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Evaluating Language Model Reasoning about Confidential Information

arXiv.org Artificial Intelligence

As language models are increasingly deployed as autonomous agents in high-stakes settings, ensuring that they reliably follow user-defined rules has become a critical safety concern. To this end, we study whether language models exhibit contextual robustness, or the capability to adhere to context-dependent safety specifications. For this analysis, we develop a benchmark (PasswordEval) that measures whether language models can correctly determine when a user request is authorized (i.e., with a correct password). We find that current open- and closed-source models struggle with this seemingly simple task, and that, perhaps surprisingly, reasoning capabilities do not generally improve performance. In fact, we find that reasoning traces frequently leak confidential information, which calls into question whether reasoning traces should be exposed to users in such applications. We also scale the difficulty of our evaluation along multiple axes: (i) by adding adversarial user pressure through various jailbreaking strategies, and (ii) through longer multi-turn conversations where password verification is more challenging. Overall, our results suggest that current frontier models are not well-suited to handling confidential information, and that reasoning capabilities may need to be trained in a different manner to make them safer for release in high-stakes settings.


Intellectual Property in Graph-Based Machine Learning as a Service: Attacks and Defenses

arXiv.org Artificial Intelligence

Graph-structured data, which captures non-Euclidean relationships and interactions between entities, is growing in scale and complexity. As a result, training state-of-the-art graph machine learning (GML) models have become increasingly resource-intensive, turning these models and data into invaluable Intellectual Property (IP). To address the resource-intensive nature of model training, graph-based Machine-Learning-as-a-Service (GMLaaS) has emerged as an efficient solution by leveraging third-party cloud services for model development and management. However, deploying such models in GMLaaS also exposes them to potential threats from attackers. Specifically, while the APIs within a GMLaaS system provide interfaces for users to query the model and receive outputs, they also allow attackers to exploit and steal model functionalities or sensitive training data, posing severe threats to the safety of these GML models and the underlying graph data. To address these challenges, this survey systematically introduces the first taxonomy of threats and defenses at the level of both GML model and graph-structured data. Such a tailored taxonomy facilitates an in-depth understanding of GML IP protection. Furthermore, we present a systematic evaluation framework to assess the effectiveness of IP protection methods, introduce a curated set of benchmark datasets across various domains, and discuss their application scopes and future challenges. Finally, we establish an open-sourced versatile library named PyGIP, which evaluates various attack and defense techniques in GMLaaS scenarios and facilitates the implementation of existing benchmark methods. The library resource can be accessed at: https://labrai.github.io/PyGIP. We believe this survey will play a fundamental role in intellectual property protection for GML and provide practical recipes for the GML community.


Towards Instance-wise Personalized Federated Learning via Semi-Implicit Bayesian Prompt Tuning

arXiv.org Artificial Intelligence

Federated learning (FL) is a privacy-preserving machine learning paradigm that enables collaborative model training across multiple distributed clients without disclosing their raw data. Personalized federated learning (pFL) has gained increasing attention for its ability to address data heterogeneity. However, most existing pFL methods assume that each client's data follows a single distribution and learn one client-level personalized model for each client. This assumption often fails in practice, where a single client may possess data from multiple sources or domains, resulting in significant intra-client heterogeneity and suboptimal performance. To tackle this challenge, we propose pFedBayesPT, a fine-grained instance-wise pFL framework based on visual prompt tuning. Specifically, we formulate instance-wise prompt generation from a Bayesian perspective and model the prompt posterior as an implicit distribution to capture diverse visual semantics. We derive a variational training objective under the semi-implicit variational inference framework. Extensive experiments on benchmark datasets demonstrate that pFedBayesPT consistently outperforms existing pFL methods under both feature and label heterogeneity settings.


A Scenario-Oriented Survey of Federated Recommender Systems: Techniques, Challenges, and Future Directions

