Law
Copyright-Aware Incentive Scheme for Generative Art Models Using Hierarchical Reinforcement Learning
Shi, Zhuan, Song, Yifei, Tang, Xiaoli, Lyu, Lingjuan, Faltings, Boi
Generative art using Diffusion models has achieved remarkable performance in image generation and text-to-image tasks. However, the increasing demand for training data in generative art raises significant concerns about copyright infringement, as models can produce images highly similar to copyrighted works. Existing solutions attempt to mitigate this by perturbing Diffusion models to reduce the likelihood of generating such images, but this often compromises model performance. Another approach focuses on economically compensating data holders for their contributions, yet it fails to address copyright loss adequately. Our approach begin with the introduction of a novel copyright metric grounded in copyright law and court precedents on infringement. We then employ the TRAK method to estimate the contribution of data holders. To accommodate the continuous data collection process, we divide the training into multiple rounds. Finally, We designed a hierarchical budget allocation method based on reinforcement learning to determine the budget for each round and the remuneration of the data holder based on the data holder's contribution and copyright loss in each round. Extensive experiments across three datasets show that our method outperforms all eight benchmarks, demonstrating its effectiveness in optimizing budget distribution in a copyright-aware manner. To the best of our knowledge, this is the first technical work that introduces to incentive contributors and protect their copyrights by compensating them.
Engineering Trustworthy AI: A Developer Guide for Empirical Risk Minimization
AI systems increasingly shape critical decisions across personal and societal domains. While empirical risk minimization (ERM) drives much of the AI success, it typically prioritizes accuracy over trustworthiness, often resulting in biases, opacity, and other adverse effects. This paper discusses how key requirements for trustworthy AI can be translated into design choices for the components of ERM. We hope to provide actionable guidance for building AI systems that meet emerging standards for trustworthiness of AI.
Finite-Sample and Distribution-Free Fair Classification: Optimal Trade-off Between Excess Risk and Fairness, and the Cost of Group-Blindness
Algorithmic fairness in machine learning has recently garnered significant attention. However, two pressing challenges remain: (1) The fairness guarantees of existing fair classification methods often rely on specific data distribution assumptions and large sample sizes, which can lead to fairness violations when the sample size is moderate-a common situation in practice. (2) Due to legal and societal considerations, using sensitive group attributes during decision-making (referred to as the group-blind setting) may not always be feasible. In this work, we quantify the impact of enforcing algorithmic fairness and group-blindness in binary classification under group fairness constraints. Specifically, we propose a unified framework for fair classification that provides distribution-free and finite-sample fairness guarantees with controlled excess risk. This framework is applicable to various group fairness notions in both group-aware and group-blind scenarios. Furthermore, we establish a minimax lower bound on the excess risk, showing the minimax optimality of our proposed algorithm up to logarithmic factors. Through extensive simulation studies and real data analysis, we further demonstrate the superior performance of our algorithm compared to existing methods, and provide empirical support for our theoretical findings.
The rise of AI: When will Congress regulate it?
Fox News chief political anchor Bret Baier has the latest on the pros and cons of the bombshell developments on'Special Report.' It is said that predicting the future isn't magic. If that's the case, perhaps we should ask AI when Congress might pass a bill to regulate the emerging technology – before it spirals out of control. There's a push by Congressional leaders to approve a bill regulating AI when lawmakers return to Washington after the election. But the path to passage - and developing a consensus on establishing guardrails for AI - is far from certain.
Digital Twin for Autonomous Surface Vessels: Enabler for Safe Maritime Navigation
Autonomous surface vessels (ASVs) are becoming increasingly significant in enhancing the safety and sustainability of maritime operations. To ensure the reliability of modern control algorithms utilized in these vessels, digital twins (DTs) provide a robust framework for conducting safe and effective simulations within a virtual environment. Digital twins are generally classified on a scale from 0 to 5, with each level representing a progression in complexity and functionality: Level 0 (Standalone) employs offline modeling techniques; Level 1 (Descriptive) integrates sensors and online modeling to enhance situational awareness; Level 2 (Diagnostic) focuses on condition monitoring and cybersecurity; Level 3 (Predictive) incorporates predictive analytics; Level 4 (Prescriptive) embeds decision-support systems; and Level 5 (Autonomous) enables advanced functionalities such as collision avoidance and path following. These digital representations not only provide insights into the vessel's current state and operational efficiency but also predict future scenarios and assess life endurance. By continuously updating with real-time sensor data, the digital twin effectively corrects modeling errors and enhances decision-making processes. Since DTs are key enablers for complex autonomous systems, this paper introduces a comprehensive methodology for establishing a digital twin framework specifically tailored for ASVs. Through a detailed literature survey, we explore existing state-of-the-art enablers across the defined levels, offering valuable recommendations for future research and development in this rapidly evolving field.
AI Horizon Scanning -- White Paper p3395, IEEE-SA. Part III: Technology Watch: a selection of key developments, emerging technologies, and industry trends in Artificial Intelligence
Tambouratzis, George, Cortês, Marina, Liddle, Andrew R.
