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SAGE: A Generic Framework for LLM Safety Evaluation

arXiv.org Artificial Intelligence

As Large Language Models are rapidly deployed across diverse applications from healthcare to financial advice, safety evaluation struggles to keep pace. Current benchmarks focus on single-turn interactions with generic policies, failing to capture the conversational dynamics of real-world usage and the application-specific harms that emerge in context. Such potential oversights can lead to harms that go unnoticed in standard safety benchmarks and other current evaluation methodologies. To address these needs for robust AI safety evaluation, we introduce SAGE (Safety AI Generic Evaluation), an automated modular framework designed for customized and dynamic harm evaluations. SAGE employs prompted adversarial agents with diverse personalities based on the Big Five model, enabling system-aware multi-turn conversations that adapt to target applications and harm policies. We evaluate seven state-of-the-art LLMs across three applications and harm policies. Multi-turn experiments show that harm increases with conversation length, model behavior varies significantly when exposed to different user personalities and scenarios, and some models minimize harm via high refusal rates that reduce usefulness. We also demonstrate policy sensitivity within a harm category where tightening a child-focused sexual policy substantially increases measured defects across applications. These results motivate adaptive, policy-aware, and context-specific testing for safer real-world deployment.


Reduced AI Acceptance After the Generative AI Boom: Evidence From a Two-Wave Survey Study

arXiv.org Artificial Intelligence

The rapid adoption of generative artificial intelligence (GenAI) technologies has led many organizations to integrate AI into their products and services, often without considering user preferences. Yet, public attitudes toward AI use, especially in impactful decision-making scenarios, are underexplored. Using a large-scale two-wave survey study (n_wave1=1514, n_wave2=1488) representative of the Swiss population, we examine shifts in public attitudes toward AI before and after the launch of ChatGPT. We find that the GenAI boom is significantly associated with reduced public acceptance of AI (see Figure 1) and increased demand for human oversight in various decision-making contexts. The proportion of respondents finding AI "not acceptable at all" increased from 23% to 30%, while support for human-only decision-making rose from 18% to 26%. These shifts have amplified existing social inequalities in terms of widened educational, linguistic, and gender gaps post-boom. Our findings challenge industry assumptions about public readiness for AI deployment and highlight the critical importance of aligning technological development with evolving public preferences.


Evaluating Large Language Models for Stance Detection on Financial Targets from SEC Filing Reports and Earnings Call Transcripts

arXiv.org Artificial Intelligence

Financial narratives from U.S. Securities and Exchange Commission (SEC) filing reports and quarterly earnings call transcripts (ECTs) are very important for investors, auditors, and regulators. However, their length, financial jargon, and nuanced language make fine-grained analysis difficult. Prior sentiment analysis in the financial domain required a large, expensive labeled dataset, making the sentence-level stance towards specific financial targets challenging. In this work, we introduce a sentence-level corpus for stance detection focused on three core financial metrics: debt, earnings per share (EPS), and sales. The sentences were extracted from Form 10-K annual reports and ECTs, and labeled for stance (positive, negative, neutral) using the advanced ChatGPT-o3-pro model under rigorous human validation. Using this corpus, we conduct a systematic evaluation of modern large language models (LLMs) using zero-shot, few-shot, and Chain-of-Thought (CoT) prompting strategies. Our results show that few-shot with CoT prompting performs best compared to supervised baselines, and LLMs' performance varies across the SEC and ECT datasets. Our findings highlight the practical viability of leveraging LLMs for target-specific stance in the financial domain without requiring extensive labeled data.


A Neuro-Symbolic Multi-Agent Approach to Legal-Cybersecurity Knowledge Integration

arXiv.org Artificial Intelligence

The growing intersection of cybersecurity and law creates a complex information space where traditional legal research tools struggle to deal with nuanced connections between cases, statutes, and technical vulnerabilities. This knowledge divide hinders collaboration between legal experts and cybersecurity professionals. To address this important gap, this work provides a first step towards intelligent systems capable of navigating the increasingly intricate cyber-legal domain. We demonstrate promising initial results on multilingual tasks.


PrivacyGuard: A Modular Framework for Privacy Auditing in Machine Learning

arXiv.org Artificial Intelligence

The increasing deployment of Machine Learning (ML) models in sensitive domains motivates the need for robust, practical privacy assessment tools. PrivacyGuard is a comprehensive tool for empirical differential privacy (DP) analysis, designed to evaluate privacy risks in ML models through state-of-the-art inference attacks and advanced privacy measurement techniques. To this end, PrivacyGuard implements a diverse suite of privacy attack -- including membership inference , extraction, and reconstruction attacks -- enabling both off-the-shelf and highly configurable privacy analyses. Its modular architecture allows for the seamless integration of new attacks, and privacy metrics, supporting rapid adaptation to emerging research advances. We make PrivacyGuard available at https://github.com/facebookresearch/PrivacyGuard.


