Law
Eraser: Jailbreaking Defense in Large Language Models via Unlearning Harmful Knowledge
Lu, Weikai, Zeng, Ziqian, Wang, Jianwei, Lu, Zhengdong, Chen, Zelin, Zhuang, Huiping, Chen, Cen
Jailbreaking attacks can enable Large Language Models (LLMs) to bypass the safeguard and generate harmful content. Existing jailbreaking defense methods have failed to address the fundamental issue that harmful knowledge resides within the model, leading to potential jailbreak risks for LLMs. In this paper, we propose a novel defense method called Eraser, which mainly includes three goals: unlearning harmful knowledge, retaining general knowledge, and maintaining safety alignment. The intuition is that if an LLM forgets the specific knowledge required to answer a harmful question, it will no longer have the ability to answer harmful questions. The training of Erase does not actually require the model's own harmful knowledge, and it can benefit from unlearning general answers related to harmful queries, which means it does not need assistance from the red team. The experimental results show that Eraser can significantly reduce the jailbreaking success rate for various attacks without compromising the general capabilities of the model. Our codes are available at https://github.com/ZeroNLP/Eraser.
Protecting Privacy in Classifiers by Token Manipulation
Harel, Re'em, Elboher, Yair, Pinter, Yuval
Using language models as a remote service entails sending private information to an untrusted provider. In addition, potential eavesdroppers can intercept the messages, thereby exposing the information. In this work, we explore the prospects of avoiding such data exposure at the level of text manipulation. We focus on text classification models, examining various token mapping and contextualized manipulation functions in order to see whether classifier accuracy may be maintained while keeping the original text unrecoverable. We find that although some token mapping functions are easy and straightforward to implement, they heavily influence performance on the downstream task, and via a sophisticated attacker can be reconstructed. In comparison, the contextualized manipulation provides an improvement in performance.
Are Large Language Models Consistent over Value-laden Questions?
Moore, Jared, Deshpande, Tanvi, Yang, Diyi
Large language models (LLMs) appear to bias their survey answers toward certain values. Nonetheless, some argue that LLMs are too inconsistent to simulate particular values. Are they? To answer, we first define value consistency as the similarity of answers across (1) paraphrases of one question, (2) related questions under one topic, (3) multiple-choice and open-ended use-cases of one question, and (4) multilingual translations of a question to English, Chinese, German, and Japanese. We apply these measures to a few large ($>=34b$), open LLMs including llama-3, as well as gpt-4o, using eight thousand questions spanning more than 300 topics. Unlike prior work, we find that models are relatively consistent across paraphrases, use-cases, translations, and within a topic. Still, some inconsistencies remain. Models are more consistent on uncontroversial topics (e.g., in the U.S., "Thanksgiving") than on controversial ones ("euthanasia"). Base models are both more consistent compared to fine-tuned models and are uniform in their consistency across topics, while fine-tuned models are more inconsistent about some topics ("euthanasia") than others ("women's rights") like our human subjects (n=165).
On Evaluating Explanation Utility for Human-AI Decision Making in NLP
Chaleshtori, Fateme Hashemi, Ghosal, Atreya, Gill, Alexander, Bambroo, Purbid, Marasović, Ana
Is explainability a false promise? This debate has emerged from the insufficient evidence that explanations aid people in situations they are introduced for. More human-centered, application-grounded evaluations of explanations are needed to settle this. Yet, with no established guidelines for such studies in NLP, researchers accustomed to standardized proxy evaluations must discover appropriate measurements, tasks, datasets, and sensible models for human-AI teams in their studies. To help with this, we first review fitting existing metrics. We then establish requirements for datasets to be suitable for application-grounded evaluations. Among over 50 datasets available for explainability research in NLP, we find that 4 meet our criteria. By finetuning Flan-T5-3B, we demonstrate the importance of reassessing the state of the art to form and study human-AI teams. Finally, we present the exemplar studies of human-AI decision-making for one of the identified suitable tasks -- verifying the correctness of a legal claim given a contract.
Images Speak Louder than Words: Understanding and Mitigating Bias in Vision-Language Model from a Causal Mediation Perspective
Weng, Zhaotian, Gao, Zijun, Andrews, Jerone, Zhao, Jieyu
Vision-language models (VLMs) pre-trained on extensive datasets can inadvertently learn biases by correlating gender information with specific objects or scenarios. Current methods, which focus on modifying inputs and monitoring changes in the model's output probability scores, often struggle to comprehensively understand bias from the perspective of model components. We propose a framework that incorporates causal mediation analysis to measure and map the pathways of bias generation and propagation within VLMs. This approach allows us to identify the direct effects of interventions on model bias and the indirect effects of interventions on bias mediated through different model components. Our results show that image features are the primary contributors to bias, with significantly higher impacts than text features, specifically accounting for 32.57% and 12.63% of the bias in the MSCOCO and PASCAL-SENTENCE datasets, respectively. Notably, the image encoder's contribution surpasses that of the text encoder and the deep fusion encoder. Further experimentation confirms that contributions from both language and vision modalities are aligned and non-conflicting. Consequently, focusing on blurring gender representations within the image encoder, which contributes most to the model bias, reduces bias efficiently by 22.03% and 9.04% in the MSCOCO and PASCAL-SENTENCE datasets, respectively, with minimal performance loss or increased computational demands.
