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Can Generative AI be Egalitarian?

arXiv.org Artificial Intelligence

The recent explosion of "foundation" generative AI models has been built upon the extensive extraction of value from online sources, often without corresponding reciprocation. This pattern mirrors and intensifies the extractive practices of surveillance capitalism, while the potential for enormous profit has challenged technology organizations' commitments to responsible AI practices, raising significant ethical and societal concerns. However, a promising alternative is emerging: the development of models that rely on content willingly and collaboratively provided by users. This article explores this "egalitarian" approach to generative AI, taking inspiration from the successful model of Wikipedia. We explore the potential implications of this approach for the design, development, and constraints of future foundation models. We argue that such an approach is not only ethically sound but may also lead to models that are more responsive to user needs, more diverse in their training data, and ultimately more aligned with societal values. Furthermore, we explore potential challenges and limitations of this approach, including issues of scalability, quality control, and potential biases inherent in volunteer-contributed content.


Human services organizations and the responsible integration of AI: Considering ethics and contextualizing risk(s)

arXiv.org Artificial Intelligence

This paper examines the responsible integration of artificial intelligence (AI) in human services organizations (HSOs), proposing a nuanced framework for evaluating AI applications across multiple dimensions of risk. The authors argue that ethical concerns about AI deployment -- including professional judgment displacement, environmental impact, model bias, and data laborer exploitation -- vary significantly based on implementation context and specific use cases. They challenge the binary view of AI adoption, demonstrating how different applications present varying levels of risk that can often be effectively managed through careful implementation strategies. The paper highlights promising solutions, such as local large language models, that can facilitate responsible AI integration while addressing common ethical concerns. The authors propose a dimensional risk assessment approach that considers factors like data sensitivity, professional oversight requirements, and potential impact on client wellbeing. They conclude by outlining a path forward that emphasizes empirical evaluation, starting with lower-risk applications and building evidence-based understanding through careful experimentation. This approach enables organizations to maintain high ethical standards while thoughtfully exploring how AI might enhance their capacity to serve clients and communities effectively.


A Comprehensive Mathematical and System-Level Analysis of Autonomous Vehicle Timelines

arXiv.org Artificial Intelligence

Fully autonomous vehicles (AVs) continue to spark immense global interest, yet predictions on when they will operate safely and broadly remain heavily debated. This paper synthesizes two distinct research traditions: computational complexity and algorithmic constraints versus reliability growth modeling and real-world testing to form an integrated, quantitative timeline for future AV deployment. We propose a mathematical framework that unifies NP-hard multi-agent path planning analyses, high-performance computing (HPC) projections, and extensive Crow-AMSAA reliability growth calculations, factoring in operational design domain (ODD) variations, severity, and partial vs. full domain restrictions. Through category-specific case studies (e.g., consumer automotive, robo-taxis, highway trucking, industrial and defense applications), we show how combining HPC limitations, safety demonstration requirements, production/regulatory hurdles, and parallel/serial test strategies can push out the horizon for universal Level 5 deployment by up to several decades. Conversely, more constrained ODDs; like fenced industrial sites or specialized defense operations; may see autonomy reach commercial viability in the near-to-medium term. Our findings illustrate that while targeted domains can achieve automated service sooner, widespread driverless vehicles handling every environment remain far from realized. This paper thus offers a unique and rigorous perspective on why AV timelines extend well beyond short-term optimism, underscoring how each dimension of complexity and reliability imposes its own multi-year delays. By quantifying these constraints and exploring potential accelerators (e.g., advanced AI hardware, infrastructure up-grades), we provide a structured baseline for researchers, policymakers, and industry stakeholders to more accurately map their expectations and investments in AV technology.


Technical Report for the Forgotten-by-Design Project: Targeted Obfuscation for Machine Learning

arXiv.org Artificial Intelligence

The right to privacy, enshrined in various human rights declarations, faces new challenges in the age of artificial intelligence (AI). This paper explores the concept of the Right to be Forgotten (RTBF) within AI systems, contrasting it with traditional data erasure methods. We introduce Forgotten by Design, a proactive approach to privacy preservation that integrates instance-specific obfuscation techniques during the AI model training process. Unlike machine unlearning, which modifies models post-training, our method prevents sensitive data from being embedded in the first place. Using the LIRA membership inference attack, we identify vulnerable data points and propose defenses that combine additive gradient noise and weighting schemes. Our experiments on the CIFAR-10 dataset demonstrate that our techniques reduce privacy risks by at least an order of magnitude while maintaining model accuracy (at 95% significance). Additionally, we present visualization methods for the privacy-utility trade-off, providing a clear framework for balancing privacy risk and model accuracy. This work contributes to the development of privacy-preserving AI systems that align with human cognitive processes of motivated forgetting, offering a robust framework for safeguarding sensitive information and ensuring compliance with privacy regulations.


