Government
Forcing Diffuse Distributions out of Language Models
Zhang, Yiming, Schwarzschild, Avi, Carlini, Nicholas, Kolter, Zico, Ippolito, Daphne
Despite being trained specifically to follow user instructions, today's language models perform poorly when instructed to produce random outputs. For example, when prompted to pick a number uniformly between one and ten Llama-2-13B-chat disproportionately favors the number five, and when tasked with picking a first name at random, Mistral-7B-Instruct chooses Avery 40 times more often than we would expect based on the U.S. population. When these language models are used for real-world tasks where diversity of outputs is crucial, such as language model assisted dataset construction, their inability to produce diffuse distributions over valid choices is a major hurdle. In this work, we propose a fine-tuning method that encourages language models to output distributions that are diffuse over valid outcomes. The methods we introduce generalize across a variety of tasks and distributions and make large language models practical for synthetic dataset generation with little human intervention.
Private Attribute Inference from Images with Vision-Language Models
Tรถmekรงe, Batuhan, Vero, Mark, Staab, Robin, Vechev, Martin
As large language models (LLMs) become ubiquitous in our daily tasks and digital interactions, associated privacy risks are increasingly in focus. While LLM privacy research has primarily focused on the leakage of model training data, it has recently been shown that the increase in models' capabilities has enabled LLMs to make accurate privacy-infringing inferences from previously unseen texts. With the rise of multimodal vision-language models (VLMs), capable of understanding both images and text, a pertinent question is whether such results transfer to the previously unexplored domain of benign images posted online. To investigate the risks associated with the image reasoning capabilities of newly emerging VLMs, we compile an image dataset with human-annotated labels of the image owner's personal attributes. In order to understand the additional privacy risk posed by VLMs beyond traditional human attribute recognition, our dataset consists of images where the inferable private attributes do not stem from direct depictions of humans. On this dataset, we evaluate the inferential capabilities of 7 state-of-the-art VLMs, finding that they can infer various personal attributes at up to 77.6% accuracy. Concerningly, we observe that accuracy scales with the general capabilities of the models, implying that future models can be misused as stronger adversaries, establishing an imperative for the development of adequate defenses.
Born With a Silver Spoon? Investigating Socioeconomic Bias in Large Language Models
Singh, Smriti, Keshari, Shuvam, Jain, Vinija, Chadha, Aman
Socioeconomic bias in society exacerbates disparities, influencing access to opportunities and resources based on individuals' economic and social backgrounds. This pervasive issue perpetuates systemic inequalities, hindering the pursuit of inclusive progress as a society. In this paper, we investigate the presence of socioeconomic bias, if any, in large language models. To this end, we introduce a novel dataset SilverSpoon, consisting of 3000 samples that illustrate hypothetical scenarios that involve underprivileged people performing ethically ambiguous actions due to their circumstances, and ask whether the action is ethically justified. Further, this dataset has a dual-labeling scheme and has been annotated by people belonging to both ends of the socioeconomic spectrum. Using SilverSpoon, we evaluate the degree of socioeconomic bias expressed in large language models and the variation of this degree as a function of model size. We also perform qualitative analysis to analyze the nature of this bias. Our analysis reveals that while humans disagree on which situations require empathy toward the underprivileged, most large language models are unable to empathize with the socioeconomically underprivileged regardless of the situation. To foster further research in this domain, we make SilverSpoon and our evaluation harness publicly available.
Automated Discovery of Functional Actual Causes in Complex Environments
Chuck, Caleb, Vaidyanathan, Sankaran, Giguere, Stephen, Zhang, Amy, Jensen, David, Niekum, Scott
Reinforcement learning (RL) algorithms often struggle to learn policies that generalize to novel situations due to issues such as causal confusion, overfitting to irrelevant factors, and failure to isolate control of state factors. These issues stem from a common source: a failure to accurately identify and exploit state-specific causal relationships in the environment. While some prior works in RL aim to identify these relationships explicitly, they rely on informal domain-specific heuristics such as spatial and temporal proximity. Actual causality offers a principled and general framework for determining the causes of particular events. However, existing definitions of actual cause often attribute causality to a large number of events, even if many of them rarely influence the outcome. Prior work on actual causality proposes normality as a solution to this problem, but its existing implementations are challenging to scale to complex and continuous-valued RL environments. This paper introduces functional actual cause (FAC), a framework that uses context-specific independencies in the environment to restrict the set of actual causes. We additionally introduce Joint Optimization for Actual Cause Inference (JACI), an algorithm that learns from observational data to infer functional actual causes. We demonstrate empirically that FAC agrees with known results on a suite of examples from the actual causality literature, and JACI identifies actual causes with significantly higher accuracy than existing heuristic methods in a set of complex, continuous-valued environments.