Exploring Vulnerability in AI Industry

arXiv.org Artificial Intelligence

The rapid ascent of Foundation Models (FMs), enabled by the Transformer architecture, drives the current AI ecosystem. Characterized by large-scale training and downstream adaptability, FMs (as GPT family) have achieved massive public adoption, fueling a turbulent market shaped by platform economics and intense investment. Assessing the vulnerability of this fast-evolving industry is critical yet challenging due to data limitations. This paper proposes a synthetic AI Vulnerability Index (AIVI) focusing on the upstream value chain for FM production, prioritizing publicly available data. We model FM output as a function of five inputs: Compute, Data, Talent, Capital, and Energy, hypothesizing that supply vulnerability in any input threatens the industry. Key vulnerabilities include compute concentration, data scarcity and legal risks, talent bottlenecks, capital intensity and strategic dependencies, as well as escalating energy demands. Acknowledging imperfect input substitutability, we propose a weighted geometrical average of aggregate subindexes, normalized using theoretical or empirical benchmarks. Despite limitations and room for improvement, this preliminary index aims to quantify systemic risks in AI's core production engine, and implicitly shed a light on the risks for downstream value chain.


SimBench: Benchmarking the Ability of Large Language Models to Simulate Human Behaviors

arXiv.org Artificial Intelligence

Large language model (LLM) simulations of human behavior have the potential to revolutionize the social and behavioral sciences, if and only if they faithfully reflect real human behaviors. Current evaluations are fragmented, based on bespoke tasks and metrics, creating a patchwork of incomparable results. To address this, we introduce SimBench, the first large-scale, standardized benchmark for a robust, reproducible science of LLM simulation. By unifying 20 diverse datasets covering tasks from moral decision-making to economic choice across a large global participant pool, SimBench provides the necessary foundation to ask fundamental questions about when, how, and why LLM simulations succeed or fail. We show that, while even the best LLMs today have limited simulation ability (score: 40.80/100), performance scales log-linearly with model size. Simulation performance is not improved by increased inference-time compute. We demonstrate an alignment-simulation trade-off: instruction-tuning improves performance on low-entropy (consensus) questions but degrades it on high-entropy (diverse) ones. Models particularly struggle when simulating specific demographic groups. Finally, we demonstrate that simulation ability correlates most strongly with deep, knowledge-intensive reasoning (MMLU-Pro, r=0.939). By making progress measurable, we aim to accelerate the development of more faithful LLM simulators.


ClaimGen-CN: A Large-scale Chinese Dataset for Legal Claim Generation

arXiv.org Artificial Intelligence

Legal claims refer to the plaintiff's demands in a case and are essential to guiding judicial reasoning and case resolution. While many works have focused on improving the efficiency of legal professionals, the research on helping non-professionals (e.g., plaintiffs) remains unexplored. This paper explores the problem of legal claim generation based on the given case's facts. First, we construct ClaimGen-CN, the first dataset for Chinese legal claim generation task, from various real-world legal disputes. Additionally, we design an evaluation metric tailored for assessing the generated claims, which encompasses two essential dimensions: factuality and clarity. Building on this, we conduct a comprehensive zero-shot evaluation of state-of-the-art general and legal-domain large language models. Our findings highlight the limitations of the current models in factual precision and expressive clarity, pointing to the need for more targeted development in this domain. To encourage further exploration of this important task, we will make the dataset publicly available.


Reasoning as an Adaptive Defense for Safety

arXiv.org Artificial Intelligence

Reasoning methods that adaptively allocate test-time compute have advanced LLM performance on easy to verify domains such as math and code. In this work, we study how to utilize this approach to train models that exhibit a degree of robustness to safety vulnerabilities, and show that doing so can provide benefits. We build a recipe called $\textit{TARS}$ (Training Adaptive Reasoners for Safety), a reinforcement learning (RL) approach that trains models to reason about safety using chain-of-thought traces and a reward signal that balances safety with task completion. To build TARS, we identify three critical design choices: (1) a ``lightweight'' warmstart SFT stage, (2) a mix of harmful, harmless, and ambiguous prompts to prevent shortcut behaviors such as too many refusals, and (3) a reward function to prevent degeneration of reasoning capabilities during training. Models trained with TARS exhibit adaptive behaviors by spending more compute on ambiguous queries, leading to better safety-refusal trade-offs. They also internally learn to better distinguish between safe and unsafe prompts and attain greater robustness to both white-box (e.g., GCG) and black-box attacks (e.g., PAIR). Overall, our work provides an effective, open recipe for training LLMs against jailbreaks and harmful requests by reasoning per prompt.


Towards Responsible AI: Advances in Safety, Fairness, and Accountability of Autonomous Systems

arXiv.org Artificial Intelligence

Ensuring responsible use of artificial intelligence (AI) has become imperative as autonomous systems increasingly influence critical societal domains. However, the concept of trustworthy AI remains broad and multi-faceted. This thesis advances knowledge in the safety, fairness, transparency, and accountability of AI systems. In safety, we extend classical deterministic shielding techniques to become resilient against delayed observations, enabling practical deployment in real-world conditions. We also implement both deterministic and probabilistic safety shields into simulated autonomous vehicles to prevent collisions with road users, validating the use of these techniques in realistic driving simulators. We introduce fairness shields, a novel post-processing approach to enforce group fairness in sequential decision-making settings over finite and periodic time horizons. By optimizing intervention costs while strictly ensuring fairness constraints, this method efficiently balances fairness with minimal interference. For transparency and accountability, we propose a formal framework for assessing intentional behaviour in probabilistic decision-making agents, introducing quantitative metrics of agency and intention quotient. We use these metrics to propose a retrospective analysis of intention, useful for determining responsibility when autonomous systems cause unintended harm. Finally, we unify these contributions through the ``reactive decision-making'' framework, providing a general formalization that consolidates previous approaches. Collectively, the advancements presented contribute practically to the realization of safer, fairer, and more accountable AI systems, laying the foundations for future research in trustworthy AI.