Government
Morality is Non-Binary: Building a Pluralist Moral Sentence Embedding Space using Contrastive Learning
Park, Jeongwoo, Liscio, Enrico, Murukannaiah, Pradeep K.
Recent advances in NLP show that language models retain a discernible level of knowledge in deontological ethics and moral norms. However, existing works often treat morality as binary, ranging from right to wrong. This simplistic view does not capture the nuances of moral judgment. Pluralist moral philosophers argue that human morality can be deconstructed into a finite number of elements, respecting individual differences in moral judgment. In line with this view, we build a pluralist moral sentence embedding space via a state-of-the-art contrastive learning approach. We systematically investigate the embedding space by studying the emergence of relationships among moral elements, both quantitatively and qualitatively. Our results show that a pluralist approach to morality can be captured in an embedding space. However, moral pluralism is challenging to deduce via self-supervision alone and requires a supervised approach with human labels.
Systematically Assessing the Security Risks of AI/ML-enabled Connected Healthcare Systems
Elnawawy, Mohammed, Hallajiyan, Mohammadreza, Mitra, Gargi, Iqbal, Shahrear, Pattabiraman, Karthik
The adoption of machine-learning-enabled systems in the healthcare domain is on the rise. While the use of ML in healthcare has several benefits, it also expands the threat surface of medical systems. We show that the use of ML in medical systems, particularly connected systems that involve interfacing the ML engine with multiple peripheral devices, has security risks that might cause life-threatening damage to a patient's health in case of adversarial interventions. These new risks arise due to security vulnerabilities in the peripheral devices and communication channels. We present a case study where we demonstrate an attack on an ML-enabled blood glucose monitoring system by introducing adversarial data points during inference. We show that an adversary can achieve this by exploiting a known vulnerability in the Bluetooth communication channel connecting the glucose meter with the ML-enabled app. We further show that state-of-the-art risk assessment techniques are not adequate for identifying and assessing these new risks. Our study highlights the need for novel risk analysis methods for analyzing the security of AI-enabled connected health devices.
Quantum error mitigation and correction mediated by Yang-Baxter equation and artificial neural network
Gulania, Sahil, Alexeev, Yuri, Gray, Stephen K., Peng, Bo, Govind, Niranjan
Quantum computing shows great potential, but errors pose a significant challenge. This study explores new strategies for mitigating quantum errors using artificial neural networks (ANN) and the Yang-Baxter equation (YBE). Unlike traditional error correction methods, which are computationally intensive, we investigate artificial error mitigation. The manuscript introduces the basics of quantum error sources and explores the potential of using classical computation for error mitigation. The Yang-Baxter equation plays a crucial role, allowing us to compress time dynamics simulations into constant-depth circuits. By introducing controlled noise through the YBE, we enhance the dataset for error mitigation. We train an ANN model on partial data from quantum simulations, demonstrating its effectiveness in correcting errors in time-evolving quantum states.
Heterogeneous treatment effect estimation with subpopulation identification for personalized medicine in opioid use disorder
Lee, Seungyeon, Liu, Ruoqi, Song, Wenyu, Zhang, Ping
Deep learning models have demonstrated promising results in estimating treatment effects (TEE). However, most of them overlook the variations in treatment outcomes among subgroups with distinct characteristics. This limitation hinders their ability to provide accurate estimations and treatment recommendations for specific subgroups. In this study, we introduce a novel neural network-based framework, named SubgroupTE, which incorporates subgroup identification and treatment effect estimation. SubgroupTE identifies diverse subgroups and simultaneously estimates treatment effects for each subgroup, improving the treatment effect estimation by considering the heterogeneity of treatment responses. Comparative experiments on synthetic data show that SubgroupTE outperforms existing models in treatment effect estimation. Furthermore, experiments on a real-world dataset related to opioid use disorder (OUD) demonstrate the potential of our approach to enhance personalized treatment recommendations for OUD patients.