Hyper Evidential Deep Learning to Quantify Composite Classification Uncertainty
Li, Changbin, Li, Kangshuo, Ou, Yuzhe, Kaplan, Lance M., Jรธsang, Audun, Cho, Jin-Hee, Jeong, Dong Hyun, Chen, Feng
Deep neural networks (DNNs) have been shown to perform well on exclusive, multi-class classification tasks. However, when different classes have similar visual features, it becomes challenging for human annotators to differentiate them. This scenario necessitates the use of composite class labels. In this paper, we propose a novel framework called Hyper-Evidential Neural Network (HENN) that explicitly models predictive uncertainty due to composite class labels in training data in the context of the belief theory called Subjective Logic (SL). By placing a grouped Dirichlet distribution on the class probabilities, we treat predictions of a neural network as parameters of hyper-subjective opinions and learn the network that collects both single and composite evidence leading to these hyper-opinions by a deterministic DNN from data. We introduce a new uncertainty type called vagueness originally designed for hyper-opinions in SL to quantify composite classification uncertainty for DNNs. Our results demonstrate that HENN outperforms its state-of-the-art counterparts based on four image datasets. The code and datasets are available at: https://github.com/Hugo101/HyperEvidentialNN.
SuRe: Summarizing Retrievals using Answer Candidates for Open-domain QA of LLMs
Kim, Jaehyung, Nam, Jaehyun, Mo, Sangwoo, Park, Jongjin, Lee, Sang-Woo, Seo, Minjoon, Ha, Jung-Woo, Shin, Jinwoo
Large language models (LLMs) have made significant advancements in various natural language processing tasks, including question answering (QA) tasks. While incorporating new information with the retrieval of relevant passages is a promising way to improve QA with LLMs, the existing methods often require additional fine-tuning which becomes infeasible with recent LLMs. Augmenting retrieved passages via prompting has the potential to address this limitation, but this direction has been limitedly explored. To this end, we design a simple yet effective framework to enhance open-domain QA (ODQA) with LLMs, based on the summarized retrieval (SuRe). SuRe helps LLMs predict more accurate answers for a given question, which are well-supported by the summarized retrieval that could be viewed as an explicit rationale extracted from the retrieved passages. Specifically, SuRe first constructs summaries of the retrieved passages for each of the multiple answer candidates. Then, SuRe confirms the most plausible answer from the candidate set by evaluating the validity and ranking of the generated summaries. Experimental results on diverse ODQA benchmarks demonstrate the superiority of SuRe, with improvements of up to 4.6% in exact match (EM) and 4.0% in F1 score over standard prompting approaches. SuRe also can be integrated with a broad range of retrieval methods and LLMs. Finally, the generated summaries from SuRe show additional advantages to measure the importance of retrieved passages and serve as more preferred rationales by models and humans.
Laissez-Faire Harms: Algorithmic Biases in Generative Language Models
Shieh, Evan, Vassel, Faye-Marie, Sugimoto, Cassidy, Monroe-White, Thema
The rapid deployment of generative language models (LMs) has raised concerns about social biases affecting the well-being of diverse consumers. The extant literature on generative LMs has primarily examined bias via explicit identity prompting. However, prior research on bias in earlier language-based technology platforms, including search engines, has shown that discrimination can occur even when identity terms are not specified explicitly. Studies of bias in LM responses to open-ended prompts (where identity classifications are left unspecified) are lacking and have not yet been grounded in end-consumer harms. Here, we advance studies of generative LM bias by considering a broader set of natural use cases via open-ended prompting. In this "laissez-faire" setting, we find that synthetically generated texts from five of the most pervasive LMs (ChatGPT3.5, ChatGPT4, Claude2.0, Llama2, and PaLM2) perpetuate harms of omission, subordination, and stereotyping for minoritized individuals with intersectional race, gender, and/or sexual orientation identities (AI/AN, Asian, Black, Latine, MENA, NH/PI, Female, Non-binary, Queer). We find widespread evidence of bias to an extent that such individuals are hundreds to thousands of times more likely to encounter LM-generated outputs that portray their identities in a subordinated manner compared to representative or empowering portrayals. We also document a prevalence of stereotypes (e.g. perpetual foreigner) in LM-generated outputs that are known to trigger psychological harms that disproportionately affect minoritized individuals. These include stereotype threat, which leads to impaired cognitive performance and increased negative self-perception. Our findings highlight the urgent need to protect consumers from discriminatory harms caused by language models and invest in critical AI education programs tailored towards empowering diverse consumers.
