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A Path Towards Legal Autonomy: An interoperable and explainable approach to extracting, transforming, loading and computing legal information using large language models, expert systems and Bayesian networks

arXiv.org Artificial Intelligence

University of Sussex, School of Engineering and Informatics, Chichester I, CI-128, Falmer, Brighton, BN1 9RH, United Kingdom Acknowledgement This work was supported by a European Research Council Grant (XSCAPE) ERC-2020-SyG 951631 Abstract Legal autonomy -- the lawful activity of artificial intelligence agents -- can be achieved in one of two ways. It can be achieved either by imposing constraints on AI actors such as developers, deployers and users, and on AI resources such as data, or by imposing constraints on the range and scope of the impact that AI agents can have on the environment. The latter approach involves encoding extant rules concerning AI driven devices into the software of AI agents controlling those devices (e.g., encoding rules about limitations on zones of operations into the agent software of an autonomous drone device). This is a challenge since the effectivity of such an approach requires a method of extracting, loading, transforming and computing legal information that would be both explainable and legally interoperable, and that would enable AI agents to "reason" about the law. In this paper, we sketch a proof of principle for such a method using large language models (LLMs), expert legal systems known as legal decision paths, and Bayesian networks. We then show how the proposed method could be applied to extant regulation in matters of autonomous cars, such as the California Vehicle Code. Keywords Legal Reasoning; Large Language Models; Expert System; Bayesian Network; Explanability; Interoperability; Autonomous Vehicles 1. Two paths towards legal autonomy What does it mean to regulate artificial intelligence (AI), and how should we go about it? To answer this question, one must first be clear on what artificial intelligence is--at least, for the purposes of the law-- and then ask whether existing laws are sufficient for its regulation. This consensus is that the term "AI" refers to software (i) that is developed using computational techniques, (ii) that is able to make decisions that influence an environment, (iii) that is able to make such decisions autonomously, or partly autonomously, and (iv) that makes those decisions to align with a set of human defined objectives. In AI research, decision-making typically involves the ability to evaluate options, predict outcomes, and select an optimal or satisfactory course of action based on the data available and predefined objectives. This process is crucial in distinguishing AI systems from simple automated systems that operate based on a fixed set of rules without variation or learning ((Friedman & Frank, 1983; Gupta et al., 2022). Autonomy in AI is characterized by goal-oriented behaviour, where the system is not just reacting to inputs based on fixed rules but is actively pursuing objectives.


Can AI Help You Do Your Taxes?

TIME - Tech

Leaders of AI companies often argue that AI products will handle mundane tasks, freeing people up to be more productive and creative. And there are few tasks more mundane than taxes. An individual American taxpayer spends roughly 13 hours and 240 out-of-pocket costs just to prepare and file one annual tax return, according to one 2022 study--an estimated 1.15 billion hours collectively spent on tax preparation. So it's not surprising that tax companies have begun rolling out AI-powered tools in an effort to make filing easier. AI-powered tax software, these companies argue, can automate repetitive tasks like data entry, cull through patterns in order to find relevant tax breaks, identify potential compliance risks, and answer tricky questions that filers may have.


Yes, beavers can help stop wildfires. And more places in California are embracing them

Los Angeles Times

A vast burn scar unfolds in drone footage of a landscape seared by massive wildfires north of Lake Tahoe. But amid the expanses of torched trees and gray soil, an unburnt island of lush green emerges. The patch of greenery was painstakingly engineered. A creek had been dammed, creating ponds that slowed the flow of water so the surrounding earth had more time to sop it up. A weblike system of canals helped spread that moisture through the floodplain.


Eyes in the sky: why drones are 'beyond effective' for animal rights campaigners around the world

The Guardian

Late last year, UrgentSeas received an anonymous tip from a former employee at the Miami Seaquarium about animal tanks away from public view. The advocacy group went to investigate. In November, they posted a short clip of what they found by flying a drone over the property: an elderly manatee living alone in a decaying private pool. Within a month, the clip had been watched millions of times and the outcry had grown so intense that the US Fish and Wildlife Service moved the manatee, Romeo, and his mate, Juliet, to a sanctuary. Over the past decade, drones have become irreplaceable tools in activist and conservation circles.


How Adobe's bet on non-exploitative AI is paying off

MIT Technology Review

In an exclusive interview with MIT Technology Review, Adobe's AI leaders are adamant this is the only way forward. At stake is not just the livelihood of creators, they say, but our whole information ecosystem. What they have learned shows that building responsible tech doesn't have to come at the cost of doing business. "We worry that the industry, Silicon Valley in particular, does not pause to ask the'how' or the'why.' Just because you can build something doesn't mean you should build it without consideration of the impact that you're creating," says David Wadhwani, president of Adobe's digital media business.