Congestion Pricing for Efficiency and Equity: Theory and Applications to the San Francisco Bay Area
Maheshwari, Chinmay, Kulkarni, Kshitij, Pai, Druv, Yang, Jiarui, Wu, Manxi, Sastry, Shankar
Congestion pricing, while adopted by many cities to alleviate traffic congestion, raises concerns about widening socioeconomic disparities due to its disproportionate impact on low-income travelers. In this study, we address this concern by proposing a new class of congestion pricing schemes that not only minimize congestion levels but also incorporate an equity objective to reduce cost disparities among travelers with different willingness-to-pay. Our analysis builds on a congestion game model with heterogeneous traveler populations. We present four pricing schemes that account for practical considerations, such as the ability to charge differentiated tolls to various traveler populations and the option to toll all or only a subset of edges in the network. We evaluate our pricing schemes in the calibrated freeway network of the San Francisco Bay Area. We demonstrate that the proposed congestion pricing schemes improve both efficiency (in terms of reduced average travel time) and equity (the disparities of travel costs experienced by different populations) compared to the current pricing scheme. Moreover, our pricing schemes also generate a total revenue comparable to the current pricing scheme. Our results further show that pricing schemes charging differentiated prices to traveler populations with varying willingness-to-pay lead to a more equitable distribution of travel costs compared to those that charge a homogeneous price to all.
Evaluating ML-Based Anomaly Detection Across Datasets of Varied Integrity: A Case Study
Cybersecurity remains a critical challenge in the digital age, with network traffic flow anomaly detection being a key pivotal instrument in the fight against cyber threats. In this study, we address the prevalent issue of data integrity in network traffic datasets, which are instrumental in developing machine learning (ML) models for anomaly detection. We introduce two refined versions of the CICIDS-2017 dataset, NFS-2023-nTE and NFS-2023-TE, processed using NFStream to ensure methodologically sound flow expiration and labeling. Our research contrasts the performance of the Random Forest (RF) algorithm across the original CICIDS-2017, its refined counterparts WTMC-2021 and CRiSIS-2022, and our NFStream-generated datasets, in both binary and multi-class classification contexts. We observe that the RF model exhibits exceptional robustness, achieving consistent high-performance metrics irrespective of the underlying dataset quality, which prompts a critical discussion on the actual impact of data integrity on ML efficacy. Our study underscores the importance of continual refinement and methodological rigor in dataset generation for network security research. As the landscape of network threats evolves, so must the tools and techniques used to detect and analyze them.
A Cross-Language Investigation into Jailbreak Attacks in Large Language Models
Li, Jie, Liu, Yi, Liu, Chongyang, Shi, Ling, Ren, Xiaoning, Zheng, Yaowen, Liu, Yang, Xue, Yinxing
Large Language Models (LLMs) have become increasingly popular for their advanced text generation capabilities across various domains. However, like any software, they face security challenges, including the risk of 'jailbreak' attacks that manipulate LLMs to produce prohibited content. A particularly underexplored area is the Multilingual Jailbreak attack, where malicious questions are translated into various languages to evade safety filters. Currently, there is a lack of comprehensive empirical studies addressing this specific threat. To address this research gap, we conducted an extensive empirical study on Multilingual Jailbreak attacks. We developed a novel semantic-preserving algorithm to create a multilingual jailbreak dataset and conducted an exhaustive evaluation on both widely-used open-source and commercial LLMs, including GPT-4 and LLaMa. Additionally, we performed interpretability analysis to uncover patterns in Multilingual Jailbreak attacks and implemented a fine-tuning mitigation method. Our findings reveal that our mitigation strategy significantly enhances model defense, reducing the attack success rate by 96.2%. This study provides valuable insights into understanding and mitigating Multilingual Jailbreak attacks.