FairSSD: Understanding Bias in Synthetic Speech Detectors
Yadav, Amit Kumar Singh, Bhagtani, Kratika, Salvi, Davide, Bestagini, Paolo, Delp, Edward J.
Methods that can generate synthetic speech which is perceptually indistinguishable from speech recorded by a human speaker, are easily available. Several incidents report misuse of synthetic speech generated from these methods to commit fraud. To counter such misuse, many methods have been proposed to detect synthetic speech. Some of these detectors are more interpretable, can generalize to detect synthetic speech in the wild and are robust to noise. However, limited work has been done on understanding bias in these detectors. In this work, we examine bias in existing synthetic speech detectors to determine if they will unfairly target a particular gender, age and accent group. We also inspect whether these detectors will have a higher misclassification rate for bona fide speech from speech-impaired speakers w.r.t fluent speakers. Extensive experiments on 6 existing synthetic speech detectors using more than 0.9 million speech signals demonstrate that most detectors are gender, age and accent biased, and future work is needed to ensure fairness. To support future research, we release our evaluation dataset, models used in our study and source code at https://gitlab.com/viper-purdue/fairssd.
No Language is an Island: Unifying Chinese and English in Financial Large Language Models, Instruction Data, and Benchmarks
Hu, Gang, Qin, Ke, Yuan, Chenhan, Peng, Min, Lopez-Lira, Alejandro, Wang, Benyou, Ananiadou, Sophia, Yu, Wanlong, Huang, Jimin, Xie, Qianqian
While the progression of Large Language Models (LLMs) has notably propelled financial analysis, their application has largely been confined to singular language realms, leaving untapped the potential of bilingual Chinese-English capacity. To bridge this chasm, we introduce ICE-PIXIU, seamlessly amalgamating the ICE-INTENT model and ICE-FLARE benchmark for bilingual financial analysis. ICE-PIXIU uniquely integrates a spectrum of Chinese tasks, alongside translated and original English datasets, enriching the breadth and depth of bilingual financial modeling. It provides unrestricted access to diverse model variants, a substantial compilation of diverse cross-lingual and multi-modal instruction data, and an evaluation benchmark with expert annotations, comprising 10 NLP tasks, 20 bilingual specific tasks, totaling 95k datasets. Our thorough evaluation emphasizes the advantages of incorporating these bilingual datasets, especially in translation tasks and utilizing original English data, enhancing both linguistic flexibility and analytical acuity in financial contexts. Notably, ICE-INTENT distinguishes itself by showcasing significant enhancements over conventional LLMs and existing financial LLMs in bilingual milieus, underscoring the profound impact of robust bilingual data on the accuracy and efficacy of financial NLP.
Retrieval-Augmented Generation: Is Dense Passage Retrieval Retrieving?
Reichman, Benjamin, Heck, Larry
Dense passage retrieval (DPR) is the first step in the retrieval augmented generation (RAG) paradigm for improving the performance of large language models (LLM). DPR fine-tunes pre-trained networks to enhance the alignment of the embeddings between queries and relevant textual data. A deeper understanding of DPR fine-tuning will be required to fundamentally unlock the full potential of this approach. In this work, we explore DPR-trained models mechanistically by using a combination of probing, layer activation analysis, and model editing. Our experiments show that DPR training decentralizes how knowledge is stored in the network, creating multiple access pathways to the same information. We also uncover a limitation in this training style: the internal knowledge of the pre-trained model bounds what the retrieval model can retrieve. These findings suggest a few possible directions for dense retrieval: (1) expose the DPR training process to more knowledge so more can be decentralized, (2) inject facts as decentralized representations, (3) model and incorporate knowledge uncertainty in the retrieval process, and (4) directly map internal model knowledge to a knowledge base.