JailBreakV-28K: A Benchmark for Assessing the Robustness of MultiModal Large Language Models against Jailbreak Attacks
Luo, Weidi, Ma, Siyuan, Liu, Xiaogeng, Guo, Xiaoyu, Xiao, Chaowei
With the rapid advancements in Multimodal Large Language Models (MLLMs), securing these models against malicious inputs while aligning them with human values has emerged as a critical challenge. In this paper, we investigate an important and unexplored question of whether techniques that successfully jailbreak Large Language Models (LLMs) can be equally effective in jailbreaking MLLMs. To explore this issue, we introduce JailBreakV-28K, a pioneering benchmark designed to assess the transferability of LLM jailbreak techniques to MLLMs, thereby evaluating the robustness of MLLMs against diverse jailbreak attacks. Utilizing a dataset of 2, 000 malicious queries that is also proposed in this paper, we generate 20, 000 text-based jailbreak prompts using advanced jailbreak attacks on LLMs, alongside 8, 000 image-based jailbreak inputs from recent MLLMs jailbreak attacks, our comprehensive dataset includes 28, 000 test cases across a spectrum of adversarial scenarios. Our evaluation of 10 open-source MLLMs reveals a notably high Attack Success Rate (ASR) for attacks transferred from LLMs, highlighting a critical vulnerability in MLLMs that stems from their text-processing capabilities. Our findings underscore the urgent need for future research to address alignment vulnerabilities in MLLMs from both textual and visual inputs.
JailbreakHunter: A Visual Analytics Approach for Jailbreak Prompts Discovery from Large-Scale Human-LLM Conversational Datasets
Jin, Zhihua, Liu, Shiyi, Li, Haotian, Zhao, Xun, Qu, Huamin
Large Language Models (LLMs) have gained significant attention but also raised concerns due to the risk of misuse. Jailbreak prompts, a popular type of adversarial attack towards LLMs, have appeared and constantly evolved to breach the safety protocols of LLMs. To address this issue, LLMs are regularly updated with safety patches based on reported jailbreak prompts. However, malicious users often keep their successful jailbreak prompts private to exploit LLMs. To uncover these private jailbreak prompts, extensive analysis of large-scale conversational datasets is necessary to identify prompts that still manage to bypass the system's defenses. This task is highly challenging due to the immense volume of conversation data, diverse characteristics of jailbreak prompts, and their presence in complex multi-turn conversations. To tackle these challenges, we introduce JailbreakHunter, a visual analytics approach for identifying jailbreak prompts in large-scale human-LLM conversational datasets. We have designed a workflow with three analysis levels: group-level, conversation-level, and turn-level. Group-level analysis enables users to grasp the distribution of conversations and identify suspicious conversations using multiple criteria, such as similarity with reported jailbreak prompts in previous research and attack success rates. Conversation-level analysis facilitates the understanding of the progress of conversations and helps discover jailbreak prompts within their conversation contexts. Turn-level analysis allows users to explore the semantic similarity and token overlap between a singleturn prompt and the reported jailbreak prompts, aiding in the identification of new jailbreak strategies. The effectiveness and usability of the system were verified through multiple case studies and expert interviews.
Enabling Discriminative Reasoning in LLMs for Legal Judgment Prediction
Deng, Chenlong, Mao, Kelong, Zhang, Yuyao, Dou, Zhicheng
Legal judgment prediction is essential for enhancing judicial efficiency. In this work, we identify that existing large language models (LLMs) underperform in this domain due to challenges in understanding case complexities and distinguishing between similar charges. To adapt LLMs for effective legal judgment prediction, we introduce the Ask-Discriminate-Predict (ADAPT) reasoning framework inspired by human judicial reasoning. ADAPT involves decomposing case facts, discriminating among potential charges, and predicting the final judgment. We further enhance LLMs through fine-tuning with multi-task synthetic trajectories to improve legal judgment prediction accuracy and efficiency under our ADAPT framework. Extensive experiments conducted on two widely-used datasets demonstrate the superior performance of our framework in legal judgment prediction, particularly when dealing with complex and confusing charges.
Exploring LGBTQ+ Bias in Generative AI Answers across Different Country and Religious Contexts
Vicsek, Lilla, Vancsó, Anna, Zajko, Mike, Takacs, Judit
Previous discussions have highlighted the need for generative AI tools to become more culturally sensitive, yet often neglect the complexities of handling content about minorities, who are perceived differently across cultures and religions. Our study examined how two generative AI systems respond to homophobic statements with varying cultural and religious context information. Findings showed ChatGPT 3.5's replies exhibited cultural relativism, in contrast to Bard's, which stressed human rights and provided more support for LGBTQ+ issues. Both demonstrated significant change in responses based on contextual information provided in the prompts, suggesting that AI systems may adjust in their responses the degree and forms of support for LGBTQ+ people according to information they receive about the user's background. The study contributes to understanding the social and ethical implications of AI responses and argues that any work to make generative AI outputs more culturally diverse requires a grounding in fundamental human rights.
A Formal Model for Artificial Intelligence Applications in Automation Systems
Schieseck, Marvin, Topalis, Philip, Reinpold, Lasse, Gehlhoff, Felix, Fay, Alexander
The integration of Artificial Intelligence (AI) into automation systems has the potential to enhance efficiency and to address currently unsolved existing technical challenges. However, the industry-wide adoption of AI is hindered by the lack of standardized documentation for the complex compositions of automation systems, AI software, production hardware, and their interdependencies. This paper proposes a formal model using standards and ontologies to provide clear and structured documentation of AI applications in automation systems. The proposed information model for artificial intelligence in automation systems (AIAS) utilizes ontology design patterns to map and link various aspects of automation systems and AI software. Validated through a practical example, the model demonstrates its effectiveness in improving documentation practices and aiding the sustainable implementation of AI in industrial settings.