Noise Contrastive Estimation-based Matching Framework for Low-Resource Security Attack Pattern Recognition
Nguyen, Tu, Šrndić, Nedim, Neth, Alexander
Tactics, Techniques and Procedures (TTPs) represent sophisticated attack patterns in the cybersecurity domain, described encyclopedically in textual knowledge bases. Identifying TTPs in cybersecurity writing, often called TTP mapping, is an important and challenging task. Conventional learning approaches often target the problem in the classical multi-class or multilabel classification setting. This setting hinders the learning ability of the model due to a large number of classes (i.e., TTPs), the inevitable skewness of the label distribution and the complex hierarchical structure of the label space. We formulate the problem in a different learning paradigm, where the assignment of a text to a TTP label is decided by the direct semantic similarity between the two, thus reducing the complexity of competing solely over the large labeling space. To that end, we propose a neural matching architecture with an effective sampling-based learn-to-compare mechanism, facilitating the learning process of the matching model despite constrained resources.
RAG vs Fine-tuning: Pipelines, Tradeoffs, and a Case Study on Agriculture
Balaguer, Angels, Benara, Vinamra, Cunha, Renato Luiz de Freitas, Filho, Roberto de M. Estevão, Hendry, Todd, Holstein, Daniel, Marsman, Jennifer, Mecklenburg, Nick, Malvar, Sara, Nunes, Leonardo O., Padilha, Rafael, Sharp, Morris, Silva, Bruno, Sharma, Swati, Aski, Vijay, Chandra, Ranveer
There are two common ways in which developers are incorporating proprietary and domain-specific data when building applications of Large Language Models (LLMs): Retrieval-Augmented Generation (RAG) and Fine-Tuning. RAG augments the prompt with the external data, while fine-Tuning incorporates the additional knowledge into the model itself. However, the pros and cons of both approaches are not well understood. In this paper, we propose a pipeline for fine-tuning and RAG, and present the tradeoffs of both for multiple popular LLMs, including Llama2-13B, GPT-3.5, and GPT-4. Our pipeline consists of multiple stages, including extracting information from PDFs, generating questions and answers, using them for fine-tuning, and leveraging GPT-4 for evaluating the results. We propose metrics to assess the performance of different stages of the RAG and fine-Tuning pipeline. We conduct an in-depth study on an agricultural dataset. Agriculture as an industry has not seen much penetration of AI, and we study a potentially disruptive application - what if we could provide location-specific insights to a farmer? Our results show the effectiveness of our dataset generation pipeline in capturing geographic-specific knowledge, and the quantitative and qualitative benefits of RAG and fine-tuning. We see an accuracy increase of over 6 p.p. when fine-tuning the model and this is cumulative with RAG, which increases accuracy by 5 p.p. further. In one particular experiment, we also demonstrate that the fine-tuned model leverages information from across geographies to answer specific questions, increasing answer similarity from 47% to 72%. Overall, the results point to how systems built using LLMs can be adapted to respond and incorporate knowledge across a dimension that is critical for a specific industry, paving the way for further applications of LLMs in other industrial domains.
Auto311: A Confidence-guided Automated System for Non-emergency Calls
Chen, Zirong, Sun, Xutong, Li, Yuanhe, Ma, Meiyi
Emergency and non-emergency response systems are essential services provided by local governments and critical to protecting lives, the environment, and property. The effective handling of (non-)emergency calls is critical for public safety and well-being. By reducing the burden through non-emergency callers, residents in critical need of assistance through 911 will receive a fast and effective response. Collaborating with the Department of Emergency Communications (DEC) in Nashville, we analyzed 11,796 non-emergency call recordings and developed Auto311, the first automated system to handle 311 non-emergency calls, which (1) effectively and dynamically predicts ongoing non-emergency incident types to generate tailored case reports during the call; (2) itemizes essential information from dialogue contexts to complete the generated reports; and (3) strategically structures system-caller dialogues with optimized confidence. We used real-world data to evaluate the system's effectiveness and deployability. The experimental results indicate that the system effectively predicts incident type with an average F-1 score of 92.54%. Moreover, the system successfully itemizes critical information from relevant contexts to complete reports, evincing a 0.93 average consistency score compared to the ground truth. Additionally, emulations demonstrate that the system effectively decreases conversation turns as the utterance size gets more extensive and categorizes the ongoing call with 94.49% mean accuracy.