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Easy2Hard-Bench: Standardized Difficulty Labels for Profiling LLM Performance and Generalization

arXiv.org Artificial Intelligence

While generalization over tasks from easy to hard is crucial to profile language models (LLMs), the datasets with fine-grained difficulty annotations for each problem across a broad range of complexity are still blank. Aiming to address this limitation, we present Easy2Hard-Bench, a consistently formatted collection of 6 benchmark datasets spanning various domains, such as mathematics and programming problems, chess puzzles, and reasoning questions. Each problem within these datasets is annotated with numerical difficulty scores. To systematically estimate problem difficulties, we collect abundant performance data on attempts to each problem by humans in the real world or LLMs on the prominent leaderboard. Leveraging the rich performance data, we apply well-established difficulty ranking systems, such as Item Response Theory (IRT) and Glicko-2 models, to uniformly assign numerical difficulty scores to problems. Moreover, datasets in Easy2Hard-Bench distinguish themselves from previous collections by a higher proportion of challenging problems. Through extensive experiments with six state-of-the-art LLMs, we provide a comprehensive analysis of their performance and generalization capabilities across varying levels of difficulty, with the aim of inspiring future research in LLM generalization. The datasets are available at https://huggingface.co/datasets/furonghuang-lab/Easy2Hard-Bench.


A novel application of Shapley values for large multidimensional time-series data: Applying explainable AI to a DNA profile classification neural network

arXiv.org Machine Learning

The application of Shapley values to high-dimensional, time-series-like data is computationally challenging - and sometimes impossible. For $N$ inputs the problem is $2^N$ hard. In image processing, clusters of pixels, referred to as superpixels, are used to streamline computations. This research presents an efficient solution for time-seres-like data that adapts the idea of superpixels for Shapley value computation. Motivated by a forensic DNA classification example, the method is applied to multivariate time-series-like data whose features have been classified by a convolutional neural network (CNN). In DNA processing, it is important to identify alleles from the background noise created by DNA extraction and processing. A single DNA profile has $31,200$ scan points to classify, and the classification decisions must be defensible in a court of law. This means that classification is routinely performed by human readers - a monumental and time consuming process. The application of a CNN with fast computation of meaningful Shapley values provides a potential alternative to the classification. This research demonstrates the realistic, accurate and fast computation of Shapley values for this massive task


Implementing a Nordic-Baltic Federated Health Data Network: a case report

arXiv.org Artificial Intelligence

Background: Centralized collection and processing of healthcare data across national borders pose significant challenges, including privacy concerns, data heterogeneity and legal barriers. To address some of these challenges, we formed an interdisciplinary consortium to develop a feder-ated health data network, comprised of six institutions across five countries, to facilitate Nordic-Baltic cooperation on secondary use of health data. The objective of this report is to offer early insights into our experiences developing this network. Methods: We used a mixed-method ap-proach, combining both experimental design and implementation science to evaluate the factors affecting the implementation of our network. Results: Technically, our experiments indicate that the network functions without significant performance degradation compared to centralized simu-lation. Conclusion: While use of interdisciplinary approaches holds a potential to solve challeng-es associated with establishing such collaborative networks, our findings turn the spotlight on the uncertain regulatory landscape playing catch up and the significant operational costs.


A Scalable Data-Driven Framework for Systematic Analysis of SEC 10-K Filings Using Large Language Models

arXiv.org Artificial Intelligence

The number of companies listed on the NYSE has been growing exponentially, creating a significant challenge for market analysts, traders, and stockholders who must monitor and assess the performance and strategic shifts of a large number of companies regularly. There is an increasing need for a fast, cost-effective, and comprehensive method to evaluate the performance and detect and compare many companies' strategy changes efficiently. We propose a novel data-driven approach that leverages large language models (LLMs) to systematically analyze and rate the performance of companies based on their SEC 10-K filings. These filings, which provide detailed annual reports on a company's financial performance and strategic direction, serve as a rich source of data for evaluating various aspects of corporate health, including confidence, environmental sustainability, innovation, and workforce management. We also introduce an automated system for extracting and preprocessing 10-K filings. This system accurately identifies and segments the required sections as outlined by the SEC, while also isolating key textual content that contains critical information about the company. This curated data is then fed into Cohere's Command-R+ LLM to generate quantitative ratings across various performance metrics. These ratings are subsequently processed and visualized to provide actionable insights. The proposed scheme is then implemented on an interactive GUI as a no-code solution for running the data pipeline and creating the visualizations. The application showcases the rating results and provides year-on-year comparisons of company performance.