Generative Artificial Intelligence (AI) technologies are in a phase of unprecedented rapid development following the landmark release of Chat-GPT, which brought the phenomenon to wide public attention. As the deployment of AI products rises geometrically, considerable attention is being given to the threats and opportunities that AI technologies offer, and to the need for regulatory and standards initiatives to ensure that use of the technology aligns with societal needs and generates broad benefits while mitigating risks and threats. This manuscript is the third of a series of White Papers informing the development of IEEE-SA's p3995 {\it `Standard for the Implementation of Safeguards, Controls, and Preventive Techniques for Artificial Intelligence Models'} \cite{P3395}, Chair Marina Cort\^{e}s. This part focuses on assessing calmly and objectively, as far as is possible, the current state of Artificial Intelligence (AI) technology development and identifying predominant trends, prospects, and ensuing risks. It necessarily forms a snapshot of the current instant of a rapidly-evolving landscape, with new products and innovations emerging continuously. While our main focus is on software and hardware developments and their corporate context, we also briefly review progress on robotics within the AI context and describe some implications of the substantial and growing AI energy demand.
VERITAS: A Unified Approach to Reliability Evaluation
Ramamurthy, Rajkumar, Rajeev, Meghana Arakkal, Molenschot, Oliver, Zou, James, Rajani, Nazneen
Large language models (LLMs) often fail to synthesize information from their context to generate an accurate response. This renders them unreliable in knowledge intensive settings where reliability of the output is key. A critical component for reliable LLMs is the integration of a robust fact-checking system that can detect hallucinations across various formats. While several open-access fact-checking models are available, their functionality is often limited to specific tasks, such as grounded question-answering or entailment verification, and they perform less effectively in conversational settings. On the other hand, closed-access models like GPT-4 and Claude offer greater flexibility across different contexts, including grounded dialogue verification, but are hindered by high costs and latency. In this work, we introduce VERITAS, a family of hallucination detection models designed to operate flexibly across diverse contexts while minimizing latency and costs. VERITAS achieves state-of-the-art results considering average performance on all major hallucination detection benchmarks, with $10\%$ increase in average performance when compared to similar-sized models and get close to the performance of GPT4 turbo with LLM-as-a-judge setting.
AI Ethics by Design: Implementing Customizable Guardrails for Responsible AI Development
Šekrst, Kristina, McHugh, Jeremy, Cefalu, Jonathan Rodriguez
This paper explores the development of an ethical guardrail framework for AI systems, emphasizing the importance of customizable guardrails that align with diverse user values and underlying ethics. We address the challenges of AI ethics by proposing a structure that integrates rules, policies, and AI assistants to ensure responsible AI behavior, while comparing the proposed framework to the existing state-of-the-art guardrails. By focusing on practical mechanisms for implementing ethical standards, we aim to enhance transparency, user autonomy, and continuous improvement in AI systems. Our approach accommodates ethical pluralism, offering a flexible and adaptable solution for the evolving landscape of AI governance. The paper concludes with strategies for resolving conflicts between ethical directives, underscoring the present and future need for robust, nuanced and context-aware AI systems.
Evaluating Moral Beliefs across LLMs through a Pluralistic Framework
Liu, Xuelin, Zhu, Yanfei, Zhu, Shucheng, Liu, Pengyuan, Liu, Ying, Yu, Dong
Proper moral beliefs are fundamental for language models, yet assessing these beliefs poses a significant challenge. This study introduces a novel three-module framework to evaluate the moral beliefs of four prominent large language models. Initially, we constructed a dataset containing 472 moral choice scenarios in Chinese, derived from moral words. The decision-making process of the models in these scenarios reveals their moral principle preferences. By ranking these moral choices, we discern the varying moral beliefs held by different language models. Additionally, through moral debates, we investigate the firmness of these models to their moral choices. Our findings indicate that English language models, namely ChatGPT and Gemini, closely mirror moral decisions of the sample of Chinese university students, demonstrating strong adherence to their choices and a preference for individualistic moral beliefs. In contrast, Chinese models such as Ernie and ChatGLM lean towards collectivist moral beliefs, exhibiting ambiguity in their moral choices and debates. This study also uncovers gender bias embedded within the moral beliefs of all examined language models. Our methodology offers an innovative means to assess moral beliefs in both artificial and human intelligence, facilitating a comparison of moral values across different cultures.
Long Context RAG Performance of Large Language Models
Leng, Quinn, Portes, Jacob, Havens, Sam, Zaharia, Matei, Carbin, Michael
Retrieval Augmented Generation (RAG) has emerged as a crucial technique for enhancing the accuracy of Large Language Models (LLMs) by incorporating external information. With the advent of LLMs that support increasingly longer context lengths, there is a growing interest in understanding how these models perform in RAG scenarios. Can these new long context models improve RAG performance? This paper presents a comprehensive study of the impact of increased context length on RAG performance across 20 popular open source and commercial LLMs. We ran RAG workflows while varying the total context length from 2,000 to 128,000 tokens (and 2 million tokens when possible) on three domain-specific datasets, and report key insights on the benefits and limitations of long context in RAG applications. Our findings reveal that while retrieving more documents can improve performance, only a handful of the most recent state of the art LLMs can maintain consistent accuracy at long context above 64k tokens. We also identify distinct failure modes in long context scenarios, suggesting areas for future research.