 management: a randomized simulation trial
Jammal, Mouin, Saab, Antoine, Khalil, Cynthia Abi, Mourad, Charbel, Tsopra, Rosy, Saikali, Melody, Lamy, Jean-Baptiste
Background: The adherence of clinicians to clinical practice guidelines is known to be low, including for the management of COVID-19, due to their difficult use at the point of care and their complexity. Clinical decision support systems have been proposed to implement guidelines and improve adherence. One approach is to permit the navigation inside the recommendations, presented as a decision tree, but the size of the tree often limits this approach and may cause erroneous navigation, especially when it does not fit in a single screen. Methods: We proposed an innovative visual interface to allow clinicians easily navigating inside decision trees for the management of COVID-19 patients. It associates a multi-path tree model with the use of the fisheye visual technique, allowing the visualization of large decision trees in a single screen. To evaluate the impact of this tool on guideline adherence, we conducted a randomized controlled trial in a near-real simulation setting, comparing the decisions taken by medical students using Orient-COVID with those taken with paper guidelines or without guidance, when performing on six realistic clinical cases. Results: The results show that paper guidelines had no impact (p=0.97), while Orient-COVID significantly improved the guideline adherence compared to both other groups (p<0.0003). A significant impact of Orient-COVID was identified on several key points during the management of COVID-19: ordering troponin lab tests, prescribing anticoagulant and oxygen therapy. A multifactor analysis showed no difference between male and female participants. Conclusions: The use of an interactive decision tree for the management of COVID-19 significantly improved the clinician adherence to guidelines. Future works will focus on the integration of the system to electronic health records and on the adaptation of the system to other clinical conditions.
Branches: A Fast Dynamic Programming and Branch & Bound Algorithm for Optimal Decision Trees
Chaouki, Ayman, Read, Jesse, Bifet, Albert
Decision Tree Learning is a fundamental problem for Interpretable Machine Learning, yet it poses a formidable optimization challenge. Despite numerous efforts dating back to the early 1990's, practical algorithms have only recently emerged, primarily leveraging Dynamic Programming (DP) and Branch & Bound (B&B) techniques. These breakthroughs led to the development of two distinct approaches. Algorithms like DL8.5 and MurTree operate on the space of nodes (or branches), they are very fast, but do not penalise complex Decision Trees, i.e. they do not solve for sparsity. On the other hand, algorithms like OSDT and GOSDT operate on the space of Decision Trees, they solve for sparsity but at the detriment of speed. In this work, we introduce Branches, a novel algorithm that integrates the strengths of both paradigms. Leveraging DP and B&B, Branches achieves exceptional speed while also solving for sparsity. Central to its efficiency is a novel analytical bound enabling substantial pruning of the search space. Furthermore, Branches does not necessitate binary features. Theoretical analysis demonstrates that Branches has a lower complexity bound compared to state-of-the-art methods, a claim validated through extensive empirical evaluation. Our results illustrate that Branches outperforms the state of the art in terms of speed and number of iterations while consistently yielding optimal Decision Trees.
Toward data-driven research: preliminary study to predict surface roughness in material extrusion using previously published data with Machine Learning
García-Martínez, Fátima, Carou, Diego, de Arriba-Pérez, Francisco, García-Méndez, Silvia
Material extrusion is one of the most commonly used approaches within the additive manufacturing processes available. Despite its popularity and related technical advancements, process reliability and quality assurance remain only partially solved. In particular, the surface roughness caused by this process is a key concern. To solve this constraint, experimental plans have been exploited to optimize surface roughness in recent years. However, the latter empirical trial and error process is extremely time- and resource-consuming. Thus, this study aims to avoid using large experimental programs to optimize surface roughness in material extrusion. Methodology. This research provides an in-depth analysis of the effect of several printing parameters: layer height, printing temperature, printing speed and wall thickness. The proposed data-driven predictive modeling approach takes advantage of Machine Learning models to automatically predict surface roughness based on the data gathered from the literature and the experimental data generated for testing. Findings. Using 10-fold cross-validation of data gathered from the literature, the proposed Machine Learning solution attains a 0.93 correlation with a mean absolute percentage error of 13 %. When testing with our own data, the correlation diminishes to 0.79 and the mean absolute percentage error reduces to 8 %. Thus, the solution for predicting surface roughness in extrusion-based printing offers competitive results regarding the variability of the analyzed factors. Originality. As available manufacturing data continue to increase on a daily basis, the ability to learn from these large volumes of data is critical in future manufacturing and science. Specifically, the power of Machine Learning helps model surface roughness with limited experimental tests.