AI Policy Projector: Grounding LLM Policy Design in Iterative Mapmaking

arXiv.org Artificial Intelligence

Whether a large language model policy is an explicit constitution or an implicit reward model, it is challenging to assess coverage over the unbounded set of real-world situations that a policy must contend with. We introduce an AI policy design process inspired by mapmaking, which has developed tactics for visualizing and iterating on maps even when full coverage is not possible. With Policy Projector, policy designers can survey the landscape of model input-output pairs, define custom regions (e.g., "violence"), and navigate these regions with rules that can be applied to LLM outputs (e.g., if output contains "violence" and "graphic details," then rewrite without "graphic details"). Policy Projector supports interactive policy authoring using LLM classification and steering and a map visualization reflecting the policy designer's work. In an evaluation with 12 AI safety experts, our system helps policy designers to address problematic model behaviors extending beyond an existing, comprehensive harm taxonomy.


DoNotPay 'robot lawyer' fined 193K by the FTC for not being a lawyer

Engadget

The Federal Trade Commission is taking action against DoNotPay, alleging that the AI-powered company billing itself as "the world's first robot lawyer" failed to back its claims that it could replace human legal representation. The agency's complaint argues that DoNotPay did not conduct tests to assess whether its AI chatbot was equivalent to a human lawyer, and that the company did not hire or retain any attorneys of its own. DoNotPay has agreed to a proposed settlement that would see it face fines of 193,000. In addition, the settlement will require DoNotPay to inform customers who subscribed to its service between 2021 and 2023 about the limitations of its offerings. This proposed settlement is part of an FTC program called Operation AI Comply, which is targeting businesses that leverage artificial intelligence to make deceptive claims.


What is the social benefit of hate speech detection research? A Systematic Review

arXiv.org Artificial Intelligence

While NLP research into hate speech detection has grown exponentially in the last three decades, there has been minimal uptake or engagement from policy makers and non-profit organisations. We argue the absence of ethical frameworks have contributed to this rift between current practice and best practice. By adopting appropriate ethical frameworks, NLP researchers may enable the social impact potential of hate speech research. This position paper is informed by reviewing forty-eight hate speech detection systems associated with thirty-seven publications from different venues.


Tesla's Autopilot: Ethics and Tragedy

arXiv.org Artificial Intelligence

This case study delves into the ethical ramifications of an incident involving Tesla's Autopilot, emphasizing Tesla Motors' moral responsibility. Using a seven-step ethical decision-making process, it examines user behavior, system constraints, and regulatory implications. This incident prompts a broader evaluation of ethical challenges in the automotive industry's adoption of autonomous technologies, urging a reconsideration of industry norms and legal frameworks. The analysis offers a succinct exploration of ethical considerations in evolving technological landscapes.


Data-Centric AI Governance: Addressing the Limitations of Model-Focused Policies

arXiv.org Artificial Intelligence

Current regulations on powerful AI capabilities are narrowly focused on "foundation" or "frontier" models. However, these terms are vague and inconsistently defined, leading to an unstable foundation for governance efforts. Critically, policy debates often fail to consider the data used with these models, despite the clear link between data and model performance. Even (relatively) "small" models that fall outside the typical definitions of foundation and frontier models can achieve equivalent outcomes when exposed to sufficiently specific datasets. In this work, we illustrate the importance of considering dataset size and content as essential factors in assessing the risks posed by models both today and in the future. More broadly, we emphasize the risk posed by over-regulating reactively and provide a path towards careful, quantitative evaluation of capabilities that can lead to a simplified regulatory environment.


Dispute resolution in legal mediation with quantitative argumentation

arXiv.org Artificial Intelligence

Mediation is often treated as an extension of negotiation, without taking into account the unique role that norms and facts play in legal mediation. Additionally, current approaches for updating argument acceptability in response to changing variables frequently require the introduction of new arguments or the removal of existing ones, which can be inefficient and cumbersome in decision-making processes within legal disputes. In this paper, our contribution is two-fold. First, we introduce a QuAM (Quantitative Argumentation Mediate) framework, which integrates the parties' knowledge and the mediator's knowledge, including facts and legal norms, when determining the acceptability of a mediation goal. Second, we develop a new formalism to model the relationship between the acceptability of a goal argument and the values assigned to a variable associated with the argument. We use a real-world legal mediation as a running example to illustrate our approach.