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Lecture I: Governing the Algorithmic City

arXiv.org Artificial Intelligence

A century ago, John Dewey observed that '[s]team and electricity have done more to alter the conditions under which men associate together than all the agencies which affected human relationships before our time'. In the last few decades, computing technologies have had a similar effect. Political philosophy's central task is to help us decide how to live together, by analysing our social relations, diagnosing their failings, and articulating ideals to guide their revision. But these profound social changes have left scarcely a dent in the model of social relations that (analytical) political philosophers assume. This essay aims to reverse that trend. It first builds a model of our novel social relations as they are now, and as they are likely to evolved, and then explores how those differences affect our theories of how to live together. I introduce the 'Algorithmic City', the network of algorithmically-mediated social relations, then characterise the intermediary power by which it is governed. I show how algorithmic governance raises new challenges for political philosophy concerning the justification of authority, the foundations of procedural legitimacy, and the possibility of justificatory neutrality.


Optimizing Preference Alignment with Differentiable NDCG Ranking

arXiv.org Artificial Intelligence

Aligning large language models with human preferences improves interaction quality and safety by ensuring outputs better reflect human values. A promising strategy involves Reinforcement Learning from Human Feedback (RLHF), starting with collecting and ranking responses generated by a supervised fine-tuning model to refine alignment. Current methods (DPO) focus on learning from pairwise preference data, categorizing responses into preferred and less preferred pairs, and optimizing by maximizing pairwise margins. Recent studies have uncovered a substantial discrepancy between the theoretical aspirations of preference learning and its real-world results. Current preference alignment techniques underperform expectations, with ranking accuracies below 60% on standard datasets. This suggests existing methods inadequately capture ideal preference relationships within sequences. To address this challenge, this paper introduces Direct Ranking Preference Optimization (DRPO), a novel method that views human preference alignment as a Learning-to-Rank (LTR) task. DRPO leverages NDCG, a widely used LTR metric, to optimize the ranking of responses within lists based on preference data, thereby enhancing ranking accuracies. Due to the nondifferentiability of NDCG, we propose diffNDCG loss, a differentiable approximation facilitated by a sorting network to simulate NDCG. Furthermore, to improve the quality of generated response, we propose a novel margin-based Adaptive Rank Policy Score. Extensive experiments have shown that DRPO outperforms existing baseline methods, enhancing the quality of the generated responses. Large language models (LLMs), trained on extensive and diverse datasets, can be prompted to demonstrate impressive capabilities across a broad range of tasks (Huang et al., 2024; Chiang et al., 2023; OpenAI et al., 2024; Touvron et al., 2023). However, due to the varied nature of their training data, these models sometimes produce content that may not align with human preferences, including fabricated answers, offensive comments, or harmful responses (Bai et al., 2022; Wang et al., 2023). To ensure the development of AI systems that are safe and controllable, this paper investigates learning tasks for LLMs that guide them to generate responses in alignment with human preferences. Human preference alignment has become an active research area. Reinforcement Learning with Human Feedback (RLHF) (Ouyang et al., 2022) is the first proposed method in this area. However, the optimization process of RLHF is complex, and its implementation introduces challenges due to unstable and costly training. Recent studies (Hong et al., 2024; Ethayarajh et al., 2024) have started to adopt alternatives to RLHF.


GUS-Net: Social Bias Classification in Text with Generalizations, Unfairness, and Stereotypes

arXiv.org Artificial Intelligence

The detection of bias in natural language processing (NLP) is a critical challenge, particularly with the increasing use of large language models (LLMs) in various domains. This paper introduces GUS-Net, an innovative approach to bias detection that focuses on three key types of biases: (G)eneralizations, (U)nfairness, and (S)tereotypes. GUS-Net leverages generative AI and automated agents to create a comprehensive synthetic dataset, enabling robust multi-label token classification. Our methodology enhances traditional bias detection methods by incorporating the contextual encodings of pre-trained models, resulting in improved accuracy and depth in identifying biased entities. Through extensive experiments, we demonstrate that GUS-Net outperforms state-of-the-art techniques, achieving superior performance in terms of accuracy, F1-score, and Hamming Loss. The findings highlight GUS-Net's effectiveness in capturing a wide range of biases across diverse contexts, making it a valuable tool for social bias detection in text. This study contributes to the ongoing efforts in NLP to address implicit bias, providing a pathway for future research and applications in various fields. The Jupyter notebooks used to create the dataset and model are available at: https://github.com/Ethical-Spectacle/fair-ly/tree/main/resources. Warning: This paper contains examples of harmful language, and reader discretion is recommended.


The KnowWhereGraph Ontology

arXiv.org Artificial Intelligence

KnowWhereGraph is one of the largest fully publicly available geospatial knowledge graphs. It includes data from 30 layers on natural hazards (e.g., hurricanes, wildfires), climate variables (e.g., air temperature, precipitation), soil properties, crop and land-cover types, demographics, and human health, various place and region identifiers, among other themes. These have been leveraged through the graph by a variety of applications to address challenges in food security and agricultural supply chains; sustainability related to soil conservation practices and farm labor; and delivery of emergency humanitarian aid following a disaster. In this paper, we introduce the ontology that acts as the schema for KnowWhereGraph. This broad overview provides insight into the requirements and design specifications for the graph and its schema, including the development methodology (modular ontology modeling) and the resources utilized to implement, materialize, and deploy KnowWhereGraph with its end-user interfaces and public query SPARQL endpoint.