arXiv.org Artificial Intelligence

Extending recommender systems to federated learning (FL) frameworks to protect the privacy of users or platforms while making recommendations has recently gained widespread attention in academia. This is due to the natural coupling of recommender systems and federated learning architectures: the data originates from distributed clients (mostly mobile devices held by users), which are highly related to privacy. In a centralized recommender system (CenRec), the central server collects clients' data, trains the model, and provides the service. Whereas in federated recommender systems (FedRec), the step of data collecting is omitted, and the step of model training is offloaded to each client. The server only aggregates the model and other knowledge, thus avoiding client privacy leakage. Some surveys of federated recommender systems discuss and analyze related work from the perspective of designing FL systems. However, their utility drops by ignoring specific recommendation scenarios' unique characteristics and practical challenges. For example, the statistical heterogeneity issue in cross-domain FedRec originates from the label drift of the data held by different platforms, which is mainly caused by the recommender itself, but not the federated architecture. Therefore, it should focus more on solving specific problems in real-world recommendation scenarios to encourage the deployment FedRec. To this end, this review comprehensively analyzes the coupling of recommender systems and federated learning from the perspective of recommendation researchers and practitioners. We establish a clear link between recommendation scenarios and FL frameworks, systematically analyzing scenario-specific approaches, practical challenges, and potential opportunities. We aim to develop guidance for the real-world deployment of FedRec, bridging the gap between existing research and applications.


Democracy-in-Silico: Institutional Design as Alignment in AI-Governed Polities

arXiv.org Artificial Intelligence

This paper introduces Democracy-in-Silico, an agent-based simulation where societies of advanced AI agents, imbued with complex psychological personas, govern themselves under different institutional frameworks. We explore what it means to be human in an age of AI by tasking Large Language Models (LLMs) to embody agents with traumatic memories, hidden agendas, and psychological triggers. These agents engage in deliberation, legislation, and elections under various stressors, such as budget crises and resource scarcity. We present a novel metric, the Power-Preservation Index (PPI), to quantify misaligned behavior where agents prioritize their own power over public welfare. Our findings demonstrate that institutional design, specifically the combination of a Constitutional AI (CAI) charter and a mediated deliberation protocol, serves as a potent alignment mechanism. These structures significantly reduce corrupt power-seeking behavior, improve policy stability, and enhance citizen welfare compared to less constrained democratic models. The simulation reveals that an institutional design may offer a framework for aligning the complex, emergent behaviors of future artificial agent societies, forcing us to reconsider what human rituals and responsibilities are essential in an age of shared authorship with non-human entities.


Servant, Stalker, Predator: How An Honest, Helpful, And Harmless (3H) Agent Unlocks Adversarial Skills

arXiv.org Artificial Intelligence

This paper identifies and analyzes a novel vulnerability class in Model Context Protocol (MCP) based agent systems. The attack chain describes and demonstrates how benign, individually authorized tasks can be orchestrated to produce harmful emergent behaviors. Through systematic analysis using the MITRE ATLAS framework, we demonstrate how 95 agents tested with access to multiple services-including browser automation, financial analysis, location tracking, and code deployment-can chain legitimate operations into sophisticated attack sequences that extend beyond the security boundaries of any individual service. These red team exercises survey whether current MCP architectures lack cross-domain security measures necessary to detect or prevent a large category of compositional attacks. We present empirical evidence of specific attack chains that achieve targeted harm through service orchestration, including data exfiltration, financial manipulation, and infrastructure compromise. These findings reveal that the fundamental security assumption of service isolation fails when agents can coordinate actions across multiple domains, creating an exponential attack surface that grows with each additional capability. This research provides a barebones experimental framework that evaluate not whether agents can complete MCP benchmark tasks, but what happens when they complete them too well and optimize across multiple services in ways that violate human expectations and safety constraints. We propose three concrete experimental directions using the existing MCP benchmark suite.


Automated classification of natural habitats using ground-level imagery

arXiv.org Artificial Intelligence

Accurate classification of terrestrial habitats is critical for biodiversity conservation, ecological monitoring, and land-use planning. Several habitat classification schemes are in use, typically based on analysis of satellite imagery with validation by field ecologists. Here we present a methodology for classification of habitats based solely on ground-level imagery (photographs), offering improved validation and the ability to classify habitats at scale (for example using citizen-science imagery). In collaboration with Natural England, a public sector organisation responsible for nature conservation in England, this study develops a classification system that applies deep learning to ground-level habitat photographs, categorising each image into one of 18 classes defined by the 'Living England' framework. Images were pre-processed using resizing, normalisation, and augmentation; re-sampling was used to balance classes in the training data and enhance model robustness. We developed and fine-tuned a DeepLabV3-ResNet101 classifier to assign a habitat class label to each photograph. Using five-fold cross-validation, the model demonstrated strong overall performance across 18 habitat classes, with accuracy and F1-scores varying between classes. Across all folds, the model achieved a mean F1-score of 0.61, with visually distinct habitats such as Bare Soil, Silt and Peat (BSSP) and Bare Sand (BS) reaching values above 0.90, and mixed or ambiguous classes scoring lower. These findings demonstrate the potential of this approach for ecological monitoring. Ground-level imagery is readily obtained, and accurate computational methods for habitat classification based on such data have many potential applications. To support use by practitioners, we also provide a simple web application that classifies uploaded images using our model.