Ensembles of Probabilistic Regression Trees
Seiller, Alexandre, Gaussier, Éric, Devijver, Emilie, Clausel, Marianne, Alkhoury, Sami
Tree-based ensemble methods such as random forests, gradient-boosted trees, and Bayesianadditive regression trees have been successfully used for regression problems in many applicationsand research studies. In this paper, we study ensemble versions of probabilisticregression trees that provide smooth approximations of the objective function by assigningeach observation to each region with respect to a probability distribution. We prove thatthe ensemble versions of probabilistic regression trees considered are consistent, and experimentallystudy their bias-variance trade-off and compare them with the state-of-the-art interms of performance prediction.
Recent Advances in Traffic Accident Analysis and Prediction: A Comprehensive Review of Machine Learning Techniques
Behboudi, Noushin, Moosavi, Sobhan, Ramnath, Rajiv
Traffic accidents pose a severe global public health issue, leading to 1.19 million fatalities annually, with the greatest impact on individuals aged 5 to 29 years old. This paper addresses the critical need for advanced predictive methods in road safety by conducting a comprehensive review of recent advancements in applying machine learning (ML) techniques to traffic accident analysis and prediction. It examines 191 studies from the last five years, focusing on predicting accident risk, frequency, severity, duration, as well as general statistical analysis of accident data. To our knowledge, this study is the first to provide such a comprehensive review, covering the state-of-the-art across a wide range of domains related to accident analysis and prediction. The review highlights the effectiveness of integrating diverse data sources and advanced ML techniques to improve prediction accuracy and handle the complexities of traffic data. By mapping the current landscape and identifying gaps in the literature, this study aims to guide future research towards significantly reducing traffic-related deaths and injuries by 2030, aligning with the World Health Organization (WHO) targets.
Hidden Variables unseen by Random Forests
Blum, Ricardo, Hiabu, Munir, Mammen, Enno, Meyer, Joseph Theo
Random Forests are widely claimed to capture interactions well. However, some simple examples suggest that they perform poorly in the presence of certain pure interactions that the conventional CART criterion struggles to capture during tree construction. We argue that simple alternative partitioning schemes used in the tree growing procedure can enhance identification of these interactions. In a simulation study we compare these variants to conventional Random Forests and Extremely Randomized trees. Our results validate that the modifications considered enhance the model's fitting ability in scenarios where pure interactions play a crucial role.
Automatic generation of insights from workers' actions in industrial workflows with explainable Machine Learning
de Arriba-Pérez, Francisco, García-Méndez, Silvia, Otero-Mosquera, Javier, González-Castaño, Francisco J., Gil-Castiñeira, Felipe
New technologies such as Machine Learning (ML) gave great potential for evaluating industry workflows and automatically generating key performance indicators (KPIs). However, despite established standards for measuring the efficiency of industrial machinery, there is no precise equivalent for workers' productivity, which would be highly desirable given the lack of a skilled workforce for the next generation of industry workflows. Therefore, an ML solution combining data from manufacturing processes and workers' performance for that goal is required. Additionally, in recent times intense effort has been devoted to explainable ML approaches that can automatically explain their decisions to a human operator, thus increasing their trustworthiness. We propose to apply explainable ML solutions to differentiate between expert and inexpert workers in industrial workflows, which we validate at a quality assessment industrial workstation. Regarding the methodology used, input data are captured by a manufacturing machine and stored in a NoSQL database. Data are processed to engineer features used in automatic classification and to compute workers' KPIs to predict their level of expertise (with all classification metrics exceeding 90 %). These KPIs, and the relevant features in the decisions are textually explained by natural language expansion on an explainability dashboard. These automatic explanations made it possible to infer knowledge from expert workers for inexpert workers. The latter illustrates the interest of research in self-explainable ML for automatically generating insights to improve productivity in industrial workflows.