Lecture II: Communicative Justice and the Distribution of Attention

arXiv.org Artificial Intelligence

Algorithmic intermediaries govern the digital public sphere through their architectures, amplification algorithms, and moderation practices. In doing so, they shape public communication and distribute attention in ways that were previously infeasible with such subtlety, speed and scale. From misinformation and affective polarisation to hate speech and radicalisation, the many pathologies of the digital public sphere attest that they could do so better. But what ideals should they aim at? Political philosophy should be able to help, but existing theories typically assume that a healthy public sphere will spontaneously emerge if only we get the boundaries of free expression right. They offer little guidance on how to intentionally constitute the digital public sphere. In addition to these theories focused on expression, we need a further theory of communicative justice, targeted specifically at the algorithmic intermediaries that shape communication and distribute attention. This lecture argues that political philosophy urgently owes an account of how to govern communication in the digital public sphere, and introduces and defends a democratic egalitarian theory of communicative justice.


Ethics Whitepaper: Whitepaper on Ethical Research into Large Language Models

arXiv.org Artificial Intelligence

This whitepaper offers an overview of the ethical considerations surrounding research into or with large language models (LLMs). As LLMs become more integrated into widely used applications, their societal impact increases, bringing important ethical questions to the forefront. With a growing body of work examining the ethical development, deployment, and use of LLMs, this whitepaper provides a comprehensive and practical guide to best practices, designed to help those in research and in industry to uphold the highest ethical standards in their work.


Auditing and Enforcing Conditional Fairness via Optimal Transport

arXiv.org Machine Learning

Conditional demographic parity (CDP) is a measure of the demographic parity of a predictive model or decision process when conditioning on an additional feature or set of features. Many algorithmic fairness techniques exist to target demographic parity, but CDP is much harder to achieve, particularly when the conditioning variable has many levels and/or when the model outputs are continuous. The problem of auditing and enforcing CDP is understudied in the literature. In light of this, we propose novel measures of {conditional demographic disparity (CDD)} which rely on statistical distances borrowed from the optimal transport literature. We further design and evaluate regularization-based approaches based on these CDD measures. Our methods, \fairbit{} and \fairlp{}, allow us to target CDP even when the conditioning variable has many levels. When model outputs are continuous, our methods target full equality of the conditional distributions, unlike other methods that only consider first moments or related proxy quantities. We validate the efficacy of our approaches on real-world datasets.


Breaking the Manual Annotation Bottleneck: Creating a Comprehensive Legal Case Criticality Dataset through Semi-Automated Labeling

arXiv.org Artificial Intelligence

Predicting case criticality helps legal professionals in the court system manage large volumes of case law. This paper introduces the Criticality Prediction dataset, a new resource for evaluating the potential influence of Swiss Federal Supreme Court decisions on future jurisprudence. Unlike existing approaches that rely on resource-intensive manual annotations, we semi-automatically derive labels leading to a much larger dataset than otherwise possible. Our dataset features a two-tier labeling system: (1) the LD-Label, which identifies cases published as Leading Decisions (LD), and (2) the Citation-Label, which ranks cases by their citation frequency and recency. This allows for a more nuanced evaluation of case importance. We evaluate several multilingual models, including fine-tuned variants and large language models, and find that fine-tuned models consistently outperform zero-shot baselines, demonstrating the need for task-specific adaptation. Our contributions include the introduction of this task and the release of a multilingual dataset to the research community.


Breaking Chains: Unraveling the Links in Multi-Hop Knowledge Unlearning

arXiv.org Artificial Intelligence

Large language models (LLMs) serve as giant information stores, often including personal or copyrighted data, and retraining them from scratch is not a viable option. This has led to the development of various fast, approximate unlearning techniques to selectively remove knowledge from LLMs. Prior research has largely focused on minimizing the probabilities of specific token sequences by reversing the language modeling objective. However, these methods still leave LLMs vulnerable to adversarial attacks that exploit indirect references. In this work, we examine the limitations of current unlearning techniques in effectively erasing a particular type of indirect prompt: multi-hop queries. Our findings reveal that existing methods fail to completely remove multi-hop knowledge when one of the intermediate hops is unlearned. To address this issue, we propose MUNCH, a simple uncertainty-based approach that breaks down multi-hop queries into subquestions and leverages the uncertainty of the unlearned model in final decision-making. Empirical results demonstrate the effectiveness of our framework, and MUNCH can be easily integrated with existing unlearning techniques, making it a flexible and useful solution for enhancing unlearning processes.


LAR-ECHR: A New Legal Argument Reasoning Task and Dataset for Cases of the European Court of Human Rights

arXiv.org Artificial Intelligence

We present Legal Argument Reasoning (LAR), a novel task designed to evaluate the legal reasoning capabilities of Large Language Models (LLMs). The task requires selecting the correct next statement (from multiple choice options) in a chain of legal arguments from court proceedings, given the facts of the case. We constructed a dataset (LAR-ECHR) for this task using cases from the European Court of Human Rights (ECHR). We evaluated seven general-purpose LLMs on LAR-ECHR and found that (a) the ranking of the models is aligned with that of LegalBench, an established US-based legal reasoning benchmark, even though LAR-ECHR is based on EU law, (b) LAR-ECHR distinguishes top models more clearly, compared to LegalBench, (c) even the best model (GPT-4o) obtains 75.8% accuracy on LAR-ECHR, indicating significant potential for further model improvement. The process followed to construct LAR-ECHR can be replicated with cases from other legal systems.