Data Stewardship Decoded: Mapping Its Diverse Manifestations and Emerging Relevance at a time of AI

arXiv.org Artificial Intelligence

Data stewardship has become a critical component of modern data governance, especially with the growing use of artificial intelligence (AI). Despite its increasing importance, the concept of data stewardship remains ambiguous and varies in its application. This paper explores four distinct manifestations of data stewardship to clarify its emerging position in the data governance landscape. These manifestations include a) data stewardship as a set of competencies and skills, b) a function or role within organizations, c) an intermediary organization facilitating collaborations, and d) a set of guiding principles. The paper subsequently outlines the core competencies required for effective data stewardship, explains the distinction between data stewards and Chief Data Officers (CDOs), and details the intermediary role of stewards in bridging gaps between data holders and external stakeholders. It also explores key principles aligned with the FAIR framework (Findable, Accessible, Interoperable, Reusable) and introduces the emerging principle of AI readiness to ensure data meets the ethical and technical requirements of AI systems. The paper emphasizes the importance of data stewardship in enhancing data collaboration, fostering public value, and managing data reuse responsibly, particularly in the era of AI. It concludes by identifying challenges and opportunities for advancing data stewardship, including the need for standardized definitions, capacity building efforts, and the creation of a professional association for data stewardship.


The "Law" of the Unconscious Contrastive Learner: Probabilistic Alignment of Unpaired Modalities

arXiv.org Machine Learning

While internet-scale data often comes in pairs (e.g., audio/image, image/text), we often want to perform inferences over modalities unseen together in the training data (e.g., audio/text). Empirically, this can often be addressed by learning multiple contrastive embedding spaces between existing modality pairs, implicitly hoping that unseen modality pairs will end up being aligned. This theoretical paper proves that this hope is well founded, under certain assumptions. Starting with the proper Bayesian approach of integrating out intermediate modalities, we show that directly comparing the representations of data from unpaired modalities can recover the same likelihood ratio. Our analysis builds on prior work on the geometry and probabilistic interpretation of contrastive representations, showing how these representations can answer many of the same inferences as probabilistic graphical models. Our analysis suggests two new ways of using contrastive representations: in settings with pre-trained contrastive models, and for handling language ambiguity in reinforcement learning. Our numerical experiments study the importance of our assumptions and demonstrate these new applications. Much of the appeal of contrastive learning is that it gives a "plug-n-play" approach for swapping one modality for another. Because representations from different modalities are trained to be aligned when representing the same object, the hope is that (say) a language representation and image representation of the same scene can be used as substitutes. This property is practically appealing for at least two reasons. First, it allows us to make use of pre-trained models. If you have a model that wants to make use of (say) language input and you have access to a pre-trained image-language contrastive model, you might simply train your model on the pre-trained image representations and hope that it will continue to work when you swap in the language representations.


Differentiable sorting for censored time-to-event data.

Neural Information Processing Systems

Survival analysis is a crucial semi-supervised task in machine learning with significant real-world applications, especially in healthcare. The most common approach to survival analysis, Cox's partial likelihood, can be interpreted as a ranking model optimized on a lower bound of the concordance index. We follow these connections further, with listwise ranking losses that allow for a relaxation of the pairwise independence assumption. Given the inherent transitivity of ranking, we explore differentiable sorting networks as a means to introduce a stronger transitive inductive bias during optimization. We propose a novel method, Diffsurv, to overcome this limitation by extending differentiable sorting methods to handle censored tasks.


AMDP: An Adaptive Detection Procedure for False Discovery Rate Control in High-Dimensional Mediation Analysis

Neural Information Processing Systems

High-dimensional mediation analysis is often associated with a multiple testing problem for detecting significant mediators. Assessing the uncertainty of this detecting process via false discovery rate (FDR) has garnered great interest. To control the FDR in multiple testing, two essential steps are involved: ranking and selection. Existing approaches either construct p-values without calibration or disregard the joint information across tests, leading to conservation in FDR control or non-optimal ranking rules for multiple hypotheses. In this paper, we develop an adaptive mediation detection procedure (referred to as "AMDP") to identify relevant mediators while asymptotically controlling the FDR in high-dimensional mediation analysis.


Temporal Causal Mediation through a Point Process: Direct and Indirect Effects of Healthcare Interventions

Neural Information Processing Systems

Deciding on an appropriate intervention requires a causal model of a treatment, the outcome, and potential mediators. Causal mediation analysis lets us distinguish between direct and indirect effects of the intervention, but has mostly been studied in a static setting. In healthcare, data come in the form of complex, irregularly sampled time-series, with dynamic interdependencies between a treatment, outcomes, and mediators across time. Existing approaches to dynamic causal mediation analysis are limited to regular measurement intervals, simple parametric models, and disregard long-range mediator--outcome interactions. To address these limitations, we propose a non-parametric mediator--outcome model where the mediator is assumed to be a temporal point process that interacts with the outcome process.


The Harvard USPTO Patent Dataset: A Large-Scale, Well-Structured, and Multi-Purpose Corpus of Patent Applications

Neural Information Processing Systems

Innovation is a major driver of economic and social development, and information about many kinds of innovation is embedded in semi-structured data from patents and patent applications. Though the impact and novelty of innovations expressed in patent data are difficult to measure through traditional means, machine learning offers a promising set of techniques for evaluating novelty, summarizing contributions, and embedding semantics. In this paper, we introduce the Harvard USPTO Patent Dataset (HUPD), a large-scale, well-structured, and multi-purpose corpus of English-language patent applications filed to the United States Patent and Trademark Office (USPTO) between 2004 and 2018. With more than 4.5 million patent documents, HUPD is two to three times larger than comparable corpora. Unlike other NLP patent datasets, HUPD contains the inventor-submitted versions of patent applications, not the final versions of granted patents, allowing us to study patentability at the time of filing using NLP methods for the first time.