Navigating the EU AI Act: A Methodological Approach to Compliance for Safety-critical Products

arXiv.org Artificial Intelligence

In December 2023, the European Parliament provisionally agreed on the EU AI Act. This unprecedented regulatory framework for AI systems lays out guidelines to ensure the safety, legality, and trustworthiness of AI products. This paper presents a methodology for interpreting the EU AI Act requirements for high-risk AI systems by leveraging product quality models. We first propose an extended product quality model for AI systems, incorporating attributes relevant to the Act not covered by current quality models. We map the Act requirements to relevant quality attributes with the goal of refining them into measurable characteristics. We then propose a contract-based approach to derive technical requirements at the stakeholder level. This facilitates the development and assessment of AI systems that not only adhere to established quality standards, but also comply with the regulatory requirements outlined in the Act for high-risk (including safety-critical) AI systems. We demonstrate the applicability of this methodology on an exemplary automotive supply chain use case, where several stakeholders interact to achieve EU AI Act compliance.


CLASSLA-web: Comparable Web Corpora of South Slavic Languages Enriched with Linguistic and Genre Annotation

arXiv.org Artificial Intelligence

This paper presents a collection of highly comparable web corpora of Slovenian, Croatian, Bosnian, Montenegrin, Serbian, Macedonian, and Bulgarian, covering thereby the whole spectrum of official languages in the South Slavic language space. The collection of these corpora comprises a total of 13 billion tokens of texts from 26 million documents. The comparability of the corpora is ensured by a comparable crawling setup and the usage of identical crawling and post-processing technology. All the corpora were linguistically annotated with the state-of-the-art CLASSLA-Stanza linguistic processing pipeline, and enriched with document-level genre information via the Transformer-based multilingual X-GENRE classifier, which further enhances comparability at the level of linguistic annotation and metadata enrichment. The genre-focused analysis of the resulting corpora shows a rather consistent distribution of genres throughout the seven corpora, with variations in the most prominent genre categories being well-explained by the economic strength of each language community. A comparison of the distribution of genre categories across the corpora indicates that web corpora from less developed countries primarily consist of news articles.


Enhancing Legal Document Retrieval: A Multi-Phase Approach with Large Language Models

arXiv.org Artificial Intelligence

GPT-4, and LLaMA, are increasingly prevalent. Numerous studies have explored effective prompting techniques to harness the power of these LLMs for various research problems. Retrieval, specifically in the legal data domain, poses a challenging task for the direct application of Prompting techniques due to the large number and substantial length of legal articles. This research focuses on maximizing the potential of prompting by placing it as the final phase of the retrieval system, preceded by the support of two phases: BM25 Pre-ranking and BERT-based Re-ranking. Experiments on the COLIEE 2023 dataset demonstrate that integrating prompting techniques on LLMs into the retrieval system significantly improves retrieval accuracy. However, error analysis reveals several existing issues in the retrieval system that still need resolution.


Are Compressed Language Models Less Subgroup Robust?

arXiv.org Artificial Intelligence

To reduce the inference cost of large language models, model compression is increasingly used to create smaller scalable models. However, little is known about their robustness to minority subgroups defined by the labels and attributes of a dataset. In this paper, we investigate the effects of 18 different compression methods and settings on the subgroup robustness of BERT language models. We show that worst-group performance does not depend on model size alone, but also on the compression method used. Additionally, we find that model compression does not always worsen the performance on minority subgroups. Altogether, our analysis serves to further research into the subgroup robustness of model compression.


Juru: Legal Brazilian Large Language Model from Reputable Sources

arXiv.org Artificial Intelligence

The high computational cost associated with pretraining large language models limits their research. Two strategies have emerged to address this issue: domain specialization and pretraining with high-quality data. To explore these strategies, we specialized the Sabi\'a-2 Small model with 1.9 billion unique tokens from reputable Brazilian legal sources and conducted few-shot evaluations on legal and general knowledge exams. Our model, Juru, demonstrates the benefits of domain specialization with a reduced amount of pretraining data. However, this specialization comes at the expense of degrading performance in other knowledge areas within the same language. This study contributes to the growing body of scientific evidence showing that pretraining data selection may enhance the performance of large language models, enabling the exploration of these models at a lower cost.