Are Companies Taking AI Risks Seriously? A Systematic Analysis of Companies' AI Risk Disclosures in SEC 10-K forms

arXiv.org Artificial Intelligence

As Artificial Intelligence becomes increasingly central to corporate strategies, concerns over its risks are growing too. In response, regulators are pushing for greater transparency in how companies identify, report and mitigate AI-related risks. In the US, the Securities and Exchange Commission (SEC) repeatedly warned companies to provide their investors with more accurate disclosures of AI-related risks; recent enforcement and litigation against companies' misleading AI claims reinforce these warnings. In the EU, new laws - like the AI Act and Digital Services Act - introduced additional rules on AI risk reporting and mitigation. Given these developments, it is essential to examine if and how companies report AI-related risks to the public. This study presents the first large-scale systematic analysis of AI risk disclosures in SEC 10-K filings, which require public companies to report material risks to their company. We analyse over 30,000 filings from more than 7,000 companies over the past five years, combining quantitative and qualitative analysis. Our findings reveal a sharp increase in the companies that mention AI risk, up from 4% in 2020 to over 43% in the most recent 2024 filings. While legal and competitive AI risks are the most frequently mentioned, we also find growing attention to societal AI risks, such as cyberattacks, fraud, and technical limitations of AI systems. However, many disclosures remain generic or lack details on mitigation strategies, echoing concerns raised recently by the SEC about the quality of AI-related risk reporting. To support future research, we publicly release a web-based tool for easily extracting and analysing keyword-based disclosures across SEC filings.


Should LLMs be WEIRD? Exploring WEIRDness and Human Rights in Large Language Models

arXiv.org Artificial Intelligence

Large language models (LLMs) are often trained on data that reflect WEIRD values: Western, Educated, Industrialized, Rich, and Democratic. This raises concerns about cultural bias and fairness. Using responses to the World Values Survey, we evaluated five widely used LLMs: GPT-3.5, GPT-4, Llama-3, BLOOM, and Qwen. We measured how closely these responses aligned with the values of the WEIRD countries and whether they conflicted with human rights principles. To reflect global diversity, we compared the results with the Universal Declaration of Human Rights and three regional charters from Asia, the Middle East, and Africa. Models with lower alignment to WEIRD values, such as BLOOM and Qwen, produced more culturally varied responses but were 2% to 4% more likely to generate outputs that violated human rights, especially regarding gender and equality. For example, some models agreed with the statements ``a man who cannot father children is not a real man'' and ``a husband should always know where his wife is'', reflecting harmful gender norms. These findings suggest that as cultural representation in LLMs increases, so does the risk of reproducing discriminatory beliefs. Approaches such as Constitutional AI, which could embed human rights principles into model behavior, may only partly help resolve this tension.


A Theory of Information, Variation, and Artificial Intelligence

arXiv.org Artificial Intelligence

A growing body of empirical work suggests that the widespread adoption of generative AI produces a significant homogenizing effect on information, creativity, and cultural production. I first develop a novel theoretical framework to explain this phenomenon. I argue that a dynamic of AI-derivative epistemology, in which individuals increasingly defer to AI outputs, allows a centralized AI Prism to function, a technical mechanism whose architecture is designed to reduce variance and converge on the statistical mean. This provides a causal explanation for the generative monocultures observed in recent studies. However, I contend this represents only the first stage of a more complex and dialectical process. This paper's central and paradoxical thesis is that the very homogenization that flattens knowledge within specialized domains simultaneously renders that knowledge into consistent modules that can be recombined across them, a process foundational to innovation and creativity. However, this recombinant potential is not automatic, but rather conditional. This paper argues that these opposing forces, homogenizing defaults versus recombinant possibilities, are governed by the nature of human engagement with the technology. The ultimate effect of generative AI is conditional on whether individuals act as passive consumers deferring to the AI's statistical outputs, or as active curators who critically interrogate, re-contextualize, and recombine them. The paper concludes by outlining the cognitive and institutional scaffolds required to resolve this tension, arguing they are the decisive variable that determine whether generative AI becomes an instrument of innovation